Corporations Amendment Regulations 2010 (No. 9)
(301 of 2010)
Dated 24 November 2010
Corporations Act 2001
1 Name of Regulations
These Regulations are theCorporations Amendment Regulations 2010 (No. 9).
2 Commencement
These Regulations commence on the day after they are registered.
3 Amendment of Corporations Regulations 2001
Schedule 1 amends theCorporations Regulations 2001.
Schedule 1 Amendments
[1] Paragraph 7.5.88 (2) (b)
substitute
(b) the payment of premiums for fidelity insurance or other compensation arrangements for the financial market as part of an approved compensation arrangement for Division 3 of Part 7.5 of the Act; or
(c) costs paid by the market licensee in relation to ASIC's responsibilities for market supervision created by theCorporations Amendment (Financial Market Supervision) Act 2010; or
(d) the making of payments to ASIC by the market licensee in relation to ASIC's responsibilities for market supervision created by theCorporations Amendment (Financial Market Supervision) Act 2010.
[2] Regulation 8.2.01
omit
the Securities Act 1978 of New Zealand
insert
[3] Paragraph 8.2.02 (1) (a)
omit
the New Zealand Securities Act 1978 and the Securities (Mutual Recognition of Securities Offerings) Regulations 2008;
insert
the Securities Act 1978 (New Zealand) and the Securities (Mutual Recognition of Securities Offerings - Australia) Regulations 2008 (New Zealand);
[4] Paragraph 8.2.02 (1) (b)
omit
New Zealand Securities Regulations 1983
insert
the Securities Regulations 2009 (New Zealand)
[5] Schedule 10A, item 18.1, inserted paragraph 1012D (9E) (c) of the Act
omit
the Securities Act 1978 of New Zealand and Securities Regulation 1983 of New Zealand;
insert
the Securities Act 1978 (New Zealand) and the Securities Regulations 2009 (New Zealand);
[6] Schedule 10AA, item 2.3, inserted paragraph 1012IA (3B) (c) of the Act
omit
the Securities Act 1978 of New Zealand and Securities Regulation 1983 of New Zealand;
insert
the Securities Act 1978 (New Zealand) and the Securities Regulations 2009 (New Zealand);