THE CORPORATIONS LAW
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82 The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 3 - Representatives
SECTION 810 LICENSEE TO KEEP REGISTER OF HOLDERS OF PROPER AUTHORITIES 810(1) [Licensee to establish register] A licensee must establish a register of the persons who hold proper authorities from the licensee and must keep it in accordance with this section.(i) include, in a part of the register separate from the part in which copies of proper authorities are included under subsection (4); and
(ii) remove from the last-mentioned part;the copy of the proper authority that was included in the last-mentioned part; and (b) unless, at the end of those 2 business days, the person again holds a proper authority from the licensee:
(i) enter, in a part of the register separate from the part in which information is entered under subsection (5); and
(ii) remove from the last-mentioned part;the information that has been entered in the last-mentioned part in relation to the person. 810(7) [Effect of information that authority ceased] Information that has been entered under paragraph (6)(b) in a separate part of the register shall be deemed for the purposes of subsections (3) and (5) not to be contained or entered in the register. 810(8) [Continuation of existing register] Where a licensee whom subsection (1) requires to establish a register already keeps one under this section or a corresponding previous law, the licensee need not establish a new register but must keep the existing one in accordance with this section.
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