Superannuation Industry (Supervision) Regulations 1994

Pt 3A inserted by SR No 113 of 2004, reg 3 and Sch 1 item 3, effective 1 July 2004.

Div 3A.3 inserted by SR No 154 of 2004, reg 3 and Sch 1 item 1, effective 1 July 2004.

Reg 3A.06 amended by FRLI No F2023L01423, reg 4 and Sch 4 items 3 - 9, by substituting " item 4, 6 or 7 " for " items 2 to 7 " in table item 1, column headed " Application " , repealing table items 2 and 3, substituting " withdrawn. " for " withdrawn; and " in para (b) of table item 4, column headed " Application " , repealing para (c) from table item 4, column headed " Application " , repealing table item 5, omitting " , and item 9 does not apply " after " non-public offer entity licence " from para (a) of table item 8, column headed " Application " and repealing table item 9, effective 28 October 2023. Table items 2, 3, 5 and 9 formerly read:

Table

Table

2	Application for non-public offer entity licence by an applicant that is a body corporate if:	3 500	n/a	n/a
	(a)	the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
	(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and
	(c)	item 5 does not apply.
3	Application for non-public offer entity licence by an applicant that is a group of individual trustees if:	3 500	n/a	n/a
	(a)	any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
	(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and
	(c)	item 5 does not apply.
5	Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made:	1 750	n/a	n/a
	(a)	the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
	(b)	that application was refused or withdrawn.
9	Application for variation under paragraph 29F(1)(a) if:	n/a	16 500	16 500
	(a)	the applicant already holds a non-public offer entity licence; and
	(b)	when the applicant applied for that licence, item 2 or 3 applied.

Reg 3A.06 inserted by SR No 154 of 2004, reg 3 and Sch 1 item 1, effective 1 July 2004.