Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
For the purposes of subsection 1017DA(1) of the Act, fund information must be provided, in accordance with this regulation, to the product holder, for each fund reporting period during which the holder holds the product.
7.9.32(2)
The following provisions apply in relation to fund reporting periods: (a) each reporting period lasts for:
(i) a period not exceeding 1 year, fixed by the issuer; or
(b) the first reporting period starts when the holder acquired the product; (c) each subsequent reporting period starts at the end of the preceding reporting period.
(ii) a longer period fixed by ASIC on the application of the issuer to which the period relates;
7.9.32(3)
Fund information for a fund reporting period must be provided as soon as practicable after, and in any event within 6 months after, the end of the reporting period.
7.9.32(4)
(Repealed by FRLI No F2023L00990, Sch 1 [ 10] (effective 8 July 2023).)
7.9.32(5)
Fund information in relation to a particular product holder need not all be provided in respect of the same fund reporting period.
Fund information must be provided on website and, if holder elects, in hard copy or electronic copy
7.9.32(6)
The trustee must provide fund information for a fund reporting period to a product holder: (a) by making the fund information publicly available on the superannuation entity ' s website; and (b) if the holder elects to have a hard copy or electronic copy of the fund information - by sending the fund information to the holder, in that form, until the holder notifies the trustee that a hard copy or electronic copy is no longer required.
7.9.32(7)
Fund information for a fund reporting period must be readily accessible from the entity ' s website.
7.9.32(8)
Subregulations (6) and (7) do not apply to a self managed superannuation fund.
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