THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 811   LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER  

811(1)  [Definition of ``register'']  

In this section:

``register'' , in relation to a licensee, means a register that the licensee keeps for the purposes of section 810.

811(2)  [Lodgment of notice of location of register]  

Within 14 days after establishing a register, the licensee must lodge written notice of where the register is kept.

811(3)  [Notice of change of location]  

As soon as practicable after changing the place where a register is kept, the licensee must lodge written notice of the new place where the register is kept.

811(4)  [Details of proper authority]  

Within 2 business days after the day on which a person begins to hold a particular proper authority from a licensee, the licensee must, whether or not the person has previously held a proper authority from the licensee, lodge:

(a)  a copy of the first-mentioned proper authority; and

(b)  a written notice stating that the person began to hold that proper authority on that day.

811(5)  [Notice of information on register]  

The licensee must lodge a written notice, within the period provided by subsection (6):

(a)  setting out the information that the register is required to contain by paragraph 810(3)(b), (c), (d) or (e); and

(b)  stating that the information has been, or is to be, entered in the register.

811(6)  [Time limit for sec 811(5) notice]  

A notice under subsection (5) must be lodged within the period within which subsection 810(5) requires the information to be entered in the register.

811(7)  [Notice of ceasing to hold proper authority]  

Within 2 business days after a person ceases to hold a proper authority from a licensee, the licensee must, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.