Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.5A
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REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES
Division 2
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Regulation of derivative transactions: derivative transaction rules
Subdivision 2.3
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Infringement notices
REGULATION 7.5A.113
NOTICE OF WITHDRAWAL OF INFRINGEMENT NOTICE
7.5A.113(1)
A notice withdrawing an infringement notice must include the following information:
(a) the name and address of the recipient;
(b) the date the infringement notice was given;
(c) the infringement notice ' s unique code.
7.5A.113(2)
The notice must also state that the infringement notice is withdrawn.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
A notice withdrawing an infringement notice must include the following information:
(a) the name and address of the recipient;
(b) the date the infringement notice was given;
(c) the infringement notice ' s unique code.
7.5A.113(2)
The notice must also state that the infringement notice is withdrawn.
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