Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 8 - Other matters  

SECTION 907A  

907A   OTHER PROHIBITIONS ON HOLDING OUT  

A person must not hold out:

(a) that the person has an Australian derivative trade repository licence; or

(b) that the operation of a derivative trade repository by the person is authorised by an Australian derivative trade repository licence; or

(c) that a facility is prescribed by the regulations for the purpose of paragraph 901A(5)(b) ; or

(d) that a facility is prescribed by the regulations for the purpose of paragraph 901A(6)(b) ; or

(e) that a facility is prescribed by the regulations for the purpose of paragraph 901A(7)(b) ;

if that is not the case.

Note 1: Failure to comply with this subsection is an offence: see subsection 1311(1) .

Note 2: Section 905A contains other offences relating to derivative trade repositories that are required to be licensed.