THE CORPORATIONS LAW
CCH Note:
Part 13 of the Corporations Act 1989, inserted
by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as
follows:
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82 The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 5 - Excluding persons from the securities industry
SECTION 839 EFFECT OF ORDERS UNDER SECTION 838 839(1) [When Commission not to grant licence] The Commission shall not grant a dealers licence or an investment advisers licence to a person whom an order in force under section 838 disqualifies from holding a dealers licence or an investment advisers licence, as the case may be. 839(2) [Prohibition on contravention] A person shall not contravene an order that: (a) is of a kind referred to in paragraph 838(2)(b); (b) is in force under section 838; and (c) relates to the person.This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.