Treasury Laws Amendment (ALRC Financial Services Interim Report) Regulations 2023 (F2023L01458)

Schedule 1   Main amendments

Part 6   Terms relating to financial services and markets

Corporations Regulations 2001

129   Subregulation 1.0.02(1) (definition of warrant)

Repeal the definition, substitute:

warrant means:

(a) a derivative that is transferable; or

(b) a financial product that is transferable and that would, apart from the effect of paragraph 761D(3)(c) of the Act, be a derivative, and is excluded by that paragraph only because it is:

(i) a security mentioned in paragraph 92(5)(c) of the Act; or

(ii) a legal or equitable right or interest mentioned in subparagraph 764A(1)(b)(ii) of the Act; or

(iii) a legal or equitable right or interest mentioned in subparagraph 764A(1)(ba)(ii) of the Act; or

(iv) a legal or equitable right or interest mentioned in subparagraph 764A(1)(bb)(ii) of the Act.