CCH Note:
Part 13 of the
Corporations Act 1989, inserted
by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as
follows:
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW
82
The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 1 - Dealers and investment advisers and operators of managed investment schemes
History
Div heading amended by No 62 of 1998, Sch 2, Pt 1 (effective 1 July 1998).
SECTION 788
GIVING INFORMATION AND STATEMENTS TO COMMISSION
788(1)
[Commission may direct lodgment]
The holder of a dealers licence must lodge such written information or statements in relation to the securities business carried on, or the managed investment scheme operated, by the licensee as the Commission from time to time directs.
History
S 788(1) amended by No 62 of 1998, Sch 2, Pt 1 (effective 1 July 1998).
S 788(1) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
788(2)
[Commission may require audit]
If the Commission requires the holder of a dealers licence to cause a statement specified in a direction given under subsection
(1) to be audited by a registered company auditor before it is lodged, the licensee must comply with the requirement.
History
S 788(2) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
788(3)
[Commission may extend time for compliance]
The Commission may extend the period for compliance with a direction given under subsection
(1).
History
S 788(3) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
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