Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 2 - Regulation of derivative transactions: derivative transaction rules  

Subdivision A - Power to make derivative transaction rules  

SECTION 901D  

901D   REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED  

The regulations may provide that the derivative transaction rules:

(a) cannot impose requirements (or certain kinds of requirements) on certain classes of persons; or

(b) can only impose requirements (or certain kinds of requirements) on certain classes of persons in certain circumstances.

Note: A class of persons may be described by reference to any matter, including (for example):

(a) the volume of derivative transactions entered into by persons over a period; or

(b) the characteristics or nature of persons or of their businesses; or

(c) the place of residence or business of persons.