Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.5 - COMPENSATION REGIMES FOR FINANCIAL MARKETS  

Division 3 - Approved compensation arrangements  

Subdivision D - Are compensation arrangements adequate?  

SECTION 885J   THE LOSSES TO BE COVERED - OTHER MATTERS TO BE TAKEN INTO ACCOUNT  

885J(1)    

In considering whether the arrangements are adequate, ASIC must also have regard to:

(a)    the services provided by the market and by the participants in the market; and

(b)    any risk assessment report in relation to the market given to ASIC under section 892K .

885J(2)    

ASIC may take into account such other matters as ASIC thinks appropriate.