Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.3 - LICENSING OF CLEARING AND SETTLEMENT FACILITIES  

Division 3A - CS facility rules  

Subdivision B - Compliance with CS facility rules  

SECTION 826J   COMPLYING WITH CS FACILITY RULES  

826J(1)    
The following entities must comply with the CS facility rules:

(a)    operators of licensed CS facilities;

(b)    participants in licensed CS facilities;

(c)    entities prescribed by the regulations for the purposes of this paragraph.

Note: This subsection is a civil penalty provision: see section 1317E . For relief from liability to a civil penalty relating to this subsection, see section 1317S .

826J(2)    
Subsection (1) does not apply in relation to a clearing and settlement facility the operator of which is licensed under subsection 824B(2) (overseas clearing and settlement facilities).