Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
For paragraph 1017B(1A)(b) of the Act, a change to the Approved Securities List or current interest rate for a standard margin lending facility is specified.
7.9.11H(2)
For paragraph 1017B(3)(c) of the Act, the issuer of the standard margin lending facility must notify the holder of the change by: (a) sending notice of the change to the holder:
(i) by pre-paid post to a postal address nominated by the holder; or
(b) placing a notice on a webpage that is likely to come to the holder ' s attention if the holder is monitoring the holder ' s standard margin lending facility.
(ii) to an email address nominated by the holder; or
This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.