Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
For paragraph 1017B(3)(c) of the Act, the following are ways in which a responsible person may notify a holder: (a) notifying the holder in any way agreed to by the holder; (b) notifying the holder ' s agent in any way agreed to by the agent.
7.9.75A(2)
For paragraph 1017D(6)(c) of the Act, the following are ways of giving a periodic statement to a holder: (a) making the periodic statement available to the holder in any way agreed to by the holder; (b) making the periodic statement available to the holder ' s agent in any way agreed to by the agent.
7.9.75A(3)
For paragraph 1017DA(2)(c) of the Act, the following are ways in which information mentioned in subsection 1017DA(1) of the Act may be provided to a person: (a) in writing; (b) electronically; (c) providing the information to the person in any way agreed to by the person; (d) making the information available to the person ' s agent in any way agreed to by the agent; (e) making the information publicly available on the superannuation entity ' s website.
7.9.75A(4)
If a provision of the Act or these Regulations imposes additional requirements in relation to a matter in subregulation (1) , (2) or (3) , the ways of notifying a holder, giving a periodic statement and providing information are subject to the requirements.
Note: Regulation 7.9.75B is an example of an additional requirement.
7.9.75A(5)
For this regulation, a notification, a periodic statement or information may be given or sent to a person ' s agent only if the agent is not acting as the person ' s agent in one of the capacities mentioned in subsection 1015C(3) of the Act.
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