Corporations Act 2001

CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES  

PART 8B.3 - CORPORATE GOVERNANCE OF CCIVs  

Division 3 - Officers, employees and auditors of the corporate director  

Subdivision A - Officers and auditors of the corporate director  

SECTION 1225B  

1225B   RESPONSIBILITY OF SECRETARY OF CORPORATE DIRECTOR FOR CERTAIN CONTRAVENTIONS BY CORPORATE DIRECTOR  

For the purposes of subsection 188(1) as it applies to the secretary of the corporate director, the provisions identified in column 1 of the following table, in addition to the provisions mentioned in subsection 188(1) , are taken to be corporate responsibility provisions :

Provisions that are taken to be corporate responsibility provisions
Item	Column 1 Provision(s)	Column 2 Topic
1	(a)	subsection 1222L(3) ;	notifying ASIC of status as a retail CCIV or wholesale CCIV
	(b)	subsection 1222L(7)
2	(a)	subsection 1223C(5) ;	lodgement of modified or replaced constitution and notifying ASIC when changes takes effect
	(b)	subsection 1223D(3)
3	(a)	subsection 1224T(3) ;	lodgement of notices about the corporate director of a CCIV
	(b)	subsection 1224U(4) ;
	(c)	subsection 1224W(8)
4	(a)	subsection 1226(3) ;	lodgement of compliance plans etc. (retail CCIV only)
	(b)	subsection 1226D(4) ;
	(c)	subsection 1226E(3)
5	subsection 1226G(4)	lodgement of report of auditor of compliance plan (retail CCIV only)
6	subsection 1226K(1)	notifying ASIC when auditor of compliance plan changes (retail CCIV only)
7	subsection 1230J(5)	lodgement of a redemption offer
8	subsection 1230J(8)	notifying ASIC of the cancellation of a redemption offer