Corporations Amendment Regulations 2004 (No. 3) (26 of 2004)

Schedule 2   Amendments commencing on 11 March 2004

[28]   Subparagraph 7.5.24 (1) (d) (ii)

substitute

(ii) the dealer has been suspended by the participating market licensee concerned or OCH, that suspension has not been removed and the selling client has done, or is ready, willing and able to do, all things necessary to enable the dealer to do all things that the dealer is required to do under the operating rules of the participating market licensee or OCH to effect a transfer of the securities pursuant to the sale; and