Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 13 - Regulated principals  

REGULATION 10.2.40A   NEED FOR AN AUSTRALIAN FINANCIAL SERVICES LICENCE  

10.2.40A(1)   [ Exemptions]  

For section 1444 of the Act, paragraphs 911A(2) (ea), (eb) and (ec) of the Act do not apply in relation to a regulated principal and its regulated activities.

10.2.40A(2)   [ Exemptions]  

For section 1444 of the Act, subparagraphs 7.6.01 (1)(e)(iii) and (iv) and subparagraph 7.6.01(1) (o)(iv) do not apply in relation to a regulated principal and its regulated activities.

10.2.40A(3)    
(Omitted by SR 2002 No 126, Sch 1 [ 1] (effective 11 March 2002).)

10.2.40A(4)   [ Limitation]  

This regulation ceases to apply in relation to a regulated principal and its regulated activities at the end of the period of 2 years starting on the FSR commencement.