Corporations Regulations 2001

CHAPTER 5C - MANAGED INVESTMENT SCHEMES  

PART 5C.2 - THE RESPONSIBLE ENTITY  

REGULATION 5C.2.01  

5C.2.01   DUTY OF RESPONSIBLE ENTITIES' AGENTS - SURVEILLANCE CHECKS  
The agent of a responsible entity must take all reasonable steps to assist the entity and ASIC when ASIC is conducting a check whether the entity is complying with the constitution and compliance plan of a registered scheme and with the Act.




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