Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
In this Subdivision:
compliance period
has the meaning given by subregulation
7.5A.108(2)
.
infringement notice
means an infringement notice given under regulation
7.5A.104
.
recipient
, in relation to an infringement notice, means the person to whom ASIC gives the infringement notice or intends to give the infringement notice under regulation
7.5A.104
.
(a) the derivative transaction rules mentioned in section 901E of the Act; or
(b) derivative trade repository rules mentioned in section 903D of the Act.
This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.