THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 3 - Representatives

SECTION 806   REPRESENTATIVES OF DEALERS  

806    A natural person shall not do an act as a representative of a dealer (other than an exempt dealer) unless:

(a)  the dealer holds a dealers licence; and

(b)  the person holds a proper authority from the dealer.




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