THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1157   ANNUAL STATEMENT OF LICENSEE  

1157(1)  [Annual statement of licence]  

A person who is or has been a licensee shall lodge, in respect of each year or part of a year during which the licence is or was in force, a statement in the prescribed form that complies with this section.

1157(2)  [Contents of statement]  

The statement shall set out the number of persons:

(a)  who, when the statement is lodged, hold; or

(b)  who, when the person last ceased to be a licensee, held;

as the case may be, proper authorities from the person.

1157(3)  [Prescribed information]  

The statement shall also contain such information as is prescribed.