THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.2 - SECURITIES EXCHANGES AND STOCK MARKETS

SECTION 769D   SPECIAL REPORT BY SECURITIES EXCHANGE ABOUT COMPLIANCE WITH ONGOING REQUIREMENTS  

769D(1)  [Minister's power]  

The Minister may, at any time, require a securities exchange to prepare and give the Commission a special report on the extent to which the exchange is complying with the requirements of section 769A. The Commission must give the report to the Minister.

769D(2)  [Audit]  

The special report must be accompanied by any audit report required by the Minister under subsection (3).

769D(3)  [Minister may require audit]  

The Minister may require a securities exchange to obtain an audit report on the special report. The audit report must be prepared, as the Minister requires, either by the Commission or by some other person or body nominated by the Minister.

769D(4)  [Time limit]  

A securities exchange must give the reports to the Commission, within the time required by the Minister.