THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.14 - MISCELLANEOUS

SECTION 1115   RESTRICTIONS ON USE OF TITLES ``STOCKBROKER'', ``SHAREBROKER'' AND ``STOCK EXCHANGE''  

1115(1)  [Restrictions on use of titles of stockbroker etc]  

A person who is not a member of a stock exchange shall not take or use, or by inference adopt, the name or title of stockbroker or sharebroker or take or use or have attached to or exhibited at any place a name, title or description implying or tending to create the belief that the person is a stockbroker or a sharebroker.

1115(2)  (Omitted by No 110 of 1990, Sch 1 (effective 18 December 1990).)

1115(3)  [Title of stock exchange]  

A body corporate that is not a stock exchange shall not take or use, or by inference adopt, the name or title of stock exchange or take or use or have attached to or exhibited at any place a name, title or description implying or tending to create the belief that the body corporate is a stock exchange.

1115(4)  (Omitted by No 110 of 1990, Sch 1 (effective 18 December 1990).)