Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 32 - Effect on product disclosure of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.177   PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST  

10.2.177(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a managed investment product.

10.2.177(2)   [ Stockbroker to an issue or sale]  

A reference in paragraph 710(3)(e) of the old Corporations Act to a stockbroker to an issue or sale includes, in relation to a stockbroker that participates in any way in the preparation of the prospectus for the issue or sale, a person named in the prospectus as a financial services licensee that is involved in the issue or sale.