Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.10
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MARKET MISCONDUCT AND OTHER PROHIBITED CONDUCT RELATING TO FINANCIAL PRODUCTS AND FINANCIAL SERVICES
REGULATION 7.10.03
7.10.03
EXEMPTION FOR MARKET PARTICIPANTS OF QUALIFYING GAS TRADING EXCHANGE
For paragraph 1045A(1)(a) of the Act, a person is exempt from Part 7.10 of the Act if the person:
(a) is a participant in relation to a qualifying gas trading exchange; and
(b) is engaging in trading activities in relation to qualifying gas exchange products on a qualifying gas trading exchange.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For paragraph 1045A(1)(a) of the Act, a person is exempt from Part 7.10 of the Act if the person:
(a) is a participant in relation to a qualifying gas trading exchange; and
(b) is engaging in trading activities in relation to qualifying gas exchange products on a qualifying gas trading exchange.
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