Corporations Regulations 2001

CHAPTER 5C - MANAGED INVESTMENT SCHEMES  

PART 5C.5 - THE COMPLIANCE COMMITTEE  

REGULATION 5C.5.01   RESPONSIBLE ENTITIES ETC TO ASSIST COMPLIANCE COMMITTEES  

5C.5.01(1)   [ Application]  

This regulation applies to a person who is the responsible entity of a registered scheme, an officer of the entity, an agent of the entity or an officer of the agent.

5C.5.01(2)   [ Assistance]  

The person must:

(a) allow the compliance committee to have access to the books of the scheme; and

(b) if the committee requires the person to give the committee information or an explanation about the scheme - give the information or explanation to the committee; and

(c) otherwise assist the committee in the performance of its functions.