Corporations Act 2001
CHAPTER 7
-
FINANCIAL SERVICES AND MARKETS
PART 7.7A
-
BEST INTERESTS OBLIGATIONS AND REMUNERATION
Division 5
-
Other banned remuneration
Subdivision B
-
Asset-based fees on borrowed amounts
SECTION 964B
964B
APPLICATION
This Subdivision applies where a financial services licensee, or a representative of a financial services licensee, provides financial product advice (the advice ) to a person (the client ) as a retail client.
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteThis Subdivision applies where a financial services licensee, or a representative of a financial services licensee, provides financial product advice (the advice ) to a person (the client ) as a retail client.
This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.