THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.13 - TITLE TO, AND TRANSFER OF, SECURITIES

Division 3 - Transfer of marketable securities and marketable rights

Subdivision B - Sufficient transfers (transfers other than SCH-regulated transfers)

SECTION 1101   WHAT IS A SUFFICIENT TRANSFER OF MARKETABLE SECURITIES OR MARKETABLE RIGHTS: GENERALLY  

1101(1)  [Sufficient transfer - generally]  

A document is a sufficient transfer of marketable securities if it relates to those securities and is duly completed in accordance with:

(a)  Parts 1 and 2 of Form 1;

(b)  Part 1 of Form 1 and Parts 1 and 2 of Form 2 or 3;

(c)  Parts 1 and 3 of Form 1 and both parts of Form 4; or

(d)  Part 1 of Form 1, Parts 1 and 3 of Form 2 or 3 and both parts of Form 4.

1101(2)  [Duly completed]  

A document is a sufficient transfer of marketable rights if it relates to those rights and is duly completed in accordance with:

(a)  Parts 1 and 2 of Form 5;

(b)  Part 1 of Form 5 and Parts 1 and 2 of Form 6 or 7;

(c)  Parts 1 and 3 of Form 5 and both parts of Form 8; or

(d)  Part 1 of Form 5, Parts 1 and 3 of Form 6 or 7 and both parts of Form 8.




This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.