THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.4 - CONDUCT OF SECURITIES BUSINESS

Division 1 - Regulation of certain activities

SECTION 841   CERTAIN REPRESENTATIONS PROHIBITED  

841(1)  (Abilities and qualifications of licensee)  

A person who is the holder of a licence shall not represent or imply, or knowingly permit to be represented or implied, in any way to a person that the abilities or qualifications of the holder of the licence have in any respect been approved by the Commission.

841(2)  (Exception)  

A statement that a person is the holder of a licence is not a contravention of this section.




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