Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.4 - LIMITS ON INVOLVEMENT WITH LICENSEES  

REGULATION 7.4.01  

7.4.01   MEANING OF WIDELY HELD MARKET BODY - PRESCRIBED BODIES CORPORATE  

For the purposes of paragraph 850A(b) of the Act, the following bodies corporate are prescribed:

(a)    Australian Stock Exchange Limited (in its capacity as a body corporate that has an Australian market licence or an Australian CS facility licence);

(b)    ASX Settlement and Transfer Corporation Pty Limited (also known as ' ASTC ' ) (in its capacity as a body corporate that has an Australian CS facility licence);

(c)    

SFE Corporation Limited, in its capacity as the holding company of the following bodies corporate that have an Australian market licence or an Australian CS facility licence:

(i) Austraclear Limited;

(ii) SFE Clearing Corporation Pty Limited;

(iii) Sydney Futures Exchange Limited;

(d)    

SFE Clearing Corporation Pty Limited (in its capacity as a body corporate that has an Australian CS facility licence);

(e)    

Sydney Futures Exchange Limited (in its capacity as a body corporate that has an Australian market licence);

(f)    

ACH (in its capacity as a body corporate that has an Australian CS facility licence);

(g)    

Austraclear Limited (in its capacity as a body corporate that has an Australian CS facility licence).