Corporations Act 2001

CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES  

PART 8B.8 - MISCELLANEOUS  

SECTION 1242E   DISCLOSURES QUALIFYING FOR PROTECTION UNDER PART 9.4AAA  

Eligible whistleblower

1242E(1)    
Treat section 1317AAA as also providing that an individual is an eligible whistleblower in relation to a regulated entity that is a CCIV if the individual is, or has been, any of the following:

(a)    an officer of the corporate director of the CCIV;

(b)    an employee of the corporate director of the CCIV;

(c)    a relative of an individual referred to in paragraph (a) or (b) ;

(d)    a dependant of an individual referred to in paragraph (a) or (b) , or of such an individual ' s spouse.

Eligible recipient

1242E(2)    
Treat subsection 1317AAC(1) as also providing that each of the following is an eligible recipient in relation to a regulated entity that is a CCIV:

(a)    an officer of the corporate director of the CCIV;

(b)    a senior manager of the corporate director of the CCIV.

Whistleblower policies

1242E(3)    
Treat subsection 1317AI(5) as also providing that the matters that must be set out in a policy for a corporate director of a CCIV also include the following:

(a)    information about to whom disclosures in relation to the CCIV that qualify for protection under Part 9.4AAA may be made, and how they may be made;

(b)    information about how the CCIV will support whistleblowers and protect them from detriment;

(c)    information about how the CCIV will investigate disclosures that qualify for protection under Part 9.4AAA ;

(d)    information about how the policy is to be made available to officers of the CCIV;

(e)    any matters prescribed by the regulations for the purposes of this paragraph.