Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
CCH Note: Division 6 is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Subdivision C is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 989B is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
A financial services licensee must, in respect of each financial year, prepare a true and fair profit and loss statement and balance sheet in accordance with this Subdivision.
Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).
989B(2)
The licensee must lodge the statement and balance sheet with ASIC in a prescribed form in accordance with this Subdivision.
Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).
989B(3)
The licensee must, with the statement and balance sheet, lodge an auditor ' s report with ASIC containing the information and matters required by the regulations.
Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).
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