Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 33 - Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities  

REGULATION 10.2.192   WHICH FUTURES BROKER TO COMPLY WITH SUBSECTION 1207(1) OF OLD CORPORATIONS ACT IN RELATION TO CERTAIN TRANSACTIONS  

10.2.192(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal.

10.2.192(2)   [ Futures broker]  

A reference in regulation 8.4.03A of the old Corporations Regulations to a futures broker includes a financial services licensee.