Corporations Regulations 2001
CHAPTER 10
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REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS
PART 10.2
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TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION
Division 13
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Regulated principals
REGULATION 10.2.35A
10.2.35A
STREAMLINED LICENSING PROCEDURE FOR CERTAIN REGULATED PRINCIPALS
For subparagraph 1433(1)(b)(i) of the Act, each of the following is a regulated principal to whom section 1433 of the Act applies:
(a) a regulated principal mentioned in item 14 of the table in subregulation 10.2.38(2) ;
(b) a regulated principal mentioned in item 15 of the table in subregulation 10.2.38(2) .
View history note
Hide history noteFor subparagraph 1433(1)(b)(i) of the Act, each of the following is a regulated principal to whom section 1433 of the Act applies:
(a) a regulated principal mentioned in item 14 of the table in subregulation 10.2.38(2) ;
(b) a regulated principal mentioned in item 15 of the table in subregulation 10.2.38(2) .
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