Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 2 - Regulation of derivative transactions: derivative transaction rules  

Subdivision A - Power to make derivative transaction rules  

SECTION 901C  

901C   REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS  


The regulations may provide that the derivative transaction rules:


(a) cannot impose requirements (or certain kinds of requirements) in relation to certain classes of derivative transactions; or


(b) can only impose requirements (or certain kinds of requirements) in relation to certain classes of derivative transactions in certain circumstances.

Note: A class of derivative transactions can be described by reference to any matter, including (for example):

  • (a) the derivatives to which transactions relate; or
  • (b) the circumstances in which transactions were entered into; or
  • (c) the time when, or place where, transactions were entered into; or
  • (d) the parties to transactions.

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