Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 33 - Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities  

REGULATION 10.2.191   EXEMPTION OF CERTAIN TRANSACTIONS FROM SUBSECTION 1207(1) OF THE OLD CORPORATIONS ACT  

10.2.191(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal.

10.2.191(2)   [ Member of clearing house of futures exchange]  

A reference in regulation 8.4.03 of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

10.2.191(3)   [ Business rules of futures exchange]  

A reference in paragraph 8.4.03(d) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.