Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 4 - Assistance to ASIC  

REGULATION 10.2.15   OBLIGATIONS OF SECURITIES CLEARING HOUSE: DISCIPLINARY ACTION  

10.2.15(1)   [ Application]  

This regulation applies if:

(a) the securities clearing house was required under section 779E of the old Corporations Act, before the FSR commencement, to lodge written particulars relating to disciplinary action; and

(b) the securities clearing house had not complied with the requirement before the FSR commencement; and

(c) the period for compliance had not expired before the FSR commencement.

10.2.15(2)   [ Deemed requirement]  

On and after the FSR commencement, the requirement is taken to be a requirement under paragraph 821B(2) (b) of the Act.