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Corporations Act 2001

SECTION 1
to
SECTION 5C

SECTION 1 SHORT TITLE

SECTION 2 COMMENCEMENT

SECTION 3 CONSTITUTIONAL BASIS FOR THIS ACT

SECTION 4 REFERRING STATES

SECTION 5 GENERAL TERRITORIAL APPLICATION OF ACT

SECTION 5A APPLICATION TO THE CROWN

SECTION 5B ASIC HAS GENERAL ADMINISTRATION OF THIS ACT

SECTION 5C APPLICATION OF THE ACTS INTERPRETATION ACT 1901

SECTION 5D
to
SECTION 5I

SECTION 5D COVERAGE OF PART

SECTION 5E CONCURRENT OPERATION INTENDED

SECTION 5F CORPORATIONS LEGISLATION DOES NOT APPLY TO MATTERS DECLARED BY STATE OR TERRITORY LAW TO BE AN EXCLUDED MATTER

SECTION 5G AVOIDING DIRECT INCONSISTENCY ARISING BETWEEN THE CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS

SECTION 5H REGISTRATION OF BODY AS COMPANY ON BASIS OF STATE OR TERRITORY LAW

SECTION 5I REGULATIONS MAY MODIFY OPERATION OF THE CORPORATIONS LEGISLATION TO DEAL WITH INTERACTION BETWEEN THAT LEGISLATION AND STATE AND TERRITORY LAWS

SECTION 5J
to
SECTION 109X

SECTION 5J SIMPLIFIED OUTLINE OF THIS PART

SECTION 6 EFFECT OF THIS PART

SECTION 7 IDENTIFYING DEFINED TERMS

SECTION 9 DICTIONARY

SECTION 9AA CERTAIN FAMILY RELATIONSHIPS

SECTION 9AB MEANING OF ASSET

SECTION 9AC MEANING OF DIRECTOR

SECTION 9AD MEANING OF OFFICER

SECTION 9A MEANING OF RIGHTS ISSUE

SECTION 9B MEANING OF REMUNERATION RECOMMENDATION

SECTION 9C MEANING OF REGISTRAR

SECTION 9D MEANING OF DECLARED FINANCIAL MARKET

SECTION 10 EFFECT OF DIVISION

SECTION 11 ASSOCIATES OF BODIES CORPORATE

SECTION 12 REFERENCES IN CHAPTERS 6 TO 6C, AND OTHER REFERENCES RELATING TO VOTING POWER AND TAKEOVERS ETC.

SECTION 13 REFERENCES IN CHAPTER 7

SECTION 14 REFERENCES IN CHAPTER 8

SECTION 15 GENERAL

SECTION 16 EXCLUSIONS

SECTION 17 ASSOCIATES OF COMPOSITE PERSON THAT CARRIES ON A FINANCIAL SERVICES BUSINESS

SECTION 18 CARRYING ON BUSINESS: OTHERWISE THAN FOR PROFIT

SECTION 19 BUSINESSES OF A PARTICULAR KIND

SECTION 20 CARRYING ON A BUSINESS: ALONE OR TOGETHER WITH OTHERS

SECTION 21 CARRYING ON BUSINESS IN AUSTRALIA OR A STATE OR TERRITORY

Division 4 - Dealing in futures contracts [ CCH Note : The next section is s 45A.]

SECTION 45A MEANING OF PROPRIETARY COMPANY, SMALL PROPRIETARY COMPANY AND LARGE PROPRIETARY COMPANY

SECTION 45B MEANING OF SMALL COMPANY LIMITED BY GUARANTEE

SECTION 46 MEANING OF SUBSIDIARY - GENERAL

SECTION 47 CONTROL OF A BODY CORPORATE'S BOARD

SECTION 48 MATTERS TO BE DISREGARDED

SECTION 49 REFERENCES IN THIS DIVISION TO A SUBSIDIARY

SECTION 50 MEANING OF RELATED BODY CORPORATE

SECTION 50AAA MEANING OF ASSOCIATED ENTITY

SECTION 50AA MEANING OF CONTROL

SECTION 51 MEANING OF PPSA SECURITY INTEREST

SECTION 51A MEANING OF SECURITY INTEREST

SECTION 51B MEANING OF SECURED PARTY

SECTION 51C MEANING OF CIRCULATING SECURITY INTEREST

SECTION 51D MEANING OF POSSESSORY SECURITY INTEREST

SECTION 51E MEANING OF SECURED CREDITOR

SECTION 51F MEANING OF PPSA RETENTION OF TITLE PROPERTY

SECTION 51M MEANING OF MUTUAL ENTITY

SECTION 52A SIGNING

SECTION 53 MEANING OF AFFAIRS - BODY CORPORATE OTHER THAN A CCIV

SECTION 53AAA MEANING OF AFFAIRS - CCIV

SECTION 53AA MEANING OF BUSINESS AFFAIRS - BODY CORPORATE

SECTION 53AB MEANING OF BUSINESS AFFAIRS - NATURAL PERSON

SECTION 53AC MEANING OF BUSINESS AFFAIRS - PARTNERSHIP

SECTION 53AD MEANING OF BUSINESS AFFAIRS - TRUST

SECTION 54 CHAPTER 8 AGREEMENTS OF THE SAME KIND

SECTION 55 CHAPTER 8 OBLIGATIONS AND RIGHTS

SECTION 56 CLASSES OF FUTURES ORGANISATION MEMBERSHIP

SECTION 57 CLASSES OF SHARES OR INTERESTS IN MANAGED INVESTMENT SCHEMES

SECTION 57A MEANING OF CORPORATION

SECTION 58AA MEANING OF court AND Court

SECTION 58B DISCHARGE OF OBLIGATIONS UNDER THIS ACT

SECTION 59 DEBENTURES AS CONSIDERATION FOR ACQUISITION OF SHARES

SECTION 60 DECLARATION OF RELEVANT RELATIONSHIPS

SECTION 61 DISCRETIONARY ACCOUNTS

SECTION 64 ENTERING INTO A TRANSACTION IN RELATION TO SHARES OR SECURITIES

SECTION 64A MEANING OF ENTITY

SECTION 64B ENTITIES CONNECTED WITH A CORPORATION

SECTION 65 ELIGIBLE MONEY MARKET DEALER

SECTION 66A MEANING OF EXEMPT BODY CORPORATE

SECTION 67 EXEMPT BROKERS AND EXEMPT FUTURES ADVISERS

SECTION 68 EXEMPT DEALERS AND EXEMPT INVESTMENT ADVISERS

SECTION 70 EXTENSION OF PERIOD FOR DOING AN ACT

SECTION 71 FUTURES ADVICE BUSINESS

SECTION 72 FUTURES CONTRACT

SECTION 72A ACT APPLIES TO CERTAIN CHAPTER 8 AGREEMENTS AS IF THEY WERE FUTURES CONTRACTS

SECTION 73 FUTURES REPRESENTATIVES

SECTION 73A WHEN A COURT IS TAKEN TO FIND A PERSON GUILTY OF AN OFFENCE

SECTION 75 INCLUSION IN OFFICIAL LIST

SECTION 77 INVESTMENT ADVICE BUSINESS

SECTION 79 INVOLVEMENT IN CONTRAVENTIONS

SECTION 80 JERVIS BAY TERRITORY TAKEN TO BE PART OF THE AUSTRALIAN CAPITAL TERRITORY

SECTION 82 OFFERS AND INVITATIONS TO THE PUBLIC

SECTION 82A OFFICERS OF BODIES CORPORATE AND OTHER ENTITIES

SECTION 83 OFFICERS, AND OTHER PERSONS, IN DEFAULT

SECTION 84 OWN ACCOUNT DEALINGS AND TRANSACTIONS: SECURITIES

SECTION 86 POSSESSION

SECTION 87 PROPER AUTHORITY FROM FUTURES LICENSEE; INVALID FUTURES AUTHORITY

SECTION 88 PROPER AUTHORITY FROM SECURITIES LICENSEE; INVALID SECURITIES AUTHORITY

SECTION 88A MEANING OF PUBLIC DOCUMENT

SECTION 88B MEANING OF QUALIFIED ACCOUNTANT

SECTION 89 MEANING OF QUALIFIED PRIVILEGE

SECTION 90 RECEIVERS AND MANAGERS

SECTION 91 MEANING OF RELATION-BACK DAY

SECTION 92 MEANING OF SECURITIES

SECTION 92A ACT APPLIES TO CERTAIN RELEVANT AGREEMENTS AS IF THEY WERE SECURITIES

SECTION 93 SECURITIES BUSINESS

SECTION 94 SECURITIES REPRESENTATIVES

SECTION 95A MEANING OF SOLVENT AND INSOLVENT

SECTION 97 STOCK MARKET NOT TO INCLUDE FUTURES MARKET

SECTION 100 ADDRESS OF REGISTERED OFFICE ETC.

SECTION 100A OPERATION OF CERTAIN LAWS RELATING TO INSTRUMENTS ON WHICH STAMP DUTY HAS NOT BEEN PAID

SECTION 101 AMOUNT OF STOCK REPRESENTING A NUMBER OF SHARES

SECTION 102 APPLICATIONS TO BE IN WRITING

SECTION 102B MEANING OF IN THIS JURISDICTION OR ELSEWHERE AND OUTSIDE THIS JURISDICTION

SECTION 102C MEANING OF IN AUSTRALIA

SECTION 103 EFFECT OF CERTAIN CONTRAVENTIONS OF THIS ACT

SECTION 104 EFFECT OF PROVISIONS EMPOWERING A PERSON TO REQUIRE OR PROHIBIT CONDUCT

SECTION 105 CALCULATION OF TIME

SECTION 105A WHEN IS AN ELECTRONIC COMMUNICATION SENT AND RECEIVED

SECTION 105B PLACE WHERE AN ELECTRONIC COMMUNICATION IS SENT OR RECEIVED

SECTION 106 PERFORMANCE OF FUNCTIONS BY COMMISSION DELEGATE

SECTION 107 NOTICE IN RELATION TO TOP 20 MEMBERS OF A CLASS

SECTION 108 PARTS OF DOLLAR TO BE DISREGARDED IN DETERMINING MAJORITY IN VALUE OF CREDITORS ETC.

SECTION 109 REFERENCES TO PERSONS, THINGS AND MATTERS

SECTION 109X SERVICE OF DOCUMENTS

SECTION 110
to
SECTION 110K

SECTION 110 WHEN THIS DIVISION APPLIES

SECTION 110A TECHNOLOGY NEUTRAL SIGNING

SECTION 110B LODGEMENT OF DOCUMENTS

SECTION 110C DOCUMENTS TO WHICH THIS DIVISION APPLIES

SECTION 110D TECHNOLOGY NEUTRAL SENDING OF DOCUMENTS

SECTION 110E ELECTION TO BE SENT DOCUMENTS IN PHYSICAL FORM OR ELECTRONIC FORM, OR NOT TO BE SENT DOCUMENTS

SECTION 110F FAILURE TO COMPLY WITH MEMBER ' S ELECTION TO BE SENT DOCUMENT IN PARTICULAR FORM

SECTION 110G FAILURE TO COMPLY WITH MEMBER ' S ELECTION NOT TO BE SENT DOCUMENTS

SECTION 110H EFFECT OF ELECTION NOT TO BE SENT DOCUMENTS

SECTION 110J AD HOC REQUESTS TO BE SENT DOCUMENTS IN A PARTICULAR FORM

SECTION 110JA SENDER DOES NOT NEED TO SEND DOCUMENT IF MEMBER UNCONTACTABLE

SECTION 110K OBLIGATION TO GIVE NOTICE OF MEMBERS ' RIGHTS

SECTION 111AA
to
SECTION 111AX

SECTION 111AA OBJECT OF PART

SECTION 111AB TERMS DEFINED IN DIVISION

SECTION 111AC MEANING OF DISCLOSING ENTITY

SECTION 111AD MEANING OF ED SECURITIES

SECTION 111AE SECURITIES OF BODIES OR UNDERTAKINGS INCLUDED IN A LICENSED MARKET ' S OFFICIAL LIST

SECTION 111AF SECURITIES (EXCEPT DEBENTURES AND MANAGED INVESTMENT PRODUCTS) HELD BY 100 OR MORE PERSONS

SECTION 111AFA MANAGED INVESTMENT PRODUCTS HELD BY 100 OR MORE PERSONS

SECTION 111AFB FOREIGN PASSPORT FUND PRODUCTS HELD BY 100 OR MORE PERSONS

SECTION 111AG SECURITIES ISSUED AS CONSIDERATION FOR AN ACQUISITION UNDER AN OFF-MARKET TAKEOVER BID OR PART 5.1 COMPROMISE OR ARRANGEMENT

SECTION 111AH WHEN A PERSON HOLDS SECURITIES FOR THE PURPOSES OF SECTIONS 111AF, 111AFA, 111AFB AND 111AG

SECTION 111AI DEBENTURES

SECTION 111AJ REGULATIONS MAY DECLARE SECURITIES NOT TO BE ED SECURITIES

SECTION 111AK ED SECURITIES OF A DISCLOSING ENTITY

SECTION 111AL MEANING OF LISTED DISCLOSING ENTITY

SECTION 111AM MEANING OF QUOTED ED SECURITIES

SECTION 111AN DIVISION CONTAINS OUTLINE OF SIGNIFICANCE OF BEING A DISCLOSING ENTITY

SECTION 111ANA REQUIREMENTS RELATING TO REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL

SECTION 111AO ACCOUNTING REQUIREMENTS

SECTION 111AP CONTINUOUS DISCLOSURE REQUIREMENTS

SECTION 111AQ PROSPECTUS RELIEF

SECTION 111AQA PRODUCT DISCLOSURE STATEMENT RELIEF

SECTION 111AR MEANING OF DISCLOSING ENTITY PROVISIONS

SECTION 111AS EXEMPTIONS BY REGULATIONS

SECTION 111AT EXEMPTIONS BY ASIC

SECTION 111AU ENFORCING CONDITIONS OF EXEMPTIONS

SECTION 111AV MODIFICATIONS BY REGULATIONS

SECTION 111AW EXEMPTIONS AND MODIFICATIONS HAVE EFFECT

SECTION 111AX EFFECT OF DIVISION

SECTION 111J SMALL BUSINESS GUIDE

1
to
12

1 What registration means

2 The company structure for small business

3 Setting up a new company

4 Continuing obligations after the company is set up

5 Company directors and company secretaries

6 Shares and shareholders

7 Signing company documents

8 Funding the company ' s operations

9 Returns to shareholders

10 Annual financial reports and audit

11 Disagreements within the company

12 Companies in financial trouble

SECTION 111K
to
SECTION 111Q

SECTION 111K BODIES CORPORATE REGISTERED UNDER THE AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012

SECTION 111L PROVISIONS NOT APPLICABLE TO THE BODY CORPORATE

SECTION 111M MEMBER APPROVAL

SECTION 111N NOTICES

SECTION 111P ANNUAL GENERAL MEETINGS

SECTION 111Q PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS

SECTION 112
to
SECTION 116

SECTION 112 TYPES OF COMPANIES

SECTION 113 PROPRIETARY COMPANIES

SECTION 114 MINIMUM OF 1 MEMBER

SECTION 115 RESTRICTIONS ON SIZE OF PARTNERSHIPS AND ASSOCIATIONS

SECTION 116 TRADE UNIONS CANNOT BE REGISTERED

SECTION 117
to
SECTION 123

SECTION 117 APPLYING FOR REGISTRATION

SECTION 118 ASIC GIVES COMPANY ACN, REGISTERS COMPANY AND ISSUES CERTIFICATE

SECTION 119 COMPANY COMES INTO EXISTENCE ON REGISTRATION

SECTION 119A JURISDICTION OF INCORPORATION AND JURISDICTION OF REGISTRATION

SECTION 120 MEMBERS, DIRECTORS AND COMPANY SECRETARY OF A COMPANY

SECTION 121 REGISTERED OFFICE

SECTION 122 EXPENSES INCURRED IN PROMOTING AND SETTING UP COMPANY

SECTION 123 COMPANY MAY HAVE COMMON SEAL

SECTION 124
to
SECTION 127

SECTION 124 LEGAL CAPACITY AND POWERS OF A COMPANY

SECTION 125 CONSTITUTION MAY LIMIT POWERS AND SET OUT OBJECTS

SECTION 126 AGENT EXERCISING A COMPANY ' S POWER TO MAKE CONTRACTS AND EXECUTE DOCUMENTS (INCLUDING DEEDS)

SECTION 127 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE COMPANY ITSELF

SECTION 128
to
SECTION 130

SECTION 128 ENTITLEMENT TO MAKE ASSUMPTIONS

SECTION 129 ASSUMPTIONS THAT CAN BE MADE UNDER SECTION 128

SECTION 130 INFORMATION AVAILABLE TO THE PUBLIC FROM ASIC DOES NOT CONSTITUTE CONSTRUCTIVE NOTICE

SECTION 131
to
SECTION 133

SECTION 131 CONTRACTS BEFORE REGISTRATION

SECTION 132 PERSON MAY BE RELEASED FROM LIABILITY BUT IS NOT ENTITLED TO INDEMNITY

SECTION 133 THIS PART REPLACES OTHER RIGHTS AND LIABILITIES

SECTION 134
to
SECTION 141

SECTION 134 INTERNAL MANAGEMENT OF COMPANIES

SECTION 135 REPLACEABLE RULES

SECTION 136 CONSTITUTION OF A COMPANY

SECTION 137 DATE OF EFFECT OF ADOPTION, MODIFICATION OR REPEAL OF CONSTITUTION

SECTION 138 ASIC MAY DIRECT COMPANY TO LODGE CONSOLIDATED CONSTITUTION

SECTION 139 COMPANY MUST SEND COPY OF CONSTITUTION TO MEMBER

SECTION 140 EFFECT OF CONSTITUTION AND REPLACEABLE RULES

SECTION 141 TABLE OF REPLACEABLE RULES

SECTION 142
to
SECTION 146A

SECTION 142 REGISTERED OFFICE

SECTION 143 ASIC MAY CHANGE ADDRESS OF REGISTERED OFFICE TO A DIRECTOR ' S ADDRESS

SECTION 144 COMPANY'S NAME MUST BE DISPLAYED AT REGISTERED OFFICE ETC.

SECTION 145 OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY

SECTION 146 CHANGE OF ADDRESS OF PRINCIPAL PLACE OF BUSINESS

SECTION 146A CONTACT ADDRESS

SECTION 147
to
SECTION 161A

SECTION 147 WHEN A NAME IS AVAILABLE

SECTION 148 A COMPANY ' S NAME

SECTION 149 ACCEPTABLE ABBREVIATIONS

SECTION 150 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME

SECTION 151 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME - PRE-EXISTING LICENCES

SECTION 152 RESERVING A NAME

SECTION 153 USING A NAME AND ACN ON DOCUMENTS

SECTION 154 EXCEPTION TO REQUIREMENT TO HAVE ACN ON RECEIPTS

SECTION 155 REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS

SECTION 156 CARRYING ON BUSINESS USING ``LIMITED'', ``NO LIABILITY'' OR ``PROPRIETARY'' IN NAME

SECTION 157 COMPANY CHANGING ITS NAME

SECTION 157A CHANGE OF NAME OF COMPANY UNDER EXTERNAL ADMINISTRATION

SECTION 158 ASIC ' S POWER TO DIRECT COMPANY TO CHANGE ITS NAME

SECTION 159 ASIC ' S POWER TO INCLUDE ' LIMITED ' IN COMPANY ' S NAME

SECTION 160 ASIC MUST ISSUE NEW CERTIFICATE IF COMPANY ' S NAME CHANGES

SECTION 161 EFFECT OF NAME CHANGE

SECTION 161A COMPANY UNDER EXTERNAL ADMINISTRATION - FORMER NAME TO BE USED ON DOCUMENTS

SECTION 162
to
SECTION 167AA

SECTION 162 CHANGING COMPANY TYPE

SECTION 163 APPLYING FOR CHANGE OF TYPE

SECTION 164 ASIC CHANGES TYPE OF COMPANY

SECTION 165 ASIC MAY DIRECT A PROPRIETARY COMPANY TO CHANGE TO A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES

SECTION 166 EFFECT OF CHANGE OF TYPE

SECTION 167 ISSUE OF SHARES BY COMPANY OR HOLDING COMPANY - COMPANY LIMITED BY GUARANTEE CHANGING TO COMPANY LIMITED BY SHARES

SECTION 167AA APPLICATION OF PART TO COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE

SECTION 167AB
to
SECTION 167AJ

SECTION 167AB SIMPLIFIED OUTLINE OF THIS PART

SECTION 167AC MEANING OF MCI MUTUAL ENTITY

SECTION 167AD MEANING OF MCI

SECTION 167AE MCI REQUIREMENTS - CLASS RIGHTS

SECTION 167AF MCI REQUIREMENTS - OTHER REQUIREMENTS

SECTION 167AG MCIs MUST BE CANCELLED BEFORE MCI MUTUAL ENTITY DEMUTUALISES

SECTION 167AH PURPOSE AND APPLICATION OF THIS DIVISION

SECTION 167AI MCI AMENDMENT RESOLUTION

SECTION 167AJ PROCEDURE FOR MCI AMENDMENT RESOLUTION

SECTION 167A
to
SECTION 178AA

SECTION 167A WHO IS COVERED BY THIS CHAPTER

SECTION 168 REGISTERS TO BE MAINTAINED

SECTION 169 REGISTER OF MEMBERS

SECTION 170 REGISTER OF OPTION HOLDERS AND COPIES OF OPTIONS DOCUMENTS

SECTION 171 REGISTER OF DEBENTURE HOLDERS

SECTION 172 LOCATION OF REGISTERS

SECTION 173 RIGHT TO INSPECT AND GET COPIES

SECTION 174 AGENT'S OBLIGATIONS

SECTION 175 CORRECTION OF REGISTERS

SECTION 176 EVIDENTIARY VALUE OF REGISTERS

SECTION 177 USE OF INFORMATION ON REGISTERS

SECTION 178 OVERSEAS BRANCH REGISTERS - COMPANIES

SECTION 178AA OVERSEAS BRANCH REGISTERS - AUSTRALIAN PASSPORT FUNDS

SECTION 178A
to
SECTION 178D

SECTION 178A NOTICE OF CHANGE TO MEMBER REGISTER

SECTION 178B TOP 20 ONLY

SECTION 178C NOTICE OF CHANGE TO SHARE STRUCTURE

SECTION 178D TIME WITHIN WHICH ASIC MUST BE NOTIFIED

SECTION 179
to
SECTION 198G

SECTION 179 SIMPLIFIED OUTLINE OF THIS PART

SECTION 180 CARE AND DILIGENCE - CIVIL OBLIGATION ONLY

SECTION 181 GOOD FAITH - CIVIL OBLIGATIONS

SECTION 182 USE OF POSITION - CIVIL OBLIGATIONS

SECTION 183 USE OF INFORMATION - CIVIL OBLIGATIONS

SECTION 184 GOOD FAITH, USE OF POSITION AND USE OF INFORMATION - CRIMINAL OFFENCES

SECTION 185 INTERACTION OF SECTIONS 180 TO 184 WITH OTHER LAWS ETC.

SECTION 186 TERRITORIAL APPLICATION OF SECTIONS 180 TO 184

SECTION 187 DIRECTORS OF WHOLLY-OWNED SUBSIDIARIES

SECTION 188 RESPONSIBILITY OF SECRETARIES ETC. FOR CERTAIN CORPORATE CONTRAVENTIONS

SECTION 189 RELIANCE ON INFORMATION OR ADVICE PROVIDED BY OTHERS

SECTION 190 RESPONSIBILITY FOR ACTIONS OF DELEGATE

SECTION 190A LIMITED APPLICATION OF DIVISION TO REGISTRABLE AUSTRALIAN BODIES

SECTION 190B DIVISION DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS

SECTION 190C DIVISION DOES NOT APPLY IN RELATION TO NOTIFIED FOREIGN PASSPORT FUNDS OR THEIR OPERATORS

SECTION 191 MATERIAL PERSONAL INTEREST - DIRECTOR'S DUTY TO DISCLOSE

SECTION 192 DIRECTOR MAY GIVE OTHER DIRECTORS STANDING NOTICE ABOUT AN INTEREST

SECTION 193 INTERACTION OF SECTIONS 191 AND 192 WITH OTHER LAWS ETC.

SECTION 194 VOTING AND COMPLETION OF TRANSACTIONS - DIRECTORS OF PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 195 RESTRICTIONS ON VOTING - DIRECTORS OF PUBLIC COMPANIES ONLY

SECTION 196 ASIC POWER TO MAKE DECLARATIONS AND CLASS ORDERS

SECTION 197 DIRECTORS LIABLE FOR DEBTS AND OTHER OBLIGATIONS INCURRED BY CORPORATION AS TRUSTEE

SECTION 198A POWERS OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198B NEGOTIABLE INSTRUMENTS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198C MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198D DELEGATION

SECTION 198E SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES

SECTION 198F RIGHT OF ACCESS TO COMPANY BOOKS

SECTION 198G EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION

SECTION 199A
to
SECTION 200J

SECTION 199A INDEMNIFICATION AND EXEMPTION OF OFFICER OR AUDITOR

SECTION 199B INSURANCE PREMIUMS FOR CERTAIN LIABILITIES OF DIRECTOR, SECRETARY, OTHER OFFICER OR AUDITOR

SECTION 199C CERTAIN INDEMNITIES, EXEMPTIONS, PAYMENTS AND AGREEMENTS NOT AUTHORISED AND CERTAIN DOCUMENTS VOID

SECTION 200 INTERPRETING THIS DIVISION

SECTION 200AA MEANING OF MANAGERIAL OR EXECUTIVE OFFICE

SECTION 200AB MEANING OF BENEFIT

SECTION 200A WHEN BENEFIT GIVEN IN CONNECTION WITH RETIREMENT FROM AN OFFICE OR POSITION

SECTION 200B RETIREMENT BENEFITS GENERALLY NEED MEMBERSHIP APPROVAL

SECTION 200C BENEFITS ON TRANSFER OF UNDERTAKING OR PROPERTY NEED MEMBERSHIP APPROVAL

SECTION 200D CONTRAVENTION TO RECEIVE BENEFIT WITHOUT MEMBER APPROVAL

SECTION 200E APPROVAL BY MEMBERS

SECTION 200F EXEMPT BENEFITS AND BENEFITS GIVEN IN CERTAIN CIRCUMSTANCES

SECTION 200G GENUINE PAYMENTS OF PENSION AND LUMP SUM

SECTION 200H BENEFITS REQUIRED BY LAW

SECTION 200J BENEFITS TO BE HELD ON TRUST AND REPAID

SECTION 201A
to
SECTION 203F

SECTION 201A MINIMUM NUMBER OF DIRECTORS

SECTION 201B WHO CAN BE A DIRECTOR

SECTION 201C DIRECTORS OF PUBLIC COMPANIES, OR SUBSIDIARIES, OVER 72

SECTION 201D CONSENT TO ACT AS DIRECTOR

SECTION 201E SPECIAL RULES FOR THE APPOINTMENT OF PUBLIC COMPANY DIRECTORS

SECTION 201F SPECIAL RULES FOR THE APPOINTMENT OF DIRECTORS FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES

SECTION 201G COMPANY MAY APPOINT A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201H DIRECTORS MAY APPOINT OTHER DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201J APPOINTMENT OF MANAGING DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201K ALTERNATE DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201L SIGNPOST - ASIC TO BE NOTIFIED OF APPOINTMENT

SECTION 201M EFFECTIVENESS OF ACTS BY DIRECTORS

SECTION 201N APPLICATION OF SUBDIVISION

SECTION 201P DIRECTORS MUST NOT SET BOARD LIMIT UNLESS PROPOSED LIMIT HAS BEEN APPROVED BY GENERAL MEETING

SECTION 201Q REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS

SECTION 201R RECORDS OF VOTING ON BOARD LIMIT RESOLUTION IF POLL REQUIRED

SECTION 201S NOTICE OF RESOLUTION TO BE LODGED

SECTION 201T DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE

SECTION 201U CONSEQUENCES OF SETTING BOARD LIMIT IN BREACH OF SECTION 201P

SECTION 202A REMUNERATION OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 202B MEMBERS MAY OBTAIN INFORMATION ABOUT DIRECTORS' REMUNERATION

SECTION 202C SPECIAL RULE FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES

SECTION 203A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 203AA RESIGNATION OF DIRECTORS - WHEN RESIGNATION TAKES EFFECT

SECTION 203AB RESIGNATION OF DIRECTORS - RESIGNATION HAS NO EFFECT IF COMPANY HAS NO OTHER DIRECTORS

SECTION 203B SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS

SECTION 203C REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 203CA RESOLUTION TO REMOVE DIRECTORS - RESOLUTION IS VOID IF PROPRIETARY COMPANY HAS NO OTHER DIRECTORS

SECTION 203D REMOVAL BY MEMBERS - PUBLIC COMPANIES

SECTION 203E DIRECTOR CANNOT BE REMOVED BY OTHER DIRECTORS - PUBLIC COMPANIES

SECTION 203F TERMINATION OF APPOINTMENT OF MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 204A
to
SECTION 204G

SECTION 204A MINIMUM NUMBER OF SECRETARIES

SECTION 204B WHO CAN BE A SECRETARY

SECTION 204C CONSENT TO ACT AS SECRETARY

SECTION 204D HOW A SECRETARY IS APPOINTED

SECTION 204E EFFECTIVENESS OF ACTS BY SECRETARIES

SECTION 204F TERMS AND CONDITIONS OF OFFICE FOR SECRETARIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 204G SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS

SECTION 205A
to
SECTION 205G

SECTION 205A DIRECTOR, SECRETARY OR ALTERNATE DIRECTOR MAY NOTIFY ASIC OF RESIGNATION OR RETIREMENT

SECTION 205B NOTICE OF NAME AND ADDRESS OF DIRECTORS AND SECRETARIES TO ASIC

SECTION 205C DIRECTOR AND SECRETARY MUST GIVE INFORMATION TO COMPANY

SECTION 205D ADDRESS FOR OFFICERS

SECTION 205E ASIC ' S POWER TO ASK FOR INFORMATION ABOUT PERSON ' S POSITION AS DIRECTOR OR SECRETARY

SECTION 205F DIRECTOR MUST GIVE INFORMATION TO COMPANY

SECTION 205G LISTED COMPANY - DIRECTOR TO NOTIFY MARKET OPERATOR OF SHAREHOLDINGS ETC.

SECTION 206A
to
SECTION 206HB

SECTION 206A DISQUALIFIED PERSON NOT TO MANAGE CORPORATIONS

SECTION 206B AUTOMATIC DISQUALIFICATION - CONVICTIONS, BANKRUPTCY AND FOREIGN COURT ORDERS ETC.

SECTION 206BA EXTENSION OF PERIOD OF AUTOMATIC DISQUALIFICATION UNDER SECTION 206B

SECTION 206C COURT POWER OF DISQUALIFICATION - CONTRAVENTION OF CIVIL PENALTY PROVISION

SECTION 206D COURT POWER OF DISQUALIFICATION - INSOLVENCY AND NON-PAYMENT OF DEBTS

SECTION 206E COURT POWER OF DISQUALIFICATION - REPEATED CONTRAVENTIONS OF ACT

SECTION 206EAA COURT POWER OF DISQUALIFICATION - DISQUALIFICATION UNDER A LAW OF A FOREIGN JURISDICTION

SECTION 206EAB COURT POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME

SECTION 206EA DISQUALIFICATION UNDER THE COMPETITION AND CONSUMER ACT 2010 ETC.

SECTION 206EB DISQUALIFICATION UNDER THE ASIC ACT

SECTION 206F ASIC ' S POWER OF DISQUALIFICATION

SECTION 206GAA ASIC ' S POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME

SECTION 206GAB ASIC POWER TO GRANT LEAVE

SECTION 206G COURT POWER TO GRANT LEAVE

SECTION 206GA INVOLVEMENT OF ACCC - LEAVE ORDERS UNDER SECTION 206G

SECTION 206H LIMITED APPLICATION OF PART TO FOREIGN COMPANIES

SECTION 206HAA LIMITED APPLICATION OF PART TO NOTIFIED FOREIGN PASSPORT FUNDS AND THEIR OPERATORS

SECTION 206HA LIMITED APPLICATION OF PART TO REGISTRABLE AUSTRALIAN BODIES

SECTION 206HB PART DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS

SECTION 206J NO HEDGING OF REMUNERATION OF KEY MANAGEMENT PERSONNEL

SECTION 206K
to
SECTION 206M

SECTION 206K BOARD TO APPROVE REMUNERATION CONSULTANTS

SECTION 206L REMUNERATION RECOMMENDATION BY REMUNERATION CONSULTANTS

SECTION 206M DECLARATION BY REMUNERATION CONSULTANT

SECTION 207
to
SECTION 227

SECTION 207 PURPOSE

SECTION 208 NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT

SECTION 209 CONSEQUENCES OF BREACH

SECTION 210 ARM'S LENGTH TERMS

SECTION 211 REMUNERATION AND REIMBURSEMENT FOR OFFICER OR EMPLOYEE

SECTION 212 INDEMNITIES, EXEMPTIONS, INSURANCE PREMIUMS AND PAYMENT FOR LEGAL COSTS FOR OFFICERS

SECTION 213 SMALL AMOUNTS GIVEN TO RELATED ENTITY

SECTION 214 BENEFIT TO OR BY CLOSELY-HELD SUBSIDIARY

SECTION 215 BENEFITS TO MEMBERS THAT DO NOT DISCRIMINATE UNFAIRLY

SECTION 216 COURT ORDER

SECTION 217 RESOLUTION MAY SPECIFY MATTERS BY CLASS OR KIND

SECTION 218 COMPANY MUST LODGE MATERIAL THAT WILL BE PUT TO MEMBERS WITH ASIC

SECTION 219 REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS

SECTION 220 ASIC MAY COMMENT ON PROPOSED RESOLUTION

SECTION 221 REQUIREMENTS FOR NOTICE OF MEETING

SECTION 222 OTHER MATERIAL PUT TO MEMBERS

SECTION 223 PROPOSED RESOLUTION CANNOT BE VARIED

SECTION 224 VOTING BY OR ON BEHALF OF RELATED PARTY INTERESTED IN PROPOSED RESOLUTION

SECTION 225 VOTING ON THE RESOLUTION

SECTION 226 NOTICE OF RESOLUTION TO BE LODGED

SECTION 227 DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE

SECTION 228
to
SECTION 229

SECTION 228 RELATED PARTIES

SECTION 229 GIVING A FINANCIAL BENEFIT

SECTION 230 GENERAL DUTIES STILL APPLY

SECTION 231
to
SECTION 235

SECTION 231 MEMBERSHIP OF A COMPANY

SECTION 232 GROUNDS FOR COURT ORDER

SECTION 233 ORDERS THE COURT CAN MAKE

SECTION 234 WHO CAN APPLY FOR ORDER

SECTION 235 REQUIREMENT FOR PERSON TO LODGE ORDER

SECTION 236
to
SECTION 242

SECTION 236 BRINGING, OR INTERVENING IN, PROCEEDINGS ON BEHALF OF A COMPANY

SECTION 237 APPLYING FOR AND GRANTING LEAVE

SECTION 238 SUBSTITUTION OF ANOTHER PERSON FOR THE PERSON GRANTED LEAVE

SECTION 239 EFFECT OF RATIFICATION BY MEMBERS

SECTION 240 LEAVE TO DISCONTINUE, COMPROMISE OR SETTLE PROCEEDINGS BROUGHT, OR INTERVENED IN, WITH LEAVE

SECTION 241 GENERAL POWERS OF THE COURT

SECTION 242 POWER OF THE COURT TO MAKE COSTS ORDERS

SECTION 246B
to
SECTION 246H

SECTION 246B VARYING AND CANCELLING CLASS RIGHTS

SECTION 246C CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.

SECTION 246D VARIATION, CANCELLATION OR MODIFICATION WITHOUT UNANIMOUS SUPPORT OF CLASS

SECTION 246E VARIATION, CANCELLATION OR MODIFICATION WITH UNANIMOUS SUPPORT OF CLASS

SECTION 246F COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC

SECTION 246G MEMBER'S COPIES OF DOCUMENTS AND RESOLUTIONS

SECTION 246H APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES THAT ARE COMPANIES LIMITED BY GUARANTEE

SECTION 247A
to
SECTION 247D

SECTION 247A ORDER FOR INSPECTION OF BOOKS OF COMPANY OR REGISTERED SCHEME

SECTION 247B ANCILLARY ORDERS

SECTION 247C DISCLOSURE OF INFORMATION ACQUIRED IN INSPECTION

SECTION 247D COMPANY OR DIRECTORS MAY ALLOW MEMBER TO INSPECT BOOKS (REPLACEABLE RULE SEE SECTION 135)

SECTION 247E SHAREHOLDING DOES NOT PREVENT COMPENSATION CLAIM

SECTION 248A
to
SECTION 248G

SECTION 248A CIRCULATING RESOLUTIONS OF COMPANIES WITH MORE THAN 1 DIRECTOR (REPLACEABLE RULE SEE SECTION 135)

SECTION 248B RESOLUTIONS AND DECLARATIONS OF 1 DIRECTOR PROPRIETARY COMPANIES

SECTION 248C CALLING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248D USE OF TECHNOLOGY

SECTION 248E CHAIRING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248F QUORUM AT DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248G PASSING OF DIRECTORS' RESOLUTIONS (REPLACEABLE RULE SEE SECTION 135)

SECTION 249A
to
SECTION 250Y

SECTION 249A CIRCULATING RESOLUTIONS OF PROPRIETARY COMPANIES WITH MORE THAN 1 MEMBER

SECTION 249B RESOLUTIONS OF 1 MEMBER COMPANIES

SECTION 249C CALLING OF MEETINGS OF MEMBERS BY A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249CA CALLING OF MEETINGS OF MEMBERS OF A LISTED COMPANY BY A DIRECTOR

SECTION 249D CALLING OF GENERAL MEETING BY DIRECTORS WHEN REQUESTED BY MEMBERS

SECTION 249E FAILURE OF DIRECTORS TO CALL GENERAL MEETING

SECTION 249F CALLING OF GENERAL MEETINGS BY MEMBERS

SECTION 249G CALLING OF MEETINGS OF MEMBERS BY THE COURT

SECTION 249H AMOUNT OF NOTICE OF MEETINGS

SECTION 249HA AMOUNT OF NOTICE OF MEETINGS OF LISTED COMPANY

SECTION 249J NOTICE OF MEETINGS OF MEMBERS TO MEMBERS AND DIRECTORS

SECTION 249K AUDITOR ENTITLED TO NOTICE AND OTHER COMMUNICATIONS

SECTION 249L CONTENTS OF NOTICE OF MEETINGS OF MEMBERS

SECTION 249LA NOTICE OF MEETING NOT REQUIRED TO CONTAIN CERTAIN INFORMATION

SECTION 249M NOTICE OF ADJOURNED MEETINGS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249N MEMBERS' RESOLUTIONS

SECTION 249O COMPANY GIVING NOTICE OF MEMBERS' RESOLUTIONS

SECTION 249P MEMBERS' STATEMENTS TO BE DISTRIBUTED

SECTION 249Q PURPOSE

SECTION 249R HOW MEETINGS OF MEMBERS MAY BE HELD

SECTION 249RA PLACE AND TIME OF MEETINGS AND PRESENCE AT MEETINGS

SECTION 249S REASONABLE OPPORTUNITY TO PARTICIPATE

SECTION 249T QUORUM (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249U CHAIRING MEETINGS OF MEMBERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249V AUDITOR'S RIGHT TO BE HEARD AT GENERAL MEETINGS

SECTION 249W ADJOURNED MEETINGS

SECTION 249X WHO CAN APPOINT A PROXY (REPLACEABLE RULE FOR PROPRIETARY COMPANIES AND MANDATORY RULE FOR PUBLIC COMPANIES - SEE SECTION 135)

SECTION 249Y RIGHTS OF PROXIES

SECTION 249Z COMPANY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS

SECTION 250A APPOINTING A PROXY

SECTION 250B PROXY DOCUMENTS

SECTION 250BA PROXY DOCUMENTS - LISTED COMPANIES

SECTION 250BB PROXY VOTE IF APPOINTMENT SPECIFIES WAY TO VOTE

SECTION 250BC TRANSFER OF NON-CHAIR PROXY TO CHAIR IN CERTAIN CIRCUMSTANCES

SECTION 250BD PROXY VOTING BY KEY MANAGEMENT PERSONNEL OR CLOSELY RELATED PARTIES

SECTION 250C VALIDITY OF PROXY VOTE

SECTION 250D BODY CORPORATE REPRESENTATIVE

SECTION 250E HOW MANY VOTES A MEMBER HAS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250F JOINTLY HELD SHARES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250G OBJECTIONS TO RIGHT TO VOTE (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250H VOTES NEED NOT ALL BE CAST IN THE SAME WAY

SECTION 250J HOW VOTING IS CARRIED OUT (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250JA CERTAIN RESOLUTIONS MUST BE DECIDED ON A POLL - LISTED COMPANIES

SECTION 250K MATTERS ON WHICH A POLL MAY BE DEMANDED

SECTION 250L WHEN A POLL IS EFFECTIVELY DEMANDED

SECTION 250M WHEN AND HOW POLLS MUST BE TAKEN (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250MA REQUIREMENTS FOR A SPECIAL RESOLUTION

SECTION 250N PUBLIC COMPANY MUST HOLD AGM

SECTION 250P EXTENSION OF TIME FOR HOLDING AGM

SECTION 250PAA EXEMPTIONS BY ASIC - CLASS ORDERS RELATING TO EXTERNALLY-ADMINISTERED COMPANIES

SECTION 250PAB EXEMPTIONS BY ASIC - INDIVIDUAL EXTERNALLY-ADMINISTERED COMPANIES

SECTION 250PA WRITTEN QUESTIONS TO AUDITOR SUBMITTED BY MEMBERS OF LISTED COMPANY BEFORE AGM

SECTION 250R BUSINESS OF AGM

SECTION 250RA AUDITOR REQUIRED TO ATTEND LISTED COMPANY ' S AGM

SECTION 250S QUESTIONS AND COMMENTS BY MEMBERS ON COMPANY MANAGEMENT AT AGM

SECTION 250SA LISTED COMPANY - REMUNERATION REPORT

SECTION 250T QUESTIONS BY MEMBERS OF AUDITORS AT AGM

SECTION 250U APPLICATION

SECTION 250V RESOLUTION TO HOLD FRESH ELECTIONS FOR DIRECTORS AT SPECIAL MEETING TO BE PUT TO VOTE AT AGM

SECTION 250W CONSEQUENCES OF SPILL RESOLUTION BEING PASSED

SECTION 250X ENSURING THERE ARE AT LEAST 3 DIRECTORS AFTER SPILL MEETING

SECTION 250Y TERM OF OFFICE OF DIRECTOR REAPPOINTED AT SPILL MEETING

SECTION 251A
to
SECTION 251B

SECTION 251A MINUTES

SECTION 251AA DISCLOSURE OF PROXY VOTES - LISTED COMPANIES

SECTION 251B MEMBERS' ACCESS TO MINUTES

SECTION 252A
to
SECTION 253N

SECTION 252A CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY

SECTION 252B CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY WHEN REQUESTED BY MEMBERS

SECTION 252C FAILURE OF RESPONSIBLE ENTITY TO CALL MEETING OF THE SCHEME'S MEMBERS

SECTION 252D CALLING OF MEETINGS OF MEMBERS BY MEMBERS

SECTION 252E CALLING OF MEETINGS OF MEMBERS BY THE COURT

SECTION 252F AMOUNT OF NOTICE OF MEETINGS

SECTION 252G NOTICE OF MEETINGS OF MEMBERS TO MEMBERS, DIRECTORS AND AUDITORS

SECTION 252H AUDITORS ENTITLED TO OTHER COMMUNICATIONS

SECTION 252J CONTENTS OF NOTICE OF MEETINGS OF MEMBERS

SECTION 252K NOTICE OF ADJOURNED MEETINGS

SECTION 252L MEMBERS' RESOLUTIONS

SECTION 252M RESPONSIBLE ENTITY GIVING NOTICE OF MEMBERS' RESOLUTIONS

SECTION 252N MEMBERS' STATEMENTS TO BE DISTRIBUTED

SECTION 252P HOW MEETINGS OF MEMBERS MAY BE HELD

SECTION 252PA PLACE AND TIME OF MEETINGS AND PRESENCE AT MEETINGS

SECTION 252Q REASONABLE OPPORTUNITY TO PARTICIPATE

SECTION 252R QUORUM

SECTION 252S CHAIRING MEETINGS OF MEMBERS

SECTION 252T AUDITORS' RIGHT TO BE HEARD AT MEETINGS OF MEMBERS

SECTION 252U ADJOURNED MEETINGS

SECTION 252V WHO CAN APPOINT A PROXY

SECTION 252W RIGHTS OF PROXIES

SECTION 252X RESPONSIBLE ENTITY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS

SECTION 252Y APPOINTING A PROXY

SECTION 252Z PROXY DOCUMENTS

SECTION 253A VALIDITY OF PROXY VOTE

SECTION 253B BODY CORPORATE REPRESENTATIVE

SECTION 253C HOW MANY VOTES A MEMBER HAS

SECTION 253D JOINTLY HELD INTERESTS

SECTION 253E RESPONSIBLE ENTITY AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION

SECTION 253F HOW TO WORK OUT THE VALUE OF AN INTEREST

SECTION 253G OBJECTIONS TO A RIGHT TO VOTE

SECTION 253H VOTES NEED NOT ALL BE CAST IN THE SAME WAY

SECTION 253J HOW VOTING IS CARRIED OUT

SECTION 253K MATTERS ON WHICH A POLL MAY BE DEMANDED

SECTION 253L WHEN A POLL IS EFFECTIVELY DEMANDED

SECTION 253LA REQUIREMENTS FOR A SPECIAL RESOLUTION OR AN EXTRAORDINARY RESOLUTION

SECTION 253M MINUTES

SECTION 253N MEMBERS' ACCESS TO MINUTES

Division 1 - Interpretation
to
SECTION 253S

Division 1 - Interpretation

Division 2 - Virtual meetings

Division 3 - Electronic communication

SECTION 253S ELECTRONIC RECORDING AND KEEPING OF MINUTE BOOKS

SECTION 253T
to
SECTION 253TA

SECTION 253T EXCEPTIONAL CIRCUMSTANCES - AGM

SECTION 253TA EXCEPTIONAL CIRCUMSTANCES - VIRTUAL MEETINGS

SECTION 253U
to
SECTION 253UG

SECTION 253U APPLICATION OF PART

SECTION 253UA INDEPENDENT PERSONS

SECTION 253UB COMPANY MEMBERS ' RIGHTS TO REQUEST OBSERVER AND REPORT ON CONDUCT OF POLL

SECTION 253UC COMPANY MEMBERS ' RIGHTS TO REQUEST SCRUTINY AND REPORT ON OUTCOME OF POLL

SECTION 253UD REGISTERED SCHEME MEMBERS ' RIGHTS TO REQUEST OBSERVER AND REPORT ON CONDUCT OF POLL

SECTION 253UE REGISTERED SCHEME MEMBERS ' RIGHTS TO REQUEST SCRUTINY AND REPORT ON OUTCOME OF POLL

SECTION 253UF RIGHT OF INDEPENDENT PERSON TO INFORMATION

SECTION 253UG RECORD-KEEPING FOR REPORTS ON POLLS

SECTION 254A
to
SECTION 254H

SECTION 254A POWER TO ISSUE BONUS, PARTLY-PAID, PREFERENCE AND REDEEMABLE PREFERENCE SHARES

SECTION 254B TERMS OF ISSUE

SECTION 254C NO PAR VALUE SHARES

SECTION 254D PRE-EMPTION FOR EXISTING SHAREHOLDERS ON ISSUE OF SHARES IN PROPRIETARY COMPANY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 254E COURT VALIDATION OF ISSUE

SECTION 254F BEARER SHARES AND STOCK MUST NOT BE ISSUED

SECTION 254G CONVERSION OF SHARES

SECTION 254H RESOLUTION TO CONVERT SHARES INTO LARGER OR SMALLER NUMBER

SECTION 254J
to
SECTION 254L

SECTION 254J REDEMPTION MUST BE IN ACCORDANCE WITH TERMS OF ISSUE

SECTION 254K OTHER REQUIREMENTS ABOUT REDEMPTION

SECTION 254L CONSEQUENCES OF CONTRAVENING SECTION 254J OR 254K

SECTION 254M
to
SECTION 254R

SECTION 254M LIABILITY ON PARTLY-PAID SHARES

SECTION 254N CALLS MAY BE LIMITED TO WHEN COMPANY IS EXTERNALLY-ADMINISTERED

SECTION 254P NO LIABILITY COMPANIES - CALLS ON SHARES

SECTION 254Q NO LIABILITY COMPANIES - FORFEITURE AND SALE OF SHARES FOR FAILURE TO MEET CALL

SECTION 254R NO LIABILITY COMPANIES - REDEMPTION OF FORFEITED SHARES

SECTION 254S CAPITALISATION OF PROFITS

SECTION 254SA
to
SECTION 254WA

SECTION 254SA COMPANIES LIMITED BY GUARANTEE NOT TO PAY DIVIDENDS

SECTION 254T CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID

SECTION 254U OTHER PROVISIONS ABOUT PAYING DIVIDENDS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 254V WHEN DOES THE COMPANY INCUR A DEBT?

SECTION 254W DIVIDEND RIGHTS

SECTION 254WA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 254X
to
SECTION 254Y

SECTION 254X NOTICE TO ASIC OF SHARE ISSUE

SECTION 254Y NOTICE TO ASIC OF SHARE CANCELLATION

SECTION 256A
to
SECTION 258G

SECTION 256A PURPOSE

SECTION 256B COMPANY MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED

SECTION 256C SHAREHOLDER APPROVAL

SECTION 256D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256B

SECTION 256E SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 257A THE COMPANY'S POWER TO BUY BACK ITS OWN SHARES

SECTION 257B BUY-BACK PROCEDURE - GENERAL

SECTION 257C BUY-BACK PROCEDURE - SHAREHOLDER APPROVAL IF THE 10/12 LIMIT EXCEEDED

SECTION 257D BUY-BACK PROCEDURE - SPECIAL SHAREHOLDER APPROVAL FOR SELECTIVE BUY-BACK

SECTION 257E BUY-BACK PROCEDURE - LODGMENT OF OFFER DOCUMENTS WITH ASIC

SECTION 257F NOTICE OF INTENDED BUY-BACK

SECTION 257G BUY-BACK PROCEDURE - DISCLOSURE OF RELEVANT INFORMATION WHEN OFFER MADE

SECTION 257H ACCEPTANCE OF OFFER AND TRANSFER OF SHARES TO THE COMPANY

SECTION 257J SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 258A UNLIMITED COMPANIES

SECTION 258B RIGHT TO OCCUPY OR USE REAL PROPERTY

SECTION 258C BROKERAGE OR COMMISSION

SECTION 258D CANCELLATION OF FORFEITED SHARES

SECTION 258E OTHER SHARE CANCELLATIONS

SECTION 258F REDUCTIONS BECAUSE OF LOST CAPITAL

SECTION 258G APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 259A
to
SECTION 259F

SECTION 259A DIRECTLY ACQUIRING OWN SHARES

SECTION 259B TAKING SECURITY OVER OWN SHARES OR SHARES IN HOLDING COMPANY

SECTION 259C ISSUING OR TRANSFERRING SHARES TO CONTROLLED ENTITY

SECTION 259D COMPANY CONTROLLING ENTITY THAT HOLDS SHARES IN IT

SECTION 259E WHEN A COMPANY CONTROLS AN ENTITY

SECTION 259F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 259A OR 259B

SECTION 260A
to
SECTION 260DA

SECTION 260A FINANCIAL ASSISTANCE BY A COMPANY FOR ACQUIRING SHARES IN THE COMPANY OR A HOLDING COMPANY

SECTION 260B SHAREHOLDER APPROVAL

SECTION 260C EXEMPTED FINANCIAL ASSISTANCE

SECTION 260D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 260A

SECTION 260DA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 260E
to
CHAPTER 2K - CHARGES (REPEALED)

SECTION 260E GENERAL DUTIES STILL APPLY

CHAPTER 2K - CHARGES (REPEALED)

SECTION 283AA
to
SECTION 283AE

SECTION 283AA REQUIREMENT FOR TRUST DEED AND TRUSTEE

SECTION 283AB TRUST DEED

SECTION 283AC WHO CAN BE A TRUSTEE

SECTION 283AD EXISTING TRUSTEE CONTINUES TO ACT UNTIL NEW TRUSTEE TAKES OFFICE

SECTION 283AE REPLACEMENT OF TRUSTEE

SECTION 283BA
to
SECTION 283BI

SECTION 283BA DUTIES OF BORROWER

SECTION 283BB GENERAL DUTIES

SECTION 283BC DUTY TO NOTIFY ASIC OF INFORMATION RELATED TO TRUSTEE

SECTION 283BCA REGISTER RELATING TO TRUSTEES FOR DEBENTURE HOLDERS

SECTION 283BD DUTY TO REPLACE TRUSTEE

SECTION 283BE DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS

SECTION 283BF DUTY TO GIVE TRUSTEE AND ASIC QUARTERLY REPORTS

SECTION 283BG EXCEPTIONS TO BORROWER ' S DUTY TO REPORT TO TRUSTEE AND ASIC

SECTION 283BH HOW DEBENTURES MAY BE DESCRIBED

SECTION 283BHA ADDITIONAL REQUIREMENTS FOR DESCRIBING DEBENTURES AS SECURED NOTES

SECTION 283BI OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES

SECTION 283CA
to
SECTION 283CE

SECTION 283CA DUTIES OF GUARANTOR

SECTION 283CB GENERAL DUTIES

SECTION 283CC DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS

SECTION 283CD EXCEPTIONS TO GUARANTOR ' S DUTY TO INFORM TRUSTEE

SECTION 283CE OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES

SECTION 283DA
to
SECTION 283DC

SECTION 283DA TRUSTEE ' S DUTIES

SECTION 283DB EXEMPTIONS AND INDEMNIFICATIONS OF TRUSTEE FROM LIABILITY

SECTION 283DC INDEMNITY

SECTION 283EA
to
SECTION 283EC

SECTION 283EA BORROWER'S DUTY TO CALL MEETING

SECTION 283EB TRUSTEE'S POWER TO CALL MEETING

SECTION 283EC COURT MAY ORDER MEETING

SECTION 283F CIVIL LIABILITY FOR CONTRAVENING THIS CHAPTER

SECTION 283GA
to
SECTION 283GB

SECTION 283GA ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 283GB ASIC MAY APPROVE BODY CORPORATE TO BE TRUSTEE

SECTION 283HA
to
SECTION 283HB

SECTION 283HA GENERAL COURT POWER TO GIVE DIRECTIONS AND DETERMINE QUESTIONS

SECTION 283HB SPECIFIC COURT POWERS

SECTION 283I SIGNPOST TO OTHER DEBENTURE PROVISIONS

SECTION 285
to
SECTION 285A

SECTION 285 OVERVIEW OF OBLIGATIONS UNDER THIS CHAPTER

SECTION 285A OVERVIEW OF OBLIGATIONS OF COMPANIES LIMITED BY GUARANTEE

SECTION 286
to
SECTION 291

SECTION 286 OBLIGATION TO KEEP FINANCIAL RECORDS

SECTION 286A OBLIGATION TO KEEP SUSTAINABILITY RECORDS

SECTION 287 LANGUAGE REQUIREMENTS

SECTION 288 PHYSICAL FORMAT

SECTION 289 PLACE WHERE FINANCIAL RECORDS ARE KEPT

SECTION 289A PLACE WHERE SUSTAINABILITY RECORDS ARE KEPT

SECTION 290 DIRECTOR ACCESS

SECTION 291 SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 292
to
SECTION 323DC

SECTION 292 WHO HAS TO PREPARE ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS

SECTION 292A WHO HAS TO PREPARE ANNUAL SUSTAINABILITY REPORTS

SECTION 293 SMALL PROPRIETARY COMPANY - SHAREHOLDER DIRECTION

SECTION 294 SMALL PROPRIETARY COMPANY - ASIC DIRECTION

SECTION 294A SMALL COMPANY LIMITED BY GUARANTEE - MEMBER DIRECTION

SECTION 294B SMALL COMPANY LIMITED BY GUARANTEE - ASIC DIRECTION

SECTION 295 CONTENTS OF ANNUAL FINANCIAL REPORT

SECTION 295A DECLARATION IN RELATION TO LISTED ENTITY ' S FINANCIAL STATEMENTS BY CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER

SECTION 296 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS

SECTION 296A CONTENTS OF ANNUAL SUSTAINABILITY REPORT

SECTION 296B CONTENTS OF CLIMATE STATEMENTS - STATEMENT ABOUT THERE BEING NO FINANCIAL RISKS OR OPPORTUNITIES RELATING TO CLIMATE

SECTION 296C COMPLIANCE WITH SUSTAINABILITY STANDARDS ETC.

SECTION 296D CLIMATE STATEMENT DISCLOSURES

SECTION 296E ASIC DIRECTIONS

SECTION 297 TRUE AND FAIR VIEW

SECTION 298 ANNUAL DIRECTORS ' REPORT

SECTION 299 ANNUAL DIRECTORS ' REPORT - GENERAL INFORMATION

SECTION 299A ANNUAL DIRECTORS ' REPORT - ADDITIONAL GENERAL REQUIREMENTS FOR LISTED ENTITIES

SECTION 300 ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION

SECTION 300A ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION TO BE PROVIDED BY LISTED COMPANIES

SECTION 300B ANNUAL DIRECTORS ' REPORT - COMPANIES LIMITED BY GUARANTEE

SECTION 300C ANNUAL DIRECTORS ' REPORT - REGISTRABLE SUPERANNUATION ENTITIES

SECTION 301 AUDIT OF ANNUAL FINANCIAL REPORT

SECTION 301A AUDIT OF ANNUAL SUSTAINABILITY REPORT

SECTION 302 DISCLOSING ENTITY MUST PREPARE HALF-YEAR FINANCIAL REPORT AND DIRECTORS ' REPORT

SECTION 303 CONTENTS OF HALF-YEAR FINANCIAL REPORT

SECTION 304 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS

SECTION 305 TRUE AND FAIR VIEW

SECTION 306 HALF-YEAR DIRECTORS ' REPORT

SECTION 307 AUDIT OF FINANCIAL REPORT

SECTION 307A AUDIT OF FINANCIAL REPORT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS

SECTION 307AA AUDIT OF SUSTAINABILITY REPORT

SECTION 307AB AUDIT OF SUSTAINABILITY REPORT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS

SECTION 307B WORKING PAPERS FOR AUDIT OF FINANCIAL OR SUSTAINABILITY REPORT TO BE RETAINED FOR 7 YEARS

SECTION 307C AUDITOR ' S INDEPENDENCE DECLARATION

SECTION 308 AUDITOR ' S REPORT ON ANNUAL FINANCIAL REPORT

SECTION 309 AUDITOR ' S REPORT ON HALF-YEAR FINANCIAL REPORT

SECTION 309A AUDITOR ' S REPORT ON SUSTAINABILITY REPORT

SECTION 310 AUDITOR ' S POWER TO OBTAIN INFORMATION

SECTION 311 REPORTING TO ASIC

SECTION 312 ASSISTING AUDITOR

SECTION 313 SPECIAL PROVISIONS ON AUDIT OF DEBENTURE ISSUERS AND GUARANTORS

SECTION 314 ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING BY COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES TO MEMBERS

SECTION 314AA ANNUAL FINANCIAL REPORTING BY REGISTRABLE SUPERANNUATION ENTITIES TO MEMBERS

SECTION 314A ANNUAL FINANCIAL REPORTING BY NOTIFIED FOREIGN PASSPORT FUNDS TO AUSTRALIAN MEMBERS

SECTION 315 DEADLINE FOR REPORTING TO MEMBERS

SECTION 316 CHOICES FOR MEMBERS OF COMPANIES, REGISTERED SCHEMES OR DISCLOSING ENTITIES

SECTION 316AA CHOICES FOR AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 316A ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING TO MEMBERS OF COMPANIES LIMITED BY GUARANTEE

SECTION 316B ANNUAL SUSTAINABILITY REPORTING TO THE PUBLIC BY OTHER ENTITIES

SECTION 317 CONSIDERATION OF REPORTS AT AGM

SECTION 318 ADDITIONAL REPORTING BY DEBENTURE ISSUERS

SECTION 319 LODGMENT OF ANNUAL REPORTS WITH ASIC

SECTION 320 LODGMENT OF HALF-YEAR REPORTS WITH ASIC

SECTION 321 ASIC POWER TO REQUIRE LODGMENT

SECTION 322 RELODGMENT IF FINANCIAL REPORTS, SUSTAINABILITY REPORTS OR DIRECTORS ' REPORTS AMENDED AFTER LODGMENT

SECTION 323 DIRECTORS AND OFFICERS OF CONTROLLED ENTITY TO GIVE INFORMATION

SECTION 323A AUDITOR ' S POWER TO OBTAIN INFORMATION FROM CONTROLLED ENTITY

SECTION 323B CONTROLLED ENTITY TO ASSIST AUDITOR

SECTION 323C APPLICATION OF DIVISION TO ENTITY THAT HAS CEASED TO BE CONTROLLED

SECTION 323D MEANING OF FINANCIAL YEAR AND HALF-YEAR - COMPANY, REGISTERED SCHEME AND DISCLOSING ENTITY

SECTION 323DAAA FINANCIAL YEARS FOR REGISTRABLE SUPERANNUATION ENTITIES

SECTION 323DAA MEANING OF FINANCIAL YEAR - NOTIFIED FOREIGN PASSPORT FUND

SECTION 323DA LISTED COMPANIES TO DISCLOSE INFORMATION FILED OVERSEAS

SECTION 323DB REQUIREMENT TO NOTIFY MARKET OPERATOR ABOUT JOBKEEPER PAYMENTS

SECTION 323DC ASIC MUST PUBLISH REPORT

SECTION 324
to
SECTION 331AL

SECTION 324 QUALIFICATIONS OF AUDITORS

SECTION 324AA INDIVIDUAL AUDITORS, AUDIT FIRMS AND AUTHORISED AUDIT COMPANIES

SECTION 324AB EFFECT OF APPOINTING FIRM AS AUDITOR - GENERAL

SECTION 324AC EFFECT OF APPOINTING FIRM AS AUDITOR - RECONSTITUTION OF FIRM

SECTION 324AD EFFECT OF APPOINTING COMPANY AS AUDITOR

SECTION 324AE MEANING OF PROFESSIONAL MEMBER - AUDIT TEAM

SECTION 324AF MEANING OF LEAD AUDITOR AND REVIEW AUDITOR

SECTION 324BA REGISTRATION REQUIREMENTS FOR APPOINTMENT OF INDIVIDUAL AS AUDITOR

SECTION 324BB REGISTRATION REQUIREMENTS FOR APPOINTMENT OF FIRM AS AUDITOR

SECTION 324BC REGISTRATION REQUIREMENTS FOR APPOINTMENT OF COMPANY AS AUDITOR

SECTION 324BD EXCEPTION FROM REGISTRATION REQUIREMENT FOR PROPRIETARY COMPANY

SECTION 324BE EXCEPTION FROM REGISTRATION REQUIREMENT - REVIEWING FINANCIAL REPORTS OF COMPANIES LIMITED BY GUARANTEE

SECTION 324BF ELIGIBILITY REQUIREMENTS FOR AUDITORS OF REGISTRABLE SUPERANNUATION ENTITIES

SECTION 324CA GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - AUDITORS

SECTION 324CB GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - MEMBER OF AUDIT FIRM

SECTION 324CC GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - DIRECTOR OF AUDIT COMPANY

SECTION 324CD CONFLICT OF INTEREST SITUATION

SECTION 324CE AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR INDIVIDUAL AUDITOR

SECTION 324CF AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT FIRM

SECTION 324CG AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT COMPANY

SECTION 324CH RELEVANT RELATIONSHIPS

SECTION 324CI SPECIAL RULE FOR RETIRING PARTNERS OF AUDIT FIRMS AND RETIRING DIRECTORS OF AUTHORISED AUDIT COMPANIES

SECTION 324CJ SPECIAL RULE FOR RETIRING PROFESSIONAL MEMBER OF AUDIT COMPANY

SECTION 324CK MULTIPLE FORMER AUDIT FIRM PARTNERS OR AUDIT COMPANY DIRECTORS

SECTION 324CL PEOPLE WHO ARE REGARDED AS OFFICERS OF A COMPANY FOR THE PURPOSES OF THIS DIVISION

SECTION 324CLA EXTENDED MEANING OF OFFICER OF A REGISTRABLE SUPERANNUATION ENTITY

SECTION 324CM DELIBERATELY DISQUALIFYING AUDITOR

SECTION 324DA LIMITED TERM FOR ELIGIBILITY TO PLAY SIGNIFICANT ROLE IN AUDIT OF A LISTED COMPANY, LISTED REGISTERED SCHEME OR REGISTRABLE SUPERANNUATION ENTITY

SECTION 324DAA DIRECTORS MAY EXTEND ELIGIBILITY TERM

SECTION 324DAB REQUIREMENTS FOR DIRECTORS TO APPROVE EXTENSION OF ELIGIBILITY TERM

SECTION 324DAC NOTIFICATIONS ABOUT APPROVAL TO EXTEND ELIGIBILITY TERM

SECTION 324DAD APPROVAL INEFFECTIVE UNLESS IT COMPLIES WITH REQUIREMENTS

SECTION 324DB INDIVIDUAL ' S ROTATION OBLIGATION

SECTION 324DC AUDIT FIRM ' S ROTATION OBLIGATION

SECTION 324DD AUDIT COMPANY ' S ROTATION OBLIGATION

SECTION 325 APPOINTMENT OF AUDITOR BY PROPRIETARY COMPANY

SECTION 327 APPOINTMENT OF AUDITORS

SECTION 327A PUBLIC COMPANY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)

SECTION 327B PUBLIC COMPANY AUDITOR (ANNUAL APPOINTMENTS AT AGMs TO FILL VACANCIES)

SECTION 327C PUBLIC COMPANY AUDITOR (APPOINTMENT TO FILL CASUAL VACANCY)

SECTION 327D APPOINTMENT TO REPLACE AUDITOR REMOVED FROM OFFICE

SECTION 327E ASIC MAY APPOINT A COMPANY AUDITOR IF AUDITOR REMOVED BUT NOT REPLACED

SECTION 327F ASIC ' S GENERAL POWER TO APPOINT A COMPANY AUDITOR

SECTION 327G RESTRICTIONS ON ASIC ' S POWERS TO APPOINT A COMPANY AUDITOR

SECTION 327H EFFECT ON APPOINTMENT OF PUBLIC COMPANY AUDITOR OF COMPANY BEGINNING TO BE CONTROLLED BY A CORPORATION

SECTION 327I REMAINING AUDITORS MAY ACT DURING VACANCY

SECTION 328 NOMINATION OF AUDITORS

SECTION 328A AUDITOR ' S CONSENT TO APPOINTMENT

SECTION 328B NOMINATION OF AUDITOR

SECTION 328C PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN CROWD-SOURCED FUNDING CONCESSION ENDS)

SECTION 328D PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN $3 MILLION RAISED USING CROWD-SOURCED FUNDING)

SECTION 328E CROWD-SOURCED FUNDING - PERIOD OF OFFICE

SECTION 329 REMOVAL AND RESIGNATION OF AUDITORS

SECTION 330 EFFECT OF WINDING UP ON OFFICE OF AUDITOR

SECTION 331 FEES AND EXPENSES OF AUDITORS

SECTION 331AA QUALIFICATIONS OF AUDITORS

SECTION 331AB APPOINTMENT OF AUDITORS

SECTION 331AAA REGISTERED SCHEME AUDITOR (INITIAL APPOINTMENT OF AUDITOR)

SECTION 331AAB REGISTERED SCHEME AUDITOR (APPOINTMENT TO FILL VACANCY)

SECTION 331AAC ASIC'S POWER TO APPOINT REGISTERED SCHEME AUDITOR

SECTION 331AAD REMAINING AUDITORS MAY ACT DURING VACANCY

SECTION 331AC REMOVAL AND RESIGNATION OF AUDITORS

SECTION 331AD EFFECT OF WINDING UP ON OFFICE OF AUDITOR

SECTION 331AE FEES AND EXPENSES OF AUDITORS

SECTION 331AF REGISTRABLE SUPERANNUATION ENTITY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)

SECTION 331AG REGISTRABLE SUPERANNUATION ENTITY AUDITOR (APPOINTMENT TO FILL VACANCY)

SECTION 331AH REGISTRABLE SUPERANNUATION ENTITY AUDITOR (DURATION OF APPOINTMENT)

SECTION 331AJ ASIC ' S POWER TO APPOINT AUDITOR OF A REGISTRABLE SUPERANNUATION ENTITY

SECTION 331AK REMOVAL AND RESIGNATION OF AUDITORS

SECTION 331AL FEES AND EXPENSES OF AUDITORS

SECTION 332
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SECTION 332G

SECTION 332 MEANING OF TRANSPARENCY REPORTING AUDITOR AND TRANSPARENCY REPORTING YEAR

SECTION 332A TRANSPARENCY REPORTING AUDITORS MUST PUBLISH ANNUAL TRANSPARENCY REPORTS

SECTION 332B CONTENT OF ANNUAL TRANSPARENCY REPORT

SECTION 332C EXTENSION OF PERIOD FOR PUBLICATION OF ANNUAL TRANSPARENCY REPORT

SECTION 332D EXEMPTION ORDERS - APPLICATIONS BY TRANSPARENCY REPORTING AUDITORS

SECTION 332E EXEMPTION ORDERS - CLASS ORDERS FOR TRANSPARENCY REPORTING AUDITORS

SECTION 332F EXEMPTION ORDERS - CRITERIA FOR ORDERS

SECTION 332G OFFENCES BY MEMBERS OF AUDIT FIRM

SECTION 334
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SECTION 339

SECTION 334 ACCOUNTING STANDARDS

SECTION 335 EQUITY ACCOUNTING

SECTION 336 AUDITING STANDARDS

SECTION 336A SUSTAINABILITY STANDARDS

SECTION 337 INTERPRETATION OF ACCOUNTING, AUDITING AND SUSTAINABILITY STANDARDS

SECTION 338 EVIDENCE OF TEXT OF ACCOUNTING, AUDITING OR SUSTAINABILITY STANDARD

SECTION 339 EVIDENCE OF TEXT OF ACCOUNTING STANDARD

SECTION 340
to
SECTION 343A

SECTION 340 EXEMPTION ORDERS - COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES AND DISCLOSING ENTITIES

SECTION 340A EXEMPTION ORDERS - NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 341 EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES AND DISCLOSING ENTITIES

SECTION 341A EXEMPTION ORDERS - CLASS ORDERS FOR NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 342 EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES, NOTIFIED FOREIGN PASSPORT FUNDS AND DISCLOSING ENTITIES

SECTION 342AA EXEMPTION ORDERS - NON-AUDITOR MEMBERS AND FORMER MEMBERS OF AUDIT FIRMS; FORMER EMPLOYEES OF AUDIT COMPANIES

SECTION 342AB EXEMPTION ORDERS - CLASS ORDERS FOR NON-AUDITOR MEMBERS ETC.

SECTION 342AC EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR NON-AUDITOR MEMBERS ETC.

SECTION 342A ASIC ' S POWER TO MODIFY THE OPERATION OF SECTION 324DA

SECTION 342B AUDITOR TO NOTIFY COMPANY, REGISTERED SCHEME OR REGISTRABLE SUPERANNUATION ENTITY OF SECTION 342A DECLARATION

SECTION 342C DOCUMENTS TO BE TREATED AS SUSTAINABILITY REPORTS FOR CERTAIN PURPOSES

SECTION 343 MODIFICATION BY REGULATIONS

SECTION 343A MINISTER MAY APPLY THE CHAPTER TO NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 344 CONTRAVENTION OF PART 2M.2 OR 2M.3, OR OF CERTAIN PROVISIONS OF PART 2M.4

SECTION 345AAA
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SECTION 345AAD

SECTION 345AAA OBLIGATIONS OF REGISTRABLE SUPERANNUATION ENTITIES

SECTION 345AAB NOTICES ETC. GIVEN TO RSE LICENSEES

SECTION 345AAC DIRECTORS OF REGISTRABLE SUPERANNUATION ENTITIES

SECTION 345AAD OFFICERS OF REGISTRABLE SUPERANNUATION ENTITIES

SECTION 345A
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SECTION 345C

SECTION 345A MEANING OF REVIEW DATE

SECTION 345B COMPANY, RESPONSIBLE ENTITY OR OPERATOR MAY CHANGE REVIEW DATE

SECTION 345C WHEN CHOICE HAS EFFECT

SECTION 346A
to
SECTION 346C

SECTION 346A ASIC MUST GIVE AN EXTRACT OF PARTICULARS EACH YEAR

SECTION 346B ASIC MAY ASK QUESTIONS

SECTION 346C REQUIREMENTS IN RELATION TO AN EXTRACT OF PARTICULARS

SECTION 347A
to
SECTION 347C

SECTION 347A DIRECTORS MUST PASS A SOLVENCY RESOLUTION AFTER EACH REVIEW DATE

SECTION 347B NOTICE TO ASIC

SECTION 347C PAYMENT OF REVIEW FEE IS TAKEN TO BE A REPRESENTATION BY THE DIRECTORS THAT THE COMPANY IS SOLVENT

SECTION 348A
to
SECTION 348D

SECTION 348A ASIC MAY GIVE A RETURN OF PARTICULARS

SECTION 348B ASIC MAY ASK QUESTIONS

SECTION 348C ASIC MAY REQUIRE A SOLVENCY RESOLUTION AND STATEMENT

SECTION 348D GENERAL REQUIREMENTS IN RELATION TO A RETURN OF PARTICULARS

SECTION 349A
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SECTION 354

SECTION 349A PROPRIETARY COMPANIES MUST NOTIFY ASIC OF CHANGES TO ULTIMATE HOLDING COMPANY

SECTION 349B ANOTHER COMPANY BECOMES AN ULTIMATE HOLDING COMPANY

SECTION 349C A COMPANY CEASES TO BE AN ULTIMATE HOLDING COMPANY

SECTION 349D ULTIMATE HOLDING COMPANY CHANGES ITS NAME

SECTION 350 FORMS FOR DOCUMENTS TO BE LODGED WITH ASIC

SECTION 351 SIGNING DOCUMENTS LODGED WITH ASIC

SECTION 352 DOCUMENTS LODGED WITH ASIC ELECTRONICALLY

SECTION 353 ELECTRONIC LODGMENT OF CERTAIN DOCUMENTS

SECTION 354 TELEPHONE NOTICE OF CERTAIN CHANGES

SECTION 410
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SECTION 415G

SECTION 410 INTERPRETATION

SECTION 411 ADMINISTRATION OF COMPROMISES ETC.

SECTION 412 INFORMATION AS TO COMPROMISE WITH CREDITORS

SECTION 413 PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF PART 5.1 BODIES

SECTION 414 ACQUISITION OF SHARES OF SHAREHOLDERS DISSENTING FROM SCHEME OR CONTRACT APPROVED BY MAJORITY

SECTION 415 NOTIFICATION OF APPOINTMENT OF SCHEME MANAGER AND POWER OF COURT TO REQUIRE REPORT

SECTION 415A OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS

SECTION 415B INTERIM ORDER ON APPLICATION UNDER SECTION 415A

SECTION 415C ORDER UNDER SECTION 415A DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION

SECTION 415D STAY ON ENFORCING RIGHTS MERELY BECAUSE OF A PROCEEDING UNDER THIS PART ETC.

SECTION 415E LIFTING THE STAY

SECTION 415F ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 415FA SELF-EXECUTING PROVISIONS

SECTION 415G WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 416
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SECTION 434M

SECTION 416 MEANING OF PROPERTY AND RECEIVER

SECTION 417 APPLICATION OF PART

SECTION 418 PERSONS NOT TO ACT AS RECEIVERS

SECTION 418A COURT MAY DECLARE WHETHER CONTROLLER IS VALIDLY ACTING

SECTION 419 LIABILITY OF CONTROLLER

SECTION 419A LIABILITY OF CONTROLLER UNDER PRE-EXISTING AGREEMENT ABOUT PROPERTY USED BY CORPORATION

SECTION 420 POWERS OF RECEIVER

SECTION 420A CONTROLLER'S DUTY OF CARE IN EXERCISING POWER OF SALE

SECTION 420B COURT MAY AUTHORISE MANAGING CONTROLLER TO DISPOSE OF PROPERTY DESPITE PRIOR SECURITY INTEREST

SECTION 420C RECEIVER'S POWER TO CARRY ON CORPORATION'S BUSINESS DURING WINDING UP

SECTION 421 MANAGING CONTROLLER'S DUTIES IN RELATION TO BANK ACCOUNTS AND FINANCIAL RECORDS

SECTION 421A MANAGING CONTROLLER TO REPORT WITHIN 2 MONTHS ABOUT CORPORATION'S AFFAIRS

SECTION 422 REPORTS BY RECEIVER OR MANAGING CONTROLLER

SECTION 422A ANNUAL RETURN BY CONTROLLER

SECTION 422B END OF CONTROL RETURN

SECTION 422C TRANSFER OF BOOKS TO NEW CONTROLLER

SECTION 422D TRANSFER OF BOOKS TO ASIC ETC.

SECTION 423 SUPERVISION OF CONTROLLER

SECTION 424 CONTROLLER MAY APPLY TO COURT

SECTION 425 COURT ' S POWER TO FIX RECEIVER ' S REMUNERATION

SECTION 426 CONTROLLER HAS QUALIFIED PRIVILEGE IN CERTAIN CASES

SECTION 427 NOTIFICATION OF MATTERS RELATING TO CONTROLLER

SECTION 428 STATEMENT THAT RECEIVER APPOINTED OR OTHER CONTROLLER ACTING

SECTION 429 REPORTING OFFICERS TO REPORT TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS

SECTION 429A SPECIAL RULES FOR SCHEME PROPERTY

SECTION 430 CONTROLLER MAY REQUIRE REPORTS

SECTION 431 CONTROLLER MAY INSPECT BOOKS

SECTION 432 AUDITING RETURNS BY CONTROLLERS

SECTION 433 PROPERTY SUBJECT TO CIRCULATING SECURITY INTEREST - PAYMENT OF CERTAIN DEBTS TO HAVE PRIORITY

SECTION 434 ENFORCING CONTROLLER ' S DUTY TO MAKE RETURNS

SECTION 434A COURT MAY REMOVE CONTROLLER FOR MISCONDUCT

SECTION 434B COURT MAY REMOVE REDUNDANT CONTROLLER

SECTION 434C EFFECT OF SECTIONS 434A AND 434B

SECTION 434D APPOINTMENT OF 2 OR MORE RECEIVERS OF PROPERTY OF A CORPORATION

SECTION 434E APPOINTMENT OF 2 OR MORE RECEIVERS AND MANAGERS OF PROPERTY OF A CORPORATION

SECTION 434F APPOINTMENT OF 2 OR MORE CONTROLLERS OF PROPERTY OF A CORPORATION

SECTION 434G APPOINTMENT OF 2 OR MORE MANAGING CONTROLLERS OF PROPERTY OF A CORPORATION

SECTION 434H REGULATIONS MAY PROVIDE FOR REPORTING TO ASIC

SECTION 434J STAY ON ENFORCING RIGHTS MERELY BECAUSE OF THE APPOINTMENT OF A MANAGING CONTROLLER OF A CORPORATION ' S PROPERTY ETC.

SECTION 434K LIFTING THE STAY

SECTION 434L ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 434LA SELF-EXECUTING PROVISIONS

SECTION 434M WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 435A
to
SECTION 451H

SECTION 435A OBJECT OF PART

SECTION 435B MEANING OF PROPERTY AND RECEIVER

SECTION 435C WHEN ADMINISTRATION BEGINS AND ENDS

SECTION 436A COMPANY MAY APPOINT ADMINISTRATOR IF BOARD THINKS IT IS OR WILL BECOME INSOLVENT

SECTION 436B LIQUIDATOR MAY APPOINT ADMINISTRATOR

SECTION 436C SECURED PARTY MAY APPOINT ADMINISTRATOR

SECTION 436D COMPANY ALREADY UNDER ADMINISTRATION

SECTION 436DA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS

SECTION 436E PURPOSE AND TIMING OF FIRST MEETING OF CREDITORS

SECTION 436F FUNCTIONS OF COMMITTEE OF CREDITORS

SECTION 436G MEMBERSHIP OF COMMITTEE

SECTION 437A ROLE OF ADMINISTRATOR

SECTION 437B ADMINISTRATOR ACTS AS COMPANY'S AGENT

SECTION 437C POWERS OF OTHER OFFICERS SUSPENDED

SECTION 437D ONLY ADMINISTRATOR CAN DEAL WITH COMPANY'S PROPERTY

SECTION 437E ORDER FOR COMPENSATION WHERE OFFICER INVOLVED IN VOID TRANSACTION

SECTION 437F EFFECT OF ADMINISTRATION ON COMPANY'S MEMBERS

SECTION 438A ADMINISTRATOR TO INVESTIGATE AFFAIRS AND CONSIDER POSSIBLE COURSES OF ACTION

SECTION 438B DIRECTORS TO HELP ADMINISTRATOR

SECTION 438C ADMINISTRATOR'S RIGHTS TO COMPANY'S BOOKS

SECTION 438D REPORTS BY ADMINISTRATOR

SECTION 438E ADMINISTRATOR ' S ACCOUNTS

SECTION 439A ADMINISTRATOR TO CONVENE MEETING AND INFORM CREDITORS

SECTION 439B CONDUCT OF MEETING

SECTION 439C WHAT CREDITORS MAY DECIDE

SECTION 440A WINDING UP COMPANY

SECTION 440B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS

SECTION 440BA LIENS AND PLEDGES

SECTION 440BB DISTRESS FOR RENT MUST NOT BE CARRIED OUT

SECTION 440C OWNER OR LESSOR CANNOT RECOVER PROPERTY USED BY COMPANY

SECTION 440D STAY OF PROCEEDINGS

SECTION 440E ADMINISTRATOR NOT LIABLE IN DAMAGES FOR REFUSING CONSENT

SECTION 440F SUSPENSION OF ENFORCEMENT PROCESS

SECTION 440G DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY

SECTION 440H LIS PENDENS TAKEN TO EXIST

SECTION 440J ADMINISTRATION NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY'S LIABILITY

SECTION 440JA PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS DIVISION

SECTION 441 APPLICATION OF DIVISION

SECTION 441AA APPLICATION OF SUBDIVISION - PPSA SECURITY INTERESTS

SECTION 441A SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD

SECTION 441B WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE ADMINISTRATION

SECTION 441C SECURITY INTEREST IN PERISHABLE PROPERTY

SECTION 441D COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY

SECTION 441E GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.

SECTION 441EA SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST

SECTION 441EB SCOPE OF SUBDIVISION

SECTION 441F WHERE RECOVERY OF PROPERTY BEGINS BEFORE ADMINISTRATION

SECTION 441G RECOVERING PERISHABLE PROPERTY

SECTION 441H COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY

SECTION 441J GIVING A NOTICE UNDER AN AGREEMENT ABOUT PROPERTY

SECTION 441JA SALE OF PROPERTY SUBJECT TO A LIEN OR PLEDGE

SECTION 441K EFFECT OF DIVISION

SECTION 442A ADDITIONAL POWERS OF ADMINISTRATOR

SECTION 442B DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS

SECTION 442C WHEN ADMINISTRATOR MAY DISPOSE OF ENCUMBERED PROPERTY

SECTION 442CA PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST - INSPECTION OR EXAMINATION BY POTENTIAL PURCHASERS ETC.

SECTION 442CB PROPERTY SUBJECT TO A SECURITY INTEREST OR TO A RETENTION OF TITLE CLAUSE - ADMINISTRATOR ' S DUTY OF CARE IN EXERCISING POWER OF SALE

SECTION 442CC PROCEEDS OF SALE OF PROPERTY

SECTION 442D ADMINISTRATOR ' S POWERS SUBJECT TO POWERS OF SECURED PARTY, RECEIVER OR CONTROLLER

SECTION 442E ADMINISTRATOR HAS QUALIFIED PRIVILEGE

SECTION 442F PROTECTION OF PERSONS DEALING WITH ADMINISTRATOR

SECTION 443A GENERAL DEBTS

SECTION 443B PAYMENTS FOR PROPERTY USED OR OCCUPIED BY, OR IN THE POSSESSION OF, THE COMPANY

SECTION 443BA CERTAIN TAXATION LIABILITIES

SECTION 443C ADMINISTRATOR NOT OTHERWISE LIABLE FOR COMPANY'S DEBTS

SECTION 443D RIGHT OF INDEMNITY

SECTION 443E RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS

SECTION 443F LIEN TO SECURE INDEMNITY

SECTION 444A EFFECT OF CREDITORS' RESOLUTION

SECTION 444B EXECUTION OF DEED

SECTION 444C CREDITOR ETC. NOT TO ACT INCONSISTENTLY WITH DEED BEFORE ITS EXECUTION

SECTION 444D EFFECT OF DEED ON CREDITORS

SECTION 444DA GIVING PRIORITY TO ELIGIBLE EMPLOYEE CREDITORS

SECTION 444DB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF

SECTION 444E PROTECTION OF COMPANY ' S PROPERTY FROM PERSONS BOUND BY DEED

SECTION 444F COURT MAY LIMIT RIGHTS OF SECURED CREDITOR OR OWNER OR LESSOR

SECTION 444G EFFECT OF DEED ON COMPANY, OFFICERS AND MEMBERS

SECTION 444GA TRANSFER OF SHARES

SECTION 444H EXTENT OF RELEASE OF COMPANY'S DEBTS

SECTION 444J GUARANTEES AND INDEMNITIES

SECTION 445A VARIATION OF DEED BY CREDITORS

SECTION 445B COURT MAY CANCEL VARIATION

SECTION 445C WHEN DEED TERMINATES

SECTION 445CA WHEN CREDITORS MAY TERMINATE DEED

SECTION 445D WHEN COURT MAY TERMINATE DEED

SECTION 445E CREDITORS MAY TERMINATE DEED AND RESOLVE THAT COMPANY BE WOUND UP

SECTION 445F MEETING OF CREDITORS TO CONSIDER PROPOSED VARIATION OR TERMINATION OF DEED

SECTION 445FA NOTICE OF TERMINATION OF DEED

SECTION 445G WHEN COURT MAY VOID OR VALIDATE DEED

SECTION 445H EFFECT OF TERMINATION OR AVOIDANCE

SECTION 445HA NOTIFICATION OF CONTRAVENTION OF DEED OF COMPANY ARRANGEMENT

Division 11A - Deed administrator ' s accounts [ CCH Note: Regulation 10.25.02(3)(g) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[124] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 446A.]

SECTION 446A ADMINISTRATOR BECOMES LIQUIDATOR IN CERTAIN CASES

SECTION 446AA ADMINISTRATOR BECOMES LIQUIDATOR - ADDITIONAL CASES

SECTION 446B REGULATIONS MAY PROVIDE FOR TRANSITION IN OTHER CASES

SECTION 446C LIQUIDATOR MAY REQUIRE SUBMISSION OF A REPORT ABOUT THE COMPANY ' S AFFAIRS

SECTION 447A GENERAL POWER TO MAKE ORDERS

SECTION 447B ORDERS TO PROTECT CREDITORS DURING ADMINISTRATION

SECTION 447C COURT MAY DECLARE WHETHER ADMINISTRATOR VALIDLY APPOINTED

SECTION 447D ADMINISTRATOR MAY SEEK DIRECTIONS

SECTION 447E SUPERVISION OF ADMINISTRATOR OF COMPANY OR DEED

SECTION 447F EFFECT OF DIVISION

SECTION 448A APPOINTEE MUST CONSENT

SECTION 448B ADMINISTRATOR MUST BE REGISTERED LIQUIDATOR

SECTION 448C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY

SECTION 448D DISQUALIFICATION OF INSOLVENT UNDER ADMINISTRATION

SECTION 449A APPOINTMENT OF ADMINISTRATOR CANNOT BE REVOKED

SECTION 449B COURT MAY REMOVE ADMINISTRATOR

SECTION 449C VACANCY IN OFFICE OF ADMINISTRATOR OF COMPANY

SECTION 449CA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS

SECTION 449D VACANCY IN OFFICE OF ADMINISTRATOR OF DEED OF COMPANY ARRANGEMENT

SECTION 449E REMUNERATION OF ADMINISTRATOR

SECTION 450A APPOINTMENT OF ADMINISTRATOR

SECTION 450B EXECUTION OF DEED OF COMPANY ARRANGEMENT

SECTION 450C FAILURE TO EXECUTE DEED OF COMPANY ARRANGEMENT

SECTION 450D TERMINATION OF DEED OF COMPANY ARRANGEMENT

SECTION 450E NOTICE IN PUBLIC DOCUMENTS ETC. OF COMPANY

SECTION 450F EFFECT OF CONTRAVENTION OF THIS DIVISION

SECTION 451A APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF COMPANY

SECTION 451B APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF DEED OF COMPANY ARRANGEMENT

SECTION 451C EFFECT OF THINGS DONE DURING ADMINISTRATION OF COMPANY

SECTION 451D TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART

SECTION 451E STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER ADMINISTRATION ETC.

SECTION 451F LIFTING THE STAY

SECTION 451G ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 451GA SELF-EXECUTING PROVISIONS

SECTION 451H WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 452A
to
SECTION 458H

SECTION 452A OBJECT OF THIS PART

SECTION 452B MEANING OF PROPERTY

SECTION 453A MEANING OF RESTRUCTURING

SECTION 453B APPOINTING A RESTRUCTURING PRACTITIONER

SECTION 453C ELIGIBILITY CRITERIA FOR RESTRUCTURING

SECTION 453D DECLARATION BY RESTRUCTURING PRACTITIONER - RELEVANT RELATIONSHIPS

SECTION 453E FUNCTIONS, DUTIES AND POWERS OF THE RESTRUCTURING PRACTITIONER

SECTION 453F DIRECTORS TO HELP RESTRUCTURING PRACTITIONER

SECTION 453G RESTRUCTURING PRACTITIONER ' S RIGHT TO INSPECT BOOKS HELD BY OTHER PERSONS

SECTION 453H RESTRUCTURING PRACTITIONER ACTS AS COMPANY ' S AGENT

SECTION 453J RESTRUCTURING PRACTITIONER MAY TERMINATE RESTRUCTURING

SECTION 453K CONTROL OF COMPANY UNDER RESTRUCTURING

SECTION 453L CONDUCTING THE BUSINESS OF THE COMPANY DURING RESTRUCTURING

SECTION 453M ORDER FOR COMPENSATION WHERE DIRECTOR INVOLVED IN VOID TRANSACTION

SECTION 453N EFFECT OF THINGS DONE DURING RESTRUCTURING OF COMPANY

SECTION 453P EFFECT OF RESTRUCTURING ON COMPANY ' S MEMBERS

SECTION 453Q WINDING UP COMPANY

SECTION 453R RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS

SECTION 453S STAY OF PROCEEDINGS

SECTION 453T SUSPENSION OF ENFORCEMENT PROCESS

SECTION 453U DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY

SECTION 453V LIS PENDENS TAKEN TO EXIST

SECTION 453W RESTRUCTURING NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY ' S LIABILITY

SECTION 453X PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS SUBDIVISION

SECTION 454A APPLICATION OF SUBDIVISION

SECTION 454B APPLICATION OF SECTIONS 454C TO 454H - PPSA SECURITY INTERESTS

SECTION 454C SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD

SECTION 454D WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE RESTRUCTURING

SECTION 454E SECURITY INTEREST IN PERISHABLE PROPERTY

SECTION 454F COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY

SECTION 454G GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.

SECTION 454H SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST

SECTION 454J SCOPE OF SECTIONS 454K TO 454M

SECTION 454K WHERE RECOVERY OF PROPERTY BEGINS BEFORE RESTRUCTURING

SECTION 454L RECOVERING PERISHABLE PROPERTY

SECTION 454M COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY

SECTION 454N STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER RESTRUCTURING ETC.

SECTION 454P LIFTING THE STAY ON ENFORCING RIGHTS

SECTION 454Q ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 454R SELF-EXECUTING PROVISIONS

SECTION 454S WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 455A PROPOSING A RESTRUCTURING PLAN

SECTION 455B RESTRUCTURING PLAN

SECTION 456A APPOINTEE MUST CONSENT

SECTION 456B RESTRUCTURING PRACTITIONER MUST BE REGISTERED LIQUIDATOR

SECTION 456C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY

SECTION 456D APPOINTMENT OF RESTRUCTURING PRACTITIONER CANNOT BE REVOKED

SECTION 456E VACANCY IN OFFICE OF RESTRUCTURING PRACTITIONER FOR COMPANY

SECTION 456F DECLARATIONS BY REPLACEMENT RESTRUCTURING PRACTITIONER - RELEVANT RELATIONSHIPS

SECTION 456G RIGHTS, OBLIGATIONS AND LIABILITIES OF A COMPANY AND ITS OFFICERS IN RELATION TO THE RESTRUCTURING PRACTITIONER

SECTION 456H NO LIABILITY FOR CONSENT ETC.

SECTION 456J RIGHT OF INDEMNITY

SECTION 456K RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS

SECTION 456L LIEN TO SECURE INDEMNITY

SECTION 456LA RESTRUCTURING PRACTITIONER HAS QUALIFIED PRIVILEGE

SECTION 456LB PROTECTION OF PERSONS DEALING WITH RESTRUCTURING PRACTITIONER

SECTION 456M APPOINTMENT OF 2 OR MORE RESTRUCTURING PRACTITIONERS OF COMPANY

SECTION 456N APPOINTMENT OF 2 OR MORE RESTRUCTURING PRACTITIONERS OF RESTRUCTURING PLAN

SECTION 457A REGULATIONS MAY DEAL WITH INFORMATION ETC.

SECTION 457B NOTICE IN PUBLIC DOCUMENTS OF COMPANY

SECTION 457C EFFECT OF CONTRAVENTION OF THIS DIVISION

SECTION 458A GENERAL POWER TO MAKE ORDERS

SECTION 458B OTHER POWERS OF THE COURT

SECTION 458C TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART

SECTION 458D MEANING OF RESTRUCTURING RELIEF PERIOD

SECTION 458E MEANING OF ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF

SECTION 458F DIRECTORS DECLARE COMPANY NOT ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF

SECTION 458G COURT ORDER THAT COMPANY NOT ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF

SECTION 458H OBLIGATION ON REGISTERED LIQUIDATOR TO REPORT

SECTION 459A
to
SECTION 459T

SECTION 459A ORDER THAT INSOLVENT COMPANY BE WOUND UP IN INSOLVENCY

SECTION 459B ORDER MADE ON APPLICATION UNDER SECTION 234, 462 OR 464

SECTION 459C PRESUMPTIONS TO BE MADE IN CERTAIN PROCEEDINGS

SECTION 459D CONTINGENT OR PROSPECTIVE LIABILITY RELEVANT TO WHETHER COMPANY SOLVENT

SECTION 459E CREDITOR MAY SERVE STATUTORY DEMAND ON COMPANY

SECTION 459F WHEN COMPANY TAKEN TO FAIL TO COMPLY WITH STATUTORY DEMAND

SECTION 459G COMPANY MAY APPLY

SECTION 459H DETERMINATION OF APPLICATION WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM

SECTION 459J SETTING ASIDE DEMAND ON OTHER GROUNDS

SECTION 459K EFFECT OF ORDER SETTING ASIDE DEMAND

SECTION 459L DISMISSAL OF APPLICATION

SECTION 459M ORDER SUBJECT TO CONDITIONS

SECTION 459N COSTS WHERE COMPANY SUCCESSFUL

SECTION 459P WHO MAY APPLY FOR ORDER UNDER SECTION 459A

SECTION 459Q APPLICATION RELYING ON FAILURE TO COMPLY WITH STATUTORY DEMAND

SECTION 459R PERIOD WITHIN WHICH APPLICATION MUST BE DETERMINED

SECTION 459S COMPANY MAY NOT OPPOSE APPLICATION ON CERTAIN GROUNDS

SECTION 459T APPLICATION TO WIND UP JOINT DEBTORS IN INSOLVENCY

SECTION 461
to
SECTION 464

SECTION 461 GENERAL GROUNDS ON WHICH COMPANY MAY BE WOUND UP BY COURT

SECTION 462 STANDING TO APPLY FOR WINDING UP

SECTION 464 APPLICATION FOR WINDING UP IN CONNECTION WITH INVESTIGATION UNDER ASIC ACT

SECTION 465
to
SECTION 489E

SECTION 465 MEANING OF PROPERTY

SECTION 465A NOTICE OF APPLICATION

SECTION 465B SUBSTITUTION OF APPLICANTS

SECTION 465C APPLICANT TO BE GIVEN NOTICE OF GROUNDS FOR OPPOSING APPLICATION

SECTION 466 PAYMENT OF PRELIMINARY COSTS ETC.

SECTION 467 COURT ' S POWERS ON HEARING APPLICATION

SECTION 467A EFFECT OF DEFECT OR IRREGULARITY ON APPLICATION UNDER PART 5.4 OR 5.4A

SECTION 467B COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY

SECTION 468 AVOIDANCE OF DISPOSITIONS OF PROPERTY, ATTACHMENTS ETC.

SECTION 468A EFFECT OF WINDING UP ON COMPANY ' S MEMBERS

SECTION 469 APPLICATION TO BE LIS PENDENS

SECTION 470 CERTAIN NOTICES TO BE LODGED

SECTION 471 EFFECT ON CREDITORS AND CONTRIBUTORIES

SECTION 471A POWERS OF OTHER OFFICERS SUSPENDED DURING WINDING UP

SECTION 471B STAY OF PROCEEDINGS AND SUSPENSION OF ENFORCEMENT PROCESS

SECTION 471C SECURED CREDITOR ' S RIGHTS NOT AFFECTED

SECTION 472 COURT TO APPOINT REGISTERED LIQUIDATOR

SECTION 473 RESIGNATION OF LIQUIDATORS

SECTION 473A VACANCIES IN OFFICE OF COURT-APPOINTED LIQUIDATOR

SECTION 474 CUSTODY AND VESTING OF COMPANY ' S PROPERTY

SECTION 475 REPORT AS TO COMPANY'S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR

SECTION 476 PRELIMINARY REPORT BY LIQUIDATOR

SECTION 477 POWERS OF LIQUIDATOR

SECTION 478 APPLICATION OF PROPERTY; LIST OF CONTRIBUTORIES

SECTION 479 EXERCISE AND CONTROL OF LIQUIDATOR ' S POWERS

SECTION 480 RELEASE OF LIQUIDATOR AND DEREGISTRATION OF COMPANY

SECTION 481 ORDERS FOR RELEASE OR DEREGISTRATION

SECTION 482 POWER TO STAY OR TERMINATE WINDING UP

SECTION 483 DELIVERY OF PROPERTY TO LIQUIDATOR

SECTION 484 APPOINTMENT OF SPECIAL MANAGER

SECTION 485 CLAIMS OF CREDITORS AND DISTRIBUTION OF PROPERTY

SECTION 486 INSPECTION OF BOOKS BY CREDITORS AND CONTRIBUTORIES

SECTION 486A COURT MAY MAKE ORDER TO PREVENT OFFICER OR RELATED ENTITY FROM AVOIDING LIABILITY TO COMPANY

SECTION 486B WARRANT TO ARREST PERSON WHO IS ABSCONDING, OR WHO HAS DEALT WITH PROPERTY OR BOOKS, IN ORDER TO AVOID OBLIGATIONS IN CONNECTION WITH WINDING UP

SECTION 487 POWER TO ARREST ABSCONDING CONTRIBUTORY

SECTION 488 DELEGATION TO LIQUIDATOR OF CERTAIN POWERS OF COURT

SECTION 489 POWERS OF COURT CUMULATIVE

SECTION 489A ARREST OF PERSON SUBJECT TO WARRANT

SECTION 489B PROCEDURE AFTER ARREST

SECTION 489C PROCEDURE ON REMAND ON BAIL

SECTION 489D COURT ' S POWER TO MAKE ORDERS UNDER OTHER PROVISIONS

SECTION 489E JURISDICTION UNDER THIS SUBDIVISION

SECTION 489EA
to
SECTION 489EC

SECTION 489EA ASIC MAY ORDER THE WINDING UP OF A COMPANY

SECTION 489EB DEEMED RESOLUTION THAT COMPANY BE WOUND UP VOLUNTARILY

SECTION 489EC APPOINTMENT OF LIQUIDATOR

SECTION 489F
to
SECTION 512

SECTION 489F MEANING OF PROPERTY

SECTION 490 WHEN COMPANY CANNOT WIND UP VOLUNTARILY

SECTION 491 CIRCUMSTANCES IN WHICH COMPANY MAY BE WOUND UP VOLUNTARILY

SECTION 493 EFFECT OF VOLUNTARY WINDING UP

SECTION 493A EFFECT OF VOLUNTARY WINDING UP ON COMPANY ' S MEMBERS

SECTION 494 DECLARATION OF SOLVENCY

SECTION 495 APPOINTMENT OF LIQUIDATOR ETC.

SECTION 496 DUTY OF LIQUIDATOR WHERE COMPANY TURNS OUT TO BE INSOLVENT

SECTION 497 INFORMATION ABOUT THE COMPANY ' S AFFAIRS

SECTION 498 DECLARATION THAT COMPANY ELIGIBLE FOR THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 499 LIQUIDATORS

SECTION 500 EXECUTION AND CIVIL PROCEEDINGS

SECTION 500A LIQUIDATOR MAY ADOPT THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 500AAA MEANING OF TRIGGERING EVENT

SECTION 500AA ELIGIBILITY CRITERIA FOR THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 500AB CREDITORS MAY REQUEST LIQUIDATOR NOT TO FOLLOW THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 500AC LIQUIDATOR MUST CEASE TO FOLLOW THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 500AD WORKING OUT WHETHER THE 25% IN VALUE OF CREDITORS TEST MET

SECTION 500AE SIMPLIFIED LIQUIDATION PROCESS

SECTION 501 DISTRIBUTION OF PROPERTY OF COMPANY

SECTION 502 APPOINTMENT OF LIQUIDATOR

SECTION 503 REMOVAL OF LIQUIDATOR

SECTION 504 REVIEW OF LIQUIDATOR ' S REMUNERATION

SECTION 505 ACTS OF LIQUIDATOR VALID ETC.

SECTION 506 POWERS AND DUTIES OF LIQUIDATOR

SECTION 506A DECLARATIONS BY LIQUIDATOR - RELEVANT RELATIONSHIPS AND INDEMNITIES

SECTION 507 POWER OF LIQUIDATOR TO ACCEPT SHARES ETC. AS CONSIDERATION FOR SALE OF PROPERTY OF COMPANY

SECTION 508 ANNUAL OBLIGATIONS OF LIQUIDATOR - MEETING OR REPORT

SECTION 509 DEREGISTRATION

SECTION 510 ARRANGEMENT: WHEN BINDING ON CREDITORS

SECTION 511 APPLICATION TO COURT TO HAVE QUESTIONS DETERMINED OR POWERS EXERCISED

SECTION 512 COSTS

SECTION 513
to
SECTION 581

SECTION 513 APPLICATION OF PART

SECTION 513AA MEANING OF PROPERTY

SECTION 513A WINDING UP ORDERED BY THE COURT

SECTION 513B VOLUNTARY WINDING UP

SECTION 513C SECTION 513C DAY IN RELATION TO AN ADMINISTRATION UNDER PART 5.3A

SECTION 513CA MEANING OF SECTION 513CA DAY

SECTION 513D VALIDITY OF PROCEEDINGS IN EARLIER WINDING UP

SECTION 514 WHERE DIVISION APPLIES

SECTION 515 GENERAL LIABILITY OF CONTRIBUTORY

SECTION 516 COMPANY LIMITED BY SHARES

SECTION 517 COMPANY LIMITED BY GUARANTEE

SECTION 518 COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE

SECTION 519 EXCEPTIONS FOR FORMER UNLIMITED COMPANY

SECTION 520 PAST MEMBER: LATER DEBTS

SECTION 521 PERSON CEASING TO BE A MEMBER A YEAR OR MORE BEFORE WINDING UP

SECTION 522 PRESENT MEMBERS TO CONTRIBUTE FIRST

SECTION 523 PAST MEMBER OF FORMER UNLIMITED COMPANY

SECTION 524 PAST MEMBER OF FORMER LIMITED COMPANY

SECTION 526 LIABILITY ON CERTAIN CONTRACTS

SECTION 527 NATURE OF CONTRIBUTORY ' S LIABILITY

SECTION 528 DEATH OF CONTRIBUTORY

SECTION 529 BANKRUPTCY OF CONTRIBUTORY

SECTION 530 APPOINTMENT OF 2 OR MORE LIQUIDATORS OF A COMPANY

SECTION 530AA APPOINTMENT OF 2 OR MORE PROVISIONAL LIQUIDATORS OF A COMPANY

SECTION 530A OFFICERS TO HELP LIQUIDATOR

SECTION 530B LIQUIDATOR'S RIGHTS TO COMPANY'S BOOKS

SECTION 530C WARRANT TO SEARCH FOR, AND SEIZE, COMPANY ' S PROPERTY OR BOOKS

SECTION 531 BOOKS TO BE KEPT BY LIQUIDATOR

SECTION 532 DISQUALIFICATION OF LIQUIDATOR

SECTION 533 REPORTS BY LIQUIDATOR

SECTION 534 PROSECUTION BY LIQUIDATOR OF DELINQUENT OFFICERS AND MEMBERS

SECTION 535 WHEN LIQUIDATOR HAS QUALIFIED PRIVILEGE

SECTION 536 SUPERVISION OF LIQUIDATORS

SECTION 537 NOTICE OF APPOINTMENT AND ADDRESS OF LIQUIDATOR

SECTION 538 REGULATIONS RELATING TO MONEY ETC. RECEIVED BY LIQUIDATOR

SECTION 539 LIQUIDATOR ' S ACCOUNTS

SECTION 540 LIQUIDATOR TO REMEDY DEFAULTS

SECTION 541 NOTIFICATION THAT COMPANY IS IN LIQUIDATION

SECTION 542 BOOKS OF COMPANY

SECTION 543 INVESTMENT OF SURPLUS FUNDS ON GENERAL ACCOUNT

SECTION 544 UNCLAIMED MONEY TO BE PAID TO ASIC

SECTION 545 EXPENSES OF WINDING UP WHERE PROPERTY INSUFFICIENT

SECTION 546 RESOLUTIONS PASSED AT ADJOURNED MEETINGS OF CREDITORS AND CONTRIBUTORIES

SECTION 547 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES

SECTION 550 DEREGISTRATION

Division 5 - Committees of inspection [ CCH Note : The next section is s 553.]

SECTION 553 DEBTS OR CLAIMS THAT ARE PROVABLE IN WINDING UP

SECTION 553A MEMBER CANNOT PROVE DEBT UNLESS CONTRIBUTIONS PAID

SECTION 553AA SELLING SHAREHOLDER CANNOT PROVE DEBT UNLESS DOCUMENTS GIVEN

SECTION 553AB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF

SECTION 553B INSOLVENT COMPANIES - PENALTIES AND FINES NOT GENERALLY PROVABLE

SECTION 553C INSOLVENT COMPANIES - MUTUAL CREDIT AND SET-OFF

SECTION 553D DEBTS OR CLAIMS MAY BE PROVED FORMALLY OR INFORMALLY

SECTION 553E APPLICATION OF BANKRUPTCY ACT TO WINDING UP OF INSOLVENT COMPANY

SECTION 554 GENERAL RULE - COMPUTE AMOUNT AS AT RELEVANT DATE

SECTION 554A DETERMINATION OF VALUE OF DEBTS AND CLAIMS OF UNCERTAIN VALUE

SECTION 554B DISCOUNTING OF DEBTS PAYABLE AFTER RELEVANT DATE

SECTION 554C CONVERSION INTO AUSTRALIAN CURRENCY OF FOREIGN CURRENCY DEBTS OR CLAIMS

SECTION 554D APPLICATION OF SUBDIVISION

SECTION 554E PROOF OF DEBT BY SECURED CREDITOR

SECTION 554F REDEMPTION OF SECURITY INTEREST BY LIQUIDATOR

SECTION 554G AMENDMENT OF VALUATION

SECTION 554H REPAYMENT OF EXCESS

SECTION 554J SUBSEQUENT REALISATION OF SECURITY INTEREST

SECTION 555 DEBTS AND CLAIMS PROVED TO RANK EQUALLY EXCEPT AS OTHERWISE PROVIDED

SECTION 556 PRIORITY PAYMENTS

SECTION 558 DEBTS DUE TO EMPLOYEES

SECTION 559 DEBTS OF A CLASS TO RANK EQUALLY

SECTION 560 ADVANCES FOR COMPANY TO MAKE PRIORITY PAYMENTS IN RELATION TO EMPLOYEES

SECTION 561 PRIORITY OF EMPLOYEES ' CLAIMS OVER CIRCULATING SECURITY INTERESTS

SECTION 562 APPLICATION OF PROCEEDS OF CONTRACTS OF INSURANCE

SECTION 562A APPLICATION OF PROCEEDS OF CONTRACTS OF REINSURANCE

SECTION 563 PROVISIONS RELATING TO INJURY COMPENSATION

SECTION 563AA SELLER UNDER A BUY-BACK AGREEMENT

SECTION 563A POSTPONING SUBORDINATE CLAIMS

SECTION 563AAA REDEMPTION OF DEBENTURES

SECTION 563B INTEREST ON DEBTS AND CLAIMS FROM RELEVANT DATE TO DATE OF PAYMENT

SECTION 563C DEBT SUBORDINATION

SECTION 564 POWER OF COURT TO MAKE ORDERS IN FAVOUR OF CERTAIN CREDITORS

SECTION 565 UNDUE PREFERENCE

SECTION 566 EFFECT OF FLOATING CHARGE

SECTION 567 LIQUIDATOR'S RIGHT TO RECOVER IN RESPECT OF CERTAIN TRANSACTIONS

SECTION 568 DISCLAIMER BY LIQUIDATOR; APPLICATION TO COURT BY PARTY TO CONTRACT

SECTION 568A LIQUIDATOR MUST GIVE NOTICE OF DISCLAIMER

SECTION 568B APPLICATION TO SET ASIDE DISCLAIMER BEFORE IT TAKES EFFECT

SECTION 568C WHEN DISCLAIMER TAKES EFFECT

SECTION 568D EFFECT OF DISCLAIMER

SECTION 568E APPLICATION TO SET ASIDE DISCLAIMER AFTER IT HAS TAKEN EFFECT

SECTION 568F COURT MAY DISPOSE OF DISCLAIMED PROPERTY

SECTION 569 EXECUTIONS, ATTACHMENTS ETC. BEFORE WINDING UP

SECTION 570 DUTIES OF SHERIFF AFTER RECEIVING NOTICE OF APPLICATION

SECTION 571 POOLING DETERMINATION

SECTION 572 VARIATION OF POOLING DETERMINATION

SECTION 573 LODGMENT OF COPY OF POOLING DETERMINATION ETC.

SECTION 574 ELIGIBLE UNSECURED CREDITORS MUST APPROVE THE MAKING OR VARIATION OF A POOLING DETERMINATION

SECTION 575 MEMBERS ' VOLUNTARY WINDING UP - COPY OF NOTICE ETC. TO BE GIVEN TO EACH MEMBER OF THE COMPANY

SECTION 576 CONDUCT OF MEETING

SECTION 577 ELIGIBLE UNSECURED CREDITORS MAY DECIDE TO APPROVE THE DETERMINATION OR VARIATION

SECTION 578 WHEN POOLING DETERMINATION COMES INTO FORCE ETC.

SECTION 579 DUTIES OF LIQUIDATOR

SECTION 579A COURT MAY VARY OR TERMINATE POOLING DETERMINATION

SECTION 579B COURT MAY CANCEL OR CONFIRM VARIATION

SECTION 579C WHEN COURT MAY VOID OR VALIDATE POOLING DETERMINATION

SECTION 579D EFFECT OF TERMINATION OR AVOIDANCE

SECTION 579E POOLING ORDERS

SECTION 579F VARIATION OF POOLING ORDERS

SECTION 579G COURT MAY MAKE ANCILLARY ORDERS ETC.

SECTION 579H VARIATION OF ANCILLARY ORDERS ETC.

SECTION 579J NOTICE OF APPLICATION FOR POOLING ORDER ETC.

SECTION 579K NOTICE OF POOLING ORDER ETC.

SECTION 579L CONSOLIDATED MEETINGS OF CREDITORS

SECTION 579M WHEN DEBTS OR CLAIMS ARE PROVABLE IN WINDING UP

SECTION 579N GROUP OF COMPANIES

SECTION 579P SECURED DEBT MAY BECOME UNSECURED

SECTION 579Q ELIGIBLE UNSECURED CREDITOR

SECTION 580 DEFINITIONS

SECTION 581 COURTS TO ACT IN AID OF EACH OTHER

SECTION 582
to
SECTION 588

SECTION 582 APPLICATION OF PART

SECTION 583 WINDING UP PART 5.7 BODIES

SECTION 585 INSOLVENCY OF PART 5.7 BODY

SECTION 586 CONTRIBUTORIES IN WINDING UP OF PART 5.7 BODY

SECTION 587 POWER OF COURT TO STAY OR RESTRAIN PROCEEDINGS

SECTION 588 OUTSTANDING PROPERTY OF DEFUNCT REGISTRABLE BODY

SECTION 588C
to
SECTION 588ZB

SECTION 588C MEANING OF PROPERTY

SECTION 588D SECURED DEBT MAY BECOME UNSECURED

SECTION 588E PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS

SECTION 588F CERTAIN TAXATION LIABILITIES TAKEN TO BE DEBTS

SECTION 588FA MEANING OF UNFAIR PREFERENCE

SECTION 588FB MEANING OF UNCOMMERCIAL TRANSACTION

SECTION 588FC MEANING OF INSOLVENT TRANSACTION

SECTION 588FD MEANING OF UNFAIR LOAN

SECTION 588FDA MEANING OF UNREASONABLE DIRECTOR-RELATED TRANSACTION

SECTION 588FDB MEANING OF CREDITOR-DEFEATING DISPOSITION

SECTION 588FE VOIDABLE TRANSACTIONS

SECTION 588FF COURTS MAY MAKE ORDERS ABOUT VOIDABLE TRANSACTIONS

SECTION 588FG TRANSACTION NOT VOIDABLE AS AGAINST CERTAIN PERSONS

SECTION 588FGAA ASIC MAY ORDER UNDOING OF EFFECT OF CREDITOR-DEFEATING DISPOSITIONS BY COMPANY BEING WOUND UP

SECTION 588FGAB CONTENT AND COPIES OF ORDERS

SECTION 588FGAC COMPLIANCE WITH ORDERS GENERALLY

SECTION 588FGAD COMPLIANCE WITH ORDERS FOR PAYMENT

SECTION 588FGAE COURT MAY SET ASIDE ORDER BY ASIC

SECTION 588FGA DIRECTORS TO INDEMNIFY COMMISSIONER OF TAXATION IF CERTAIN PAYMENTS SET ASIDE

SECTION 588FGB DEFENCES IN PROCEEDINGS UNDER SECTION 588FGA

SECTION 588FH LIQUIDATOR MAY RECOVER FROM RELATED ENTITY BENEFIT RESULTING FROM INSOLVENT TRANSACTION

SECTION 588FI CREDITOR WHO GIVES UP BENEFIT OF UNFAIR PREFERENCE MAY PROVE FOR PREFERRED DEBT

SECTION 588FJ CIRCULATING SECURITY INTEREST CREATED WITHIN 6 MONTHS BEFORE RELATION-BACK DAY

SECTION 588FK INTERPRETATION AND APPLICATION

SECTION 588FL VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME

SECTION 588FM EXTENSION OF TIME FOR REGISTRATION

SECTION 588FN PPSA SECURITY INTERESTS UNAFFECTED BY SECTION 588FL

SECTION 588FO CERTAIN LESSORS, BAILORS AND CONSIGNORS ENTITLED TO DAMAGES

SECTION 588FP SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID

SECTION 588G DIRECTOR ' S DUTY TO PREVENT INSOLVENT TRADING BY COMPANY

SECTION 588GAA OBJECT OF THIS SUBDIVISION

SECTION 588GAB OFFICER ' S DUTY TO PREVENT CREDITOR-DEFEATING DISPOSITION

SECTION 588GAC PROCURING CREDITOR-DEFEATING DISPOSITION

SECTION 588GA SAFE HARBOUR - TAKING COURSE OF ACTION REASONABLY LIKELY TO LEAD TO A BETTER OUTCOME FOR THE COMPANY

SECTION 588GAAA SAFE HARBOUR - TEMPORARY RELIEF IN RESPONSE TO THE CORONAVIRUS

SECTION 588GAAB SAFE HARBOUR - COMPANIES UNDER RESTRUCTURING

SECTION 588GAAC SAFE HARBOUR - TEMPORARY RELIEF FOR COMPANIES LOOKING FOR A RESTRUCTURING PRACTITIONER

SECTION 588GB INFORMATION OR BOOKS NOT ADMISSIBLE TO SUPPORT THE SAFE HARBOUR IF FAILURE TO PERMIT INSPECTION ETC.

SECTION 588H DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS

SECTION 588HA REVIEW RELATING TO SAFE HARBOUR

SECTION 588J ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION

SECTION 588K CRIMINAL COURT MAY ORDER COMPENSATION

SECTION 588L ENFORCEMENT OF ORDER UNDER SECTION 588J OR 588K

SECTION 588M RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING

SECTION 588N AVOIDING DOUBLE RECOVERY

SECTION 588P EFFECT OF SECTIONS 588J, 588K AND 588M

SECTION 588Q CERTIFICATES EVIDENCING CONTRAVENTION

SECTION 588R CREDITOR MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT

SECTION 588S CREDITOR MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION

SECTION 588T WHEN CREDITOR MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT

SECTION 588U EVENTS PREVENTING CREDITOR FROM SUING

SECTION 588V WHEN HOLDING COMPANY LIABLE

SECTION 588W RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING

SECTION 588WA SAFE HARBOUR - TAKING REASONABLE STEPS TO ENSURE COMPANY ' S DIRECTORS HAVE THE BENEFIT OF THE DIRECTORS ' SAFE HARBOUR

SECTION 588X DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS

SECTION 588Y APPLICATION OF AMOUNT PAID AS COMPENSATION

SECTION 588Z COURT MAY MAKE ORDER IMPOSING LIABILITY

SECTION 588ZA EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDERS

SECTION 588ZB WHO MAY APPLY FOR AN EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDER

SECTION 589
to
SECTION 596

SECTION 589 INTERPRETATION AND APPLICATION

SECTION 590 OFFENCES BY OFFICERS OF CERTAIN COMPANIES

SECTION 592 INCURRING OF CERTAIN DEBTS; FRAUDULENT CONDUCT

SECTION 593 POWERS OF COURT

SECTION 594 CERTAIN RIGHTS NOT AFFECTED

SECTION 595 INDUCEMENT TO BE APPOINTED LIQUIDATOR ETC. OF COMPANY

SECTION 596 FRAUDS BY OFFICERS

SECTION 596AA
to
SECTION 596AI

SECTION 596AA OBJECTS AND COVERAGE OF THIS PART

SECTION 596AB RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - OFFENCES

SECTION 596AC RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - CIVIL CONTRAVENTIONS

SECTION 596ACA PERSON WHO CONTRAVENES SECTION 596AC LIABLE TO COMPENSATE FOR LOSS

SECTION 596AD AVOIDING DOUBLE RECOVERY

SECTION 596AE EFFECT OF SECTION 596ACA

SECTION 596AF PROCEEDINGS FOR COMPENSATION

SECTION 596AG EVENTS PREVENTING PROCEEDINGS

SECTION 596AH JOINING PARTIES TO PROCEEDINGS

SECTION 596AI EVENTS PREVENTING EMPLOYEE FROM SUING

SECTION 596A
to
SECTION 600K

SECTION 596A MANDATORY EXAMINATION

SECTION 596B DISCRETIONARY EXAMINATION

SECTION 596C AFFIDAVIT IN SUPPORT OF APPLICATION UNDER SECTION 596B

SECTION 596D CONTENT OF SUMMONS

SECTION 596E NOTICE OF EXAMINATION

SECTION 596F COURT MAY GIVE DIRECTIONS ABOUT EXAMINATION

SECTION 597 CONDUCT OF EXAMINATION

SECTION 597A WHEN COURT IS TO REQUIRE AFFIDAVIT ABOUT CORPORATION ' S EXAMINABLE AFFAIRS

SECTION 597B COSTS OF UNNECESSARY EXAMINATION OR AFFIDAVIT

SECTION 598 ORDER AGAINST PERSON CONCERNED WITH CORPORATION

SECTION 599 APPEALS FROM DECISIONS OF RECEIVERS ETC.

SECTION 600AA DUTY OF RECEIVER, ADMINISTRATOR OR LIQUIDATOR - PARENTAL LEAVE PAY

SECTION 600A POWERS OF COURT WHERE OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY

SECTION 600B REVIEW BY COURT OF RESOLUTION OF CREDITORS PASSED ON CASTING VOTE OF PERSON PRESIDING AT MEETING

SECTION 600C COURT ' S POWERS WHERE PROPOSED RESOLUTION OF CREDITORS LOST AS CASTING VOTE OF PERSON PRESIDING AT MEETING

SECTION 600D INTERIM ORDER ON APPLICATION UNDER SECTION 600A, 600B OR 600C

SECTION 600E ORDER UNDER SECTION 600A OR 600B DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION

SECTION 600F LIMITATION ON RIGHT OF SUPPLIERS OF ESSENTIAL SERVICES TO INSIST ON PAYMENT AS CONDITION OF SUPPLY

SECTION 600G ELECTRONIC COMMUNICATION OF DOCUMENTS

SECTION 600H RIGHTS IF CLAIM AGAINST THE COMPANY POSTPONED

SECTION 600J ACTS OF EXTERNAL ADMINISTRATOR VALID ETC.

SECTION 600K INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 601
to
SECTION 601AH

SECTION 601 MEANING OF PROPERTY

SECTION 601AA DEREGISTRATION - VOLUNTARY

SECTION 601AB DEREGISTRATION - ASIC INITIATED

SECTION 601AC DEREGISTRATION - FOLLOWING AMALGAMATION OR WINDING UP

SECTION 601AD EFFECT OF DEREGISTRATION

SECTION 601AE WHAT THE COMMONWEALTH OR ASIC DOES WITH THE PROPERTY

SECTION 601AF THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS OF DEREGISTERED COMPANY

SECTION 601AG CLAIMS AGAINST INSURERS OF DEREGISTERED COMPANY

SECTION 601AH REINSTATEMENT

SECTION 601AI
to
SECTION 601AL

SECTION 601AI TRANSFERRING REGISTRATION

SECTION 601AJ APPLYING TO TRANSFER REGISTRATION

SECTION 601AK ASIC MAKES TRANSFER OF REGISTRATION DECLARATION

SECTION 601AL ASIC TO DEREGISTER COMPANY

SECTION 601BA
to
SECTION 601BS

SECTION 601BA BODIES CORPORATE MAY BE REGISTERED AS CERTAIN TYPES OF COMPANIES

SECTION 601BB BODIES REGISTERED AS PROPRIETARY COMPANIES

SECTION 601BC APPLYING FOR REGISTRATION UNDER THIS PART

SECTION 601BD ASIC GIVES BODY ACN, REGISTERS AS COMPANY AND ISSUES CERTIFICATE

SECTION 601BE REGISTERED OFFICE

SECTION 601BF NAME

SECTION 601BG CONSTITUTION

SECTION 601BH MODIFICATIONS OF CONSTITUTION

SECTION 601BJ ASIC MAY DIRECT COMPANY TO APPLY FOR COURT APPROVAL FOR MODIFICATIONS OF CONSTITUTION

SECTION 601BK ESTABLISHING REGISTERS AND MINUTE BOOKS

SECTION 601BL REGISTRATION OF REGISTERED BODIES

SECTION 601BM EFFECT OF REGISTRATION UNDER THIS PART

SECTION 601BN LIABILITY OF MEMBERS ON WINDING UP

SECTION 601BP BEARER SHARES

SECTION 601BQ REFERENCES IN PRE-REGISTRATION CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE IN EXISTING CONTRACTS AND DOCUMENTS

SECTION 601BR FIRST AGM

SECTION 601BS MODIFICATION BY REGULATIONS

SECTION 601C
to
SECTION 601CZD

SECTION 601C MEANING OF PROPERTY

SECTION 601CA WHEN A REGISTRABLE AUSTRALIAN BODY MAY CARRY ON BUSINESS IN THIS JURISDICTION AND OUTSIDE ITS PLACE OF ORIGIN

SECTION 601CB APPLICATION FOR REGISTRATION

SECTION 601CC CESSATION OF BUSINESS ETC.

SECTION 601CCA PUBLISHING NOTICES RELATING TO CESSATION OF BUSINESS ETC.

SECTION 601CD WHEN A FOREIGN COMPANY MAY CARRY ON BUSINESS IN THIS JURISDICTION

SECTION 601CDA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY

SECTION 601CE APPLICATION FOR REGISTRATION

SECTION 601CF APPOINTMENT OF LOCAL AGENT

SECTION 601CG LOCAL AGENT: HOW APPOINTED

SECTION 601CH LOCAL AGENT: HOW REMOVED

SECTION 601CJ LIABILITY OF LOCAL AGENT

SECTION 601CK BALANCE-SHEETS AND OTHER DOCUMENTS

SECTION 601CL CESSATION OF BUSINESS ETC.

SECTION 601CLA PUBLISHING NOTICES RELATING TO CESSATION OF BUSINESS ETC.

SECTION 601CM REGISTER OF MEMBERS OF FOREIGN COMPANY

SECTION 601CN REGISTER KEPT UNDER SECTION 601CM

SECTION 601CP NOTIFYING ASIC ABOUT REGISTER KEPT UNDER SECTION 601CM

SECTION 601CQ EFFECT OF RIGHT TO ACQUIRE SHARES COMPULSORILY

SECTION 601CR INDEX OF MEMBERS AND INSPECTION OF REGISTERS

SECTION 601CS CERTIFICATE AS TO SHAREHOLDING

SECTION 601CTA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY

SECTION 601CT REGISTERED OFFICE

SECTION 601CU CERTIFICATE OF REGISTRATION

SECTION 601CV NOTICE OF CERTAIN CHANGES

SECTION 601CW BODY'S NAME ETC. MUST BE DISPLAYED AT OFFICE AND PLACE OF BUSINESS

SECTION 601CX SERVICE OF DOCUMENTS ON REGISTERED BODY

SECTION 601CY POWER TO HOLD LAND

SECTION 601CZA CERTAIN DOCUMENTS ARE DEBENTURES

SECTION 601CZB REGISTER OF DEBENTURE HOLDERS TO BE MAINTAINED BY NON-COMPANIES

SECTION 601CZC LOCATION OF REGISTER

SECTION 601CZD APPLICATION OF SECTIONS 173 TO 177

SECTION 601DA
to
SECTION 601DJ

SECTION 601DA RESERVING A NAME

SECTION 601DB ACCEPTABLE ABBREVIATIONS

SECTION 601DC WHEN A NAME IS AVAILABLE

SECTION 601DD REGISTERED AUSTRALIAN BODIES AND REGISTERED FOREIGN COMPANIES CAN CARRY ON BUSINESS WITH SOME NAMES ONLY

SECTION 601DE USING A NAME AND ARBN

SECTION 601DF EXCEPTION TO REQUIREMENT TO HAVE ARBN ON RECEIPTS

SECTION 601DG REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS

SECTION 601DH NOTICE OF NAME CHANGE MUST BE GIVEN TO ASIC

SECTION 601DJ ASIC ' s POWER TO DIRECT A REGISTERED NAME BE CHANGED

SECTION 601EA
to
SECTION 601EE

SECTION 601EA APPLYING FOR REGISTRATION

SECTION 601EB REGISTRATION OF MANAGED INVESTMENT SCHEME

SECTION 601EC ALL DOCUMENTS ETC. LODGED WITH ASIC ASIC TO BEAR ARSN OR ABN

SECTION 601ED WHEN A MANAGED INVESTMENT SCHEME MUST BE REGISTERED

SECTION 601EE UNREGISTERED SCHEMES MAY BE WOUND UP

SECTION 601FA
to
SECTION 601FT

SECTION 601FA RESPONSIBLE ENTITY TO BE PUBLIC COMPANY AND HOLD AUSTRALIAN FINANCIAL SERVICES LICENCE

SECTION 601FB RESPONSIBLE ENTITY TO OPERATE SCHEME

SECTION 601FC DUTIES OF RESPONSIBLE ENTITY

SECTION 601FD DUTIES OF OFFICERS OF RESPONSIBLE ENTITY

SECTION 601FE DUTIES OF EMPLOYEES OF RESPONSIBLE ENTITY

SECTION 601FF SURVEILLANCE CHECKS BY ASIC

SECTION 601FG ACQUISITION OF INTEREST IN SCHEME BY RESPONSIBLE ENTITY

SECTION 601FH LIQUIDATOR ETC. OF RESPONSIBLE ENTITY ENTITLED TO EXERCISE INDEMNITY RIGHTS

SECTION 601FJ CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION

SECTION 601FK REQUIREMENTS OF SECTION 601FA MUST BE MET

SECTION 601FL RETIREMENT OF RESPONSIBLE ENTITY

SECTION 601FM REMOVAL OF RESPONSIBLE ENTITY BY MEMBERS

SECTION 601FN ASIC OR SCHEME MEMBER MAY APPLY TO COURT FOR APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY

SECTION 601FP APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY BY COURT

SECTION 601FQ TEMPORARY RESPONSIBLE ENTITY TO TAKE STEPS FOR APPOINTMENT OF NEW RESPONSIBLE ENTITY

SECTION 601FR FORMER RESPONSIBLE ENTITY TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE

SECTION 601FS RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER RESPONSIBLE ENTITY

SECTION 601FT EFFECT OF CHANGE OF RESPONSIBLE ENTITY ON DOCUMENTS ETC. TO WHICH FORMER RESPONSIBLE ENTITY IS PARTY

SECTION 601GA
to
SECTION 601GC

SECTION 601GA CONTENTS OF THE CONSTITUTION

SECTION 601GB CONSTITUTION MUST BE LEGALLY ENFORCEABLE

SECTION 601GC CHANGING THE CONSTITUTION

SECTION 601HA
to
SECTION 601HI

SECTION 601HA CONTENTS OF THE COMPLIANCE PLAN

SECTION 601HB COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER SCHEME ' S PLAN

SECTION 601HC DIRECTORS MUST SIGN LODGED COPY OF COMPLIANCE PLAN

SECTION 601HD ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN

SECTION 601HE CHANGING THE COMPLIANCE PLAN

SECTION 601HF ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED

SECTION 601HG AUDIT OF COMPLIANCE PLAN

SECTION 601HH REMOVAL AND RESIGNATION OF AUDITORS

SECTION 601HI ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN

SECTION 601JA
to
SECTION 601JJ

SECTION 601JA WHEN IS A COMPLIANCE COMMITTEE REQUIRED?

SECTION 601JB MEMBERSHIP OF COMPLIANCE COMMITTEE

SECTION 601JC FUNCTIONS OF COMPLIANCE COMMITTEE

SECTION 601JD DUTIES OF MEMBERS

SECTION 601JE COMPLIANCE COMMITTEE MEMBERS HAVE QUALIFIED PRIVILEGE IN CERTAIN CASES

SECTION 601JF WHEN CAN RESPONSIBLE ENTITY INDEMNIFY COMPLIANCE COMMITTEE MEMBERS?

SECTION 601JG WHEN CAN RESPONSIBLE ENTITY PAY INSURANCE PREMIUMS FOR COMPLIANCE COMMITTEE MEMBERS?

SECTION 601JH PROCEEDINGS OF COMPLIANCE COMMITTEE

SECTION 601JJ DISCLOSURE OF INTERESTS

SECTION 601KA
to
SECTION 601KE

SECTION 601KA MEMBERS ' RIGHTS TO WITHDRAW

SECTION 601KB NON-LIQUID SCHEMES - OFFERS

SECTION 601KC NON-LIQUID SCHEMES - ONLY ONE WITHDRAWAL OFFER TO BE OPEN AT ANY TIME

SECTION 601KD NON-LIQUID SCHEMES - HOW PAYMENTS ARE TO BE MADE

SECTION 601KE NON-LIQUID SCHEMES - RESPONSIBLE ENTITY MAY CANCEL WITHDRAWAL OFFER

SECTION 601LA
to
SECTION 601LE

SECTION 601LA CHAPTER 2E APPLIES WITH MODIFICATIONS

SECTION 601LB REPLACEMENT SECTION 207

SECTION 601LC REPLACEMENT SECTION 208

SECTION 601LD OMISSION OF SECTIONS 213, 214 AND 224

SECTION 601LE MODIFICATION OF SECTION 225

SECTION 601MA
to
SECTION 601MB

SECTION 601MA CIVIL LIABILITY OF RESPONSIBLE ENTITY TO MEMBERS

SECTION 601MB VOIDABLE CONTRACTS WHERE SUBSCRIPTION OFFERS AND INVITATIONS CONTRAVENE THIS ACT

SECTION 601NA
to
SECTION 601NG

SECTION 601NA WINDING UP REQUIRED BY SCHEME ' S CONSTITUTION

SECTION 601NB WINDING UP AT DIRECTION OF MEMBERS

SECTION 601NC WINDING UP IF SCHEME ' S PURPOSE ACCOMPLISHED OR CANNOT BE ACCOMPLISHED

SECTION 601ND WINDING UP ORDERED BY COURT

SECTION 601NE THE WINDING UP OF THE SCHEME

SECTION 601NF OTHER ORDERS ABOUT WINDING UP

SECTION 601NG UNCLAIMED MONEY TO BE PAID TO ASIC

SECTION 601PAA
to
SECTION 601PC

SECTION 601PAA APPLICATION OF THIS DIVISION

SECTION 601PA DEREGISTRATION - VOLUNTARY

SECTION 601PB DEREGISTRATION BY ASIC

SECTION 601PBA APPLICATION OF THIS DIVISION

SECTION 601PBB DEREGISTRATION - VOLUNTARY

SECTION 601PBC DEREGISTRATION - INITIATED BY ASIC

SECTION 601PBD NOTICES RELATING TO DEREGISTRATION PROCESS

SECTION 601PBE CONSEQUENCES OF DEREGISTRATION ON STATUS AS AN AUSTRALIAN PASSPORT FUND

SECTION 601PC REINSTATEMENT

SECTION 601QA
to
SECTION 601QB

SECTION 601QA ASIC ' S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS

SECTION 601QB MODIFICATION BY REGULATIONS

SECTION 601RAA
to
SECTION 601RAE

SECTION 601RAA MEANING OF FEES AND LAW - CHAPTER 5D

SECTION 601RAB MEANING OF TRUSTEE COMPANY AND CLIENT

SECTION 601RAC MEANING OF TRADITIONAL TRUSTEE COMPANY SERVICES AND ESTATE MANAGEMENT FUNCTIONS

SECTION 601RAD MEANING OF PERSON WITH A PROPER INTEREST

SECTION 601RAE INTERACTION BETWEEN TRUSTEE COMPANY PROVISIONS AND STATE AND TERRITORY LAWS

SECTION 601SAA
to
SECTION 601SCD

SECTION 601SAA JURISDICTION OF COURTS NOT AFFECTED ETC.

SECTION 601SAB REGULATIONS MAY PRESCRIBE OTHER POWERS ETC.

SECTION 601SAC POWERS ETC. CONFERRED BY OR UNDER THIS CHAPTER ARE IN ADDITION TO OTHER POWERS ETC.

SECTION 601SBA LICENSED TRUSTEE COMPANY NOT REQUIRED TO FILE ACCOUNTS

SECTION 601SBB LICENSED TRUSTEE COMPANY MAY BE REQUIRED TO PROVIDE ACCOUNT IN RELATION TO ESTATE

SECTION 601SBC COURT MAY ORDER AUDIT

SECTION 601SCA COMMON FUNDS OF LICENSED TRUSTEE COMPANIES

SECTION 601SCAA COMMON FUNDS THAT ARE ALSO REGISTERED SCHEMES

SECTION 601SCB OBLIGATIONS RELATING TO COMMON FUNDS

SECTION 601SCC REGULATIONS RELATING TO ESTABLISHMENT OR OPERATION OF COMMON FUNDS

SECTION 601SCD ARM ' S LENGTH TRANSACTIONS

SECTION 601TAA
to
SECTION 601TEB

SECTION 601TAA SCHEDULE OF FEES TO BE PUBLISHED AND AVAILABLE

SECTION 601TAB DISCLOSURE TO CLIENTS OF CHANGED FEES

SECTION 601TBA CHARGING OF FEES FOR THE PROVISION OF TRADITIONAL TRUSTEE COMPANY SERVICES

SECTION 601TBB PART DOES NOT PREVENT CHARGING OF FEES AS AGREED ETC.

SECTION 601TBC PART DOES NOT PREVENT CHARGING FEE FOR PROVISION OF ACCOUNT

SECTION 601TBD PART DOES NOT PREVENT REIMBURSEMENT

SECTION 601TBE ESTATE MANAGEMENT FUNCTIONS: PAYMENT OF FEES OUT OF ESTATE

SECTION 601TCA FEES OTHERWISE THAN FOR BEING THE TRUSTEE OR MANAGER OF A CHARITABLE TRUST

SECTION 601TCB ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TDA SUBDIVISION APPLIES TO NEW CLIENT CHARITABLE TRUSTS

SECTION 601TDB WHAT THE TRUSTEE COMPANY MAY CHARGE

SECTION 601TDC OPTION 1: CAPITAL COMMISSION AND INCOME COMMISSION

SECTION 601TDD OPTION 2: ANNUAL MANAGEMENT FEE

SECTION 601TDE ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND

SECTION 601TDF ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TDG SUBDIVISION APPLIES TO EXISTING CLIENT CHARITABLE TRUSTS

SECTION 601TDH TRUSTEE COMPANY NOT TO CHARGE MORE THAN WAS BEING CHARGED BEFORE SECTION COMMENCED

SECTION 601TDI ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND

SECTION 601TDJ ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TEA POWER OF THE COURT WITH RESPECT TO EXCESSIVE FEES

SECTION 601TEB DIRECTORS ' FEES

SECTION 601UAA
to
SECTION 601UAB

SECTION 601UAA DUTIES OF OFFICERS OF LICENSED TRUSTEE COMPANY

SECTION 601UAB DUTIES OF EMPLOYEES OF LICENSED TRUSTEE COMPANY

SECTION 601VAA
to
SECTION 601VCC

SECTION 601VAA MEANING OF UNACCEPTABLE CONTROL SITUATION - LICENSED TRUSTEE COMPANY OR A PROPOSED LICENSED TRUSTEE COMPANY

SECTION 601VAB ACQUISITIONS OF SHARES

SECTION 601VAC ORDERS TO REMEDY UNACCEPTABLE CONTROL SITUATION

SECTION 601VAD INJUNCTIONS

SECTION 601VBA APPLICATION FOR APPROVAL TO EXCEED 15 % VOTING POWER LIMIT

SECTION 601VBB APPROVAL OF APPLICATION

SECTION 601VBC DURATION OF APPROVAL

SECTION 601VBD CONDITIONS OF APPROVAL

SECTION 601VBE VARYING PERCENTAGE APPROVED

SECTION 601VBF REVOKING AN APPROVAL

SECTION 601VBG MINISTER MAY REQUIRE FURTHER INFORMATION FROM APPLICANTS

SECTION 601VBH MINISTER MAY SEEK VIEWS OF THE COMPANY CONCERNED AND ITS CLIENTS

SECTION 601VBI TIME LIMIT FOR MINISTER ' S DECISION

SECTION 601VCA ACQUISITION OF PROPERTY

SECTION 601VCB INTERESTS OF CLIENTS TO BE VIEWED AS A GROUP

SECTION 601VCC ANTI-AVOIDANCE

SECTION 601WAA
to
SECTION 601WDA

SECTION 601WAA MEANING OF ESTATE ASSETS AND LIABILITIES

SECTION 601WBA TRANSFER DETERMINATIONS

SECTION 601WBB WHEN CONSENT OF RECEIVING COMPANY IS IN FORCE

SECTION 601WBC COMPLEMENTARY STATE OR TERRITORY LEGISLATION

SECTION 601WBD MINISTER'S POWER TO DECIDE THAT HIS OR HER CONSENT IS NOT REQUIRED

SECTION 601WBE DETERMINATIONS MAY IMPOSE CONDITIONS

SECTION 601WBF NOTICE OF DETERMINATION

SECTION 601WBG CERTIFICATE OF TRANSFER

SECTION 601WBH NOTICE OF CERTIFICATE

SECTION 601WBI TIME AND EFFECT OF TRANSFER

SECTION 601WBJ SUBSTITUTION OF TRUSTEE COMPANY

SECTION 601WBK LIABILITIES FOR BREACH OF TRUST AND OTHER MATTERS NOT AFFECTED BY THIS PART

SECTION 601WCA CERTIFICATES EVIDENCING OPERATION OF ACT ETC.

SECTION 601WCB CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND

SECTION 601WCC CERTIFICATES IN RELATION TO OTHER ASSETS

SECTION 601WCD DOCUMENTS PURPORTING TO BE CERTIFICATES

SECTION 601WCE CONSTRUCTION OF REFERENCES TO TRANSFERRING COMPANY

SECTION 601WCF INCOME OR OTHER DISTRIBUTION RECEIVED BY TRANSFERRING COMPANY

SECTION 601WCG ACCESS TO BOOKS

SECTION 601WCH MINISTER OR ASIC MAY SEEK VIEWS OF TRUSTEE COMPANY AND ITS CLIENTS

SECTION 601WCI AUTHORISATION TO PERFORM FUNCTIONS OR EXERCISE POWERS IN THIS PART

SECTION 601WDA TRANSFERRING COMPANY REQUIRED TO CONTACT CERTAIN PERSONS

SECTION 601XAA
to
SECTION 601XAB

SECTION 601XAA CIVIL LIABILITY OF LICENSED TRUSTEE COMPANIES

SECTION 601XAB PROHIBITION ON HOLDING OUT

SECTION 601YAA
to
SECTION 601YAB

SECTION 601YAA EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 601YAB EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 602
to
SECTION 610

SECTION 602 PURPOSES OF CHAPTER

SECTION 602A MEANING OF SUBSTANTIAL INTEREST

SECTION 603 CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 604 CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES

SECTION 605 CLASSES OF SECURITIES

SECTION 605A CHAPTER DOES NOT APPLY TO MCIs

SECTION 606 PROHIBITION ON CERTAIN ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES

SECTION 607 EFFECT ON TRANSACTIONS

SECTION 608 RELEVANT INTERESTS IN SECURITIES

SECTION 609 SITUATIONS NOT GIVING RISE TO RELEVANT INTERESTS

SECTION 609A ANOTHER SITUATION NOT GIVING RISE TO RELEVANT INTERESTS - ACCEPTANCE FACILITY

SECTION 609B ANOTHER SITUATION NOT GIVING RISE TO RELEVANT INTERESTS - SECURITIES SUBJECT TO ESCROW AGREEMENT IN CONNECTION WITH INITIAL PUBLIC OFFER ETC.

SECTION 610 VOTING POWER IN A BODY OR MANAGED INVESTMENT SCHEME

SECTION 611
to
SECTION 615

SECTION 611 EXCEPTIONS TO THE PROHIBITION

SECTION 612 EFFECT OF NON-COMPLIANCE WITH TAKEOVER RULES FOR EXCEPTIONS 1 TO 4

SECTION 613 BIDDER NOT TO EXERCISE VOTING RIGHTS IF FAILURE TO SEND BIDS FOR OFF-MARKET ACQUISITION - EXCEPTION 2 OR 3

SECTION 615 TREATMENT OF FOREIGN HOLDERS UNDER EQUAL ACCESS ISSUE - EXCEPTION 10

SECTION 616 OFF-MARKET BIDS AND MARKET BIDS

SECTION 617
to
SECTION 630

SECTION 617 SECURITIES COVERED BY THE BID

SECTION 618 OFFERS MUST BE FOR ALL OR A PROPORTION OF SECURITIES IN THE BID CLASS

SECTION 619 GENERAL TERMS OF THE OFFER

SECTION 620 OFF-MARKET BID (OFFER FORMALITIES)

SECTION 621 CONSIDERATION OFFERED

SECTION 622 ESCALATION AGREEMENTS

SECTION 623 COLLATERAL BENEFITS NOT ALLOWED

SECTION 624 OFFER PERIOD

SECTION 625 CONDITIONAL OFFERS - GENERAL

SECTION 626 MAXIMUM ACCEPTANCE CONDITIONS IN OFF-MARKET BIDS

SECTION 627 DISCRIMINATORY CONDITIONS NOT ALLOWED FOR OFF-MARKET BIDS

SECTION 628 CONDITIONS REQUIRING PAYMENTS TO OFFICERS OF TARGET NOT ALLOWED IN OFF-MARKET BIDS

SECTION 629 CONDITIONS TURNING ON BIDDER ' S OR ASSOCIATE ' S OPINION NOT ALLOWED IN OFF-MARKET BIDS

SECTION 630 DEFEATING CONDITIONS

SECTION 631
to
Subdivision D - Telephone monitoring

SECTION 631 PROPOSING OR ANNOUNCING A BID

SECTION 632 OVERVIEW OF STEPS IN AN OFF-MARKET BID

SECTION 633 DETAILED STEPS IN AN OFF-MARKET BID

SECTION 634 OVERVIEW OF STEPS IN A MARKET BID

SECTION 635 DETAILED STEPS IN A MARKET BID

SECTION 636 BIDDER ' S STATEMENT CONTENT

SECTION 637 BIDDER ' S STATEMENT FORMALITIES

SECTION 638 TARGET ' S STATEMENT CONTENT

SECTION 639 TARGET ' S STATEMENT FORMALITIES

SECTION 640 EXPERT ' S REPORT TO ACCOMPANY TARGET ' S STATEMENT IF BIDDER CONNECTED WITH TARGET

SECTION 641 TARGET MUST INFORM BIDDER ABOUT SECURITIES HOLDINGS

SECTION 641A USE OR DISCLOSURE OF INFORMATION OBTAINED FROM TARGET

SECTION 642 EXPENSES OF DIRECTORS OF TARGET COMPANIES

SECTION 643 SUPPLEMENTARY BIDDER ' S STATEMENT

SECTION 644 SUPPLEMENTARY TARGET ' S STATEMENT

SECTION 645 FORM OF SUPPLEMENTARY STATEMENT

SECTION 646 CONSEQUENCES OF LODGING A SUPPLEMENTARY STATEMENT

SECTION 647 TO WHOM SUPPLEMENTARY STATEMENT MUST BE SENT

SECTION 648A EXPERTS ' REPORTS

SECTION 648B ADDRESS AT WHICH BIDDER MAY SEND DOCUMENTS TO HOLDERS OF SECURITIES

SECTION 648C SENDING DOCUMENTS TO HOLDERS OF SECURITIES - GENERAL

SECTION 648CB SENDING DOCUMENTS TO HOLDERS OF SECURITIES - EFFECT OF ELECTION BY HOLDER TO BE SENT DOCUMENTS BY TARGET IN PARTICULAR FORM

SECTION 648D CONSTITUTION MAY CONTAIN PROPORTIONAL TAKEOVER APPROVAL PROVISIONS

SECTION 648E RESOLUTION TO BE PUT IF PROPORTIONAL BID MADE

SECTION 648F EFFECT OF REJECTION OF APPROVAL RESOLUTION

SECTION 648G INCLUDING PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION

SECTION 648H EFFECT OF SUBDIVISION

Subdivision D - Telephone monitoring

SECTION 649A
to
SECTION 651C

SECTION 649A GENERAL

SECTION 649B MARKET BIDS - RAISING BID PRICE

SECTION 649C MARKET BIDS - EXTENDING THE OFFER PERIOD

SECTION 650A GENERAL

SECTION 650B OFF-MARKET BIDS - CONSIDERATION OFFERED

SECTION 650C OFF-MARKET BIDS - EXTENSION OF OFFER PERIOD

SECTION 650D OFF-MARKET BIDS - METHOD OF MAKING VARIATION

SECTION 650E RIGHT TO WITHDRAW ACCEPTANCE

SECTION 650F FREEING OFF-MARKET BIDS FROM DEFEATING CONDITIONS

SECTION 650G CONTRACTS AND ACCEPTANCES VOID IF DEFEATING CONDITION NOT FULFILLED

SECTION 651A OFF-MARKET BID - EFFECT ON BID CONSIDERATION OF PURCHASES MADE OUTSIDE BID

SECTION 651B HOW TO MAKE AN ELECTION FOR NEW FORMS OF CONSIDERATION

SECTION 651C RETURNING SECURITIES AS PART OF ELECTION

SECTION 652A
to
SECTION 652C

SECTION 652A WITHDRAWAL OF UNACCEPTED OFFERS UNDER TAKEOVER BID

SECTION 652B WITHDRAWAL OF TAKEOVER OFFERS WITH ASIC CONSENT

SECTION 652C WITHDRAWAL OF MARKET BIDS

SECTION 653A
to
SECTION 653B

SECTION 653A ACCEPTANCE OF OFFERS MADE UNDER OFF-MARKET BID

SECTION 653B ACCEPTANCES BY TRANSFEREES AND NOMINEES OF OFFERS MADE UNDER OFF-MARKET BID

SECTION 654A
to
SECTION 654C

SECTION 654A BIDDER NOT TO DISPOSE OF SECURITIES DURING THE BID PERIOD

SECTION 654B DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN LISTED COMPANIES

SECTION 654C DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN UNLISTED COMPANIES

SECTION 655A
to
SECTION 659C

SECTION 655A ASIC ' S POWER TO EXEMPT AND MODIFY

SECTION 655B NOTICE OF DECISION AND REVIEW RIGHTS

SECTION 656A REVIEW OF EXERCISE OF EXEMPTION OR MODIFICATION POWERS

SECTION 656B OPERATION AND IMPLEMENTATION OF A DECISION THAT IS SUBJECT TO REVIEW

SECTION 657A DECLARATION OF UNACCEPTABLE CIRCUMSTANCES

SECTION 657B WHEN TAKEOVERS PANEL MAY MAKE DECLARATION

SECTION 657C APPLYING FOR DECLARATIONS AND ORDERS

SECTION 657D ORDERS THAT TAKEOVERS PANEL MAY MAKE FOLLOWING DECLARATION

SECTION 657E INTERIM ORDERS

SECTION 657EA INTERNAL TAKEOVERS PANEL REVIEWS

SECTION 657EB REFERENCES BY COURTS

SECTION 657F OFFENCE TO CONTRAVENE TAKEOVERS PANEL ORDER

SECTION 657G ORDERS BY THE COURT WHERE CONTRAVENTION OR PROPOSED CONTRAVENTION OF TAKEOVERS PANEL ORDER

SECTION 657H ASIC MAY PUBLISH REPORT ABOUT APPLICATION TO TAKEOVERS PANEL OR COURT

SECTION 658A POWER OF TAKEOVERS PANEL WHERE A PROCEEDING IS FRIVOLOUS OR VEXATIOUS

SECTION 658B EVIDENTIARY VALUE OF FINDINGS OF FACT BY TAKEOVERS PANEL

SECTION 658C TAKEOVERS PANEL ' S POWER TO MAKE RULES

SECTION 658D INCONSISTENCY BETWEEN TAKEOVERS PANEL RULES AND ASIC EXEMPTION OR DECLARATION

SECTION 659A TAKEOVERS PANEL MAY REFER QUESTIONS OF LAW TO THE COURT

SECTION 659AA OBJECT OF SECTIONS 659B AND 659C

SECTION 659B COURT PROCEEDINGS BEFORE END OF BID PERIOD

SECTION 659C COURT PROCEEDINGS AFTER END OF BID PERIOD

SECTION 660A
to
SECTION 663C

SECTION 660A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 660B CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES

SECTION 660C CHAPTER DOES NOT APPLY TO MCIs

SECTION 661A COMPULSORY ACQUISITION POWER FOLLOWING TAKEOVER BID

SECTION 661B COMPULSORY ACQUISITION NOTICE

SECTION 661C TERMS ON WHICH SECURITIES TO BE ACQUIRED

SECTION 661D HOLDER MAY OBTAIN NAMES AND ADDRESSES OF OTHER HOLDERS

SECTION 661E HOLDER MAY APPLY TO COURT TO STOP ACQUISITION

SECTION 661F SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES

SECTION 662A BIDDER MUST OFFER TO BUY OUT REMAINING HOLDERS OF BID CLASS SECURITIES

SECTION 662B BIDDER TO TELL REMAINING HOLDERS OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 662C RIGHT OF REMAINING HOLDER OF SECURITIES IN THE BID CLASS TO BE BOUGHT OUT

SECTION 663A BIDDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES

SECTION 663B BIDDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 663C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT

SECTION 664A
to
Division 3 - Notice that person has become 85% holder of a class of securities

SECTION 664A THRESHOLD FOR GENERAL COMPULSORY ACQUISITION POWER

SECTION 664AA TIME LIMIT ON EXERCISING COMPULSORY ACQUISITION POWER

SECTION 664B THE TERMS FOR COMPULSORY ACQUISITION

SECTION 664C COMPULSORY ACQUISITION NOTICE

SECTION 664D BENEFITS OUTSIDE COMPULSORY ACQUISITION PROCEDURE

SECTION 664E HOLDER ' S RIGHT TO OBJECT TO THE ACQUISITION

SECTION 664F THE COURT ' S POWER TO APPROVE ACQUISITION

SECTION 664G SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES

SECTION 665A 100% HOLDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES

SECTION 665B 100% HOLDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 665C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT

Division 3 - Notice that person has become 85% holder of a class of securities

SECTION 666A
to
SECTION 666B

SECTION 666A COMPLETING THE ACQUISITION OF SECURITIES

SECTION 666B STATUTORY PROCEDURE FOR COMPLETION

SECTION 667A
to
SECTION 667C

SECTION 667A EXPERT ' S REPORT

SECTION 667AA EXPERT TO BE NOMINATED

SECTION 667B EXPERT MUST NOT BE AN ASSOCIATE AND MUST DISCLOSE PRIOR DEALINGS AND RELATIONSHIPS

SECTION 667C VALUATION OF SECURITIES

SECTION 668A
to
SECTION 668B

SECTION 668A COMPANY ' S POWER TO DEAL WITH UNCLAIMED CONSIDERATION FOR COMPULSORY ACQUISITION

SECTION 668B UNCLAIMED CONSIDERATION TO BE TRANSFERRED TO ASIC

SECTION 669 ASIC ' S POWER TO EXEMPT AND MODIFY

SECTION 669A
to
SECTION 670F

SECTION 669A SENDING DOCUMENTS

SECTION 670A MISSTATEMENTS IN, OR OMISSIONS FROM, TAKEOVER AND COMPULSORY ACQUISITION AND BUY-OUT DOCUMENTS

SECTION 670B RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION

SECTION 670C PEOPLE LIABLE ON TAKEOVER OR COMPULSORY ACQUISITION STATEMENT TO INFORM MAKER ABOUT DEFICIENCIES IN THE STATEMENT

SECTION 670D DEFENCES AGAINST PROSECUTIONS UNDER SUBSECTION 670A(3) AND ACTIONS UNDER SECTION 670B

SECTION 670E LIABILITY FOR PROPOSING A BID OR NOT CARRYING THROUGH WITH BID

SECTION 670F DEFENCES

SECTION 671A
to
SECTION 671C

SECTION 671A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 671B INFORMATION ABOUT SUBSTANTIAL HOLDINGS MUST BE GIVEN TO COMPANY, RESPONSIBLE ENTITY, FUND OPERATOR AND RELEVANT MARKET OPERATOR

SECTION 671C CIVIL LIABILITY

SECTION 672A
to
SECTION 672F

SECTION 672A DISCLOSURE NOTICES

SECTION 672B DISCLOSURE BY MEMBER OF RELEVANT INTERESTS AND INSTRUCTIONS

SECTION 672C ASIC MAY PASS INFORMATION ON TO PERSON WHO MADE REQUEST

SECTION 672D FEE FOR COMPLYING WITH A DIRECTION GIVEN BY A COMPANY, SCHEME OR FUND UNDER THIS PART

SECTION 672DA REGISTER OF INFORMATION ABOUT RELEVANT INTERESTS IN LISTED COMPANY, LISTED REGISTERED SCHEME OR LISTED NOTIFIED FOREIGN PASSPORT FUND

SECTION 672E NO NOTICE OF RIGHTS

SECTION 672F CIVIL LIABILITY

SECTION 673
to
SECTION 678

SECTION 673 ASIC ' S POWER TO EXEMPT AND MODIFY

SECTION 674 CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES - REASONABLE PERSON ' S EXPECTATIONS

SECTION 674A CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES - KNOWLEDGE, RECKLESSNESS OR NEGLIGENCE

SECTION 675 CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES - REASONABLE PERSON ' S EXPECTATIONS

SECTION 675A CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES - KNOWLEDGE, RECKLESSNESS OR NEGLIGENCE

SECTION 676 MEANING OF GENERALLY AVAILABLE

SECTION 677 MATERIAL EFFECT ON PRICE OR VALUE

SECTION 678 APPLICATION OF CRIMINAL CODE TO OFFENCES BASED ON SUBSECTION 674(2), 674(5) OR 675(2)

SECTION 700
to
SECTION 703A

SECTION 700 COVERAGE OF THE FUNDRAISING RULES

SECTION 701 TREATMENT OF OFFERS OF INTERESTS IN MANAGED INVESTMENT SCHEME

SECTION 702 TREATMENT OF OFFERS OF OPTIONS OVER SECURITIES

SECTION 703 CHAPTER MAY NOT BE CONTRACTED OUT OF

SECTION 703A OPERATING A CLEARING AND SETTLEMENT FACILITY IS NOT OFFERING SECURITIES ETC.

SECTION 703B
to
SECTION 725

SECTION 703B PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS

SECTION 704 WHEN DISCLOSURE TO INVESTORS IS NEEDED

SECTION 705 TYPES OF DISCLOSURE DOCUMENT

SECTION 706 ISSUE OFFERS THAT NEED DISCLOSURE

SECTION 707 SALE OFFERS THAT NEED DISCLOSURE

SECTION 708 OFFERS THAT DO NOT NEED DISCLOSURE

SECTION 708AA RIGHTS ISSUES THAT DO NOT NEED DISCLOSURE

SECTION 708A SALE OFFERS THAT DO NOT NEED DISCLOSURE

SECTION 709 PROSPECTUSES, SHORT-FORM PROSPECTUSES, PROFILE STATEMENTS AND OFFER INFORMATION STATEMENTS

SECTION 710 PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST

SECTION 711 PROSPECTUS CONTENT - SPECIFIC DISCLOSURES

SECTION 712 PROSPECTUS CONTENT - SHORT FORM PROSPECTUSES

SECTION 713 SPECIAL PROSPECTUS CONTENT RULES FOR CONTINUOUSLY QUOTED SECURITIES

SECTION 713A OFFER OF SIMPLE CORPORATE BONDS

SECTION 713B SIMPLE CORPORATE BONDS - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS

SECTION 713C SIMPLE CORPORATE BONDS - BASE PROSPECTUS

SECTION 713D SIMPLE CORPORATE BONDS - OFFER-SPECIFIC PROSPECTUS

SECTION 713E SIMPLE CORPORATE BONDS - PROSPECTUS MAY REFER TO OTHER MATERIAL LODGED WITH ASIC

SECTION 714 CONTENTS OF PROFILE STATEMENT

SECTION 715 CONTENTS OF OFFER INFORMATION STATEMENT

SECTION 715A PRESENTATION ETC. OF DISCLOSURE DOCUMENTS

SECTION 716 DISCLOSURE DOCUMENT DATE AND CONSENTS

SECTION 717 OVERVIEW OF PROCEDURE FOR OFFERING SECURITIES

SECTION 718 LODGING OF DISCLOSURE DOCUMENT

SECTION 719 LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - GENERAL

SECTION 719A LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS

SECTION 720 CONSENTS NEEDED FOR LODGMENT

SECTION 721 OFFER MUST BE MADE IN, OR ACCOMPANIED BY, THE DISCLOSURE DOCUMENT

SECTION 722 APPLICATION MONEY TO BE HELD ON TRUST

SECTION 723 ISSUING OR TRANSFERRING THE SECURITIES UNDER A DISCLOSURE DOCUMENT

SECTION 724 CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE DOCUMENT CONDITION NOT MET OR DISCLOSURE DOCUMENT DEFECTIVE

SECTION 725 EXPIRATION OF DISCLOSURE DOCUMENT

SECTION 725A
to
SECTION 738

SECTION 725A PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS

SECTION 726 OFFERING SECURITIES IN A BODY THAT DOES NOT EXIST

SECTION 727 OFFERING SECURITIES WITHOUT A CURRENT DISCLOSURE DOCUMENT

SECTION 728 MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE DOCUMENT

SECTION 729 RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION

SECTION 730 PEOPLE LIABLE ON DISCLOSURE DOCUMENT TO INFORM PERSON MAKING THE OFFER ABOUT DEFICIENCIES IN THE DISCLOSURE DOCUMENT

SECTION 731 DUE DILIGENCE DEFENCE FOR PROSPECTUSES

SECTION 732 LACK OF KNOWLEDGE DEFENCE FOR OFFER INFORMATION STATEMENTS AND PROFILE STATEMENTS

SECTION 733 GENERAL DEFENCES FOR ALL DISCLOSURE DOCUMENTS

SECTION 734 RESTRICTIONS ON ADVERTISING AND PUBLICITY

SECTION 735 OBLIGATION TO KEEP CONSENTS AND OTHER DOCUMENTS

SECTION 736 SECURITIES HAWKING PROHIBITED

SECTION 737 REMEDIES FOR INVESTORS

SECTION 738 SECURITIES MAY BE RETURNED AND REFUND OBTAINED

SECTION 738A
to
SECTION 738ZK

SECTION 738A OBJECT

SECTION 738B MEANING OF CSF OFFER

SECTION 738C MEANING OF CSF INTERMEDIARY

SECTION 738D MEANING OF RETAIL CLIENT IN RELATION TO A CSF OFFER

SECTION 738E OFFER OF THE SECURITIES MAY ALSO BE MADE IN RELIANCE ON SECTION 708

SECTION 738F APPLICATION OF PROVISIONS OF CHAPTER 7 RELATING TO HOW OBLIGATIONS ETC. APPLY TO DIFFERENT KINDS OF PERSONS

SECTION 738G OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS PART

SECTION 738H MEANING OF ELIGIBLE CSF COMPANY

SECTION 738J CSF OFFER DOCUMENT TO BE PREPARED

SECTION 738K OTHER REQUIREMENTS FOR CSF OFFER DOCUMENT

SECTION 738L CSF OFFER DOCUMENT TO BE PUBLISHED ON PLATFORM OF A SINGLE CSF INTERMEDIARY

SECTION 738M CONSENTS NEEDED FOR PUBLICATION OF CSF OFFER DOCUMENT

SECTION 738N MEANING OF MADE, OPEN, CLOSED, SUSPENDED AND COMPLETE

SECTION 738P CSF OFFER DOCUMENT TO BE REMOVED FROM OFFER PLATFORM IF OFFER CLOSES IN CERTAIN CIRCUMSTANCES

SECTION 738Q GATEKEEPER OBLIGATIONS OF CSF INTERMEDIARIES

SECTION 738R COMPANY AND RELATED PARTIES NOT TO HAVE MORE THAN ONE CSF OFFER OPEN AT ANY ONE TIME

SECTION 738S COMPANY MAY NOTIFY RESPONSIBLE INTERMEDIARY THAT IT WANTS CSF OFFER WITHDRAWN

SECTION 738T WITHDRAWAL OF APPLICATIONS MADE PURSUANT TO CSF OFFER

SECTION 738U MEANING OF DEFECTIVE

SECTION 738V OBLIGATION TO NOTIFY COMPANY MAKING OFFER, AND RESPONSIBLE INTERMEDIARY, IF CSF OFFER DOCUMENT IS DEFECTIVE

SECTION 738W COMPANY MAY PROVIDE REPLACEMENT OR SUPPLEMENTARY CSF DOCUMENT IN CERTAIN CIRCUMSTANCES

SECTION 738X RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS ON BECOMING AWARE THAT CSF OFFER DOCUMENT IS DEFECTIVE

SECTION 738Y OTHER LIABILITIES RELATING TO DEFECTIVE CSF OFFER DOCUMENTS

SECTION 738Z EXCEPTIONS TO LIABILITY UNDER SECTION 738Y

SECTION 738ZA GENERAL OBLIGATIONS OF CSF INTERMEDIARIES RELATING TO THEIR PLATFORMS ETC.

SECTION 738ZB RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS RELATING TO APPLICATION MONEY

SECTION 738ZC CAPS ON INVESTMENT BY RETAIL CLIENTS PURSUANT TO CSF OFFERS

SECTION 738ZD COOLING-OFF RIGHTS FOR RETAIL CLIENTS

SECTION 738ZE COMPANY MAKING CSF OFFER OR CSF INTERMEDIARY ETC. MUST NOT FINANCIALLY ASSIST RETAIL CLIENT TO ACQUIRE SECURITIES

SECTION 738ZF OFFERING SECURITIES OF A COMPANY THAT DOES NOT EXIST

SECTION 738ZG RESTRICTIONS ON ADVERTISING AND PUBLICITY

SECTION 738ZH LIABILITIES UNDER OTHER LAWS NOT AFFECTED

SECTION 738ZI COMPANIES ELIGIBLE FOR LIMITED GOVERNANCE REQUIREMENTS

SECTION 738ZJ REGULATIONS RELATING TO HOW CSF INTERMEDIARIES ARE TO DEAL WITH APPLICATIONS

SECTION 738ZK RELATED PARTY TRANSACTIONS - PROPRIETARY COMPANIES THAT HAVE ONE OR MORE CSF SHAREHOLDERS

SECTION 739
to
SECTION 741

SECTION 739 ASIC STOP ORDERS

SECTION 740 ANTI-AVOIDANCE DETERMINATIONS

SECTION 741 ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 742 EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 760A
to
SECTION 769C

SECTION 760A OBJECT OF CHAPTER

SECTION 760B OUTLINE OF CHAPTER

SECTION 761A MEANING OF SOME TERMS RELATING TO FINANCIAL SERVICES AND MARKETS

SECTION 761B MEANING OF ARRANGEMENT

SECTION 761C MEANING OF CARRY ON A FINANCIAL SERVICES BUSINESS

SECTION 761CAA MEANING OF CLAIMANT INTERMEDIARY

SECTION 761CA MEANING OF CLASS AND KIND OF FINANCIAL PRODUCTS AND FINANCIAL SERVICES

SECTION 761D MEANING OF DERIVATIVE

SECTION 761DA MEANING OF INSURANCE CLAIMS MANAGER

SECTION 761E MEANING OF ACQUIRE, ISSUE AND PROVIDE

SECTION 761EA MEANING OF MARGIN LENDING FACILITY , MARGIN CALL AND ASSOCIATED EXPRESSIONS

SECTION 761F MEANING OF PERSON - GENERALLY INCLUDES A PARTNERSHIP

SECTION 761FA MEANING OF PERSON - GENERALLY INCLUDES MULTIPLE TRUSTEES

SECTION 761G MEANING OF RETAIL CLIENT AND WHOLESALE CLIENT

SECTION 761GA MEANING OF RETAIL CLIENT - SOPHISTICATED INVESTORS

SECTION 761H REFERENCES TO THIS CHAPTER INCLUDE REFERENCES TO REGULATIONS OR OTHER INSTRUMENTS MADE FOR THE PURPOSES OF THIS CHAPTER

SECTION 762A OVERVIEW OF APPROACH TO DEFINING WHAT A FINANCIAL PRODUCT IS

SECTION 762B WHAT IF A FINANCIAL PRODUCT IS PART OF A BROADER FACILITY?

SECTION 762C MEANING OF FACILITY

SECTION 763A MEANING OF FINANCIAL PRODUCT

SECTION 763B MEANING OF MAKES A FINANCIAL INVESTMENT

SECTION 763C MEANING OF MANAGES FINANCIAL RISK

SECTION 763D MEANING OF MAKES NON-CASH PAYMENTS

SECTION 763E WHAT IF A FINANCIAL PRODUCT IS ONLY INCIDENTAL?

SECTION 764A SPECIFIC THINGS THAT ARE FINANCIAL PRODUCTS (SUBJECT TO SUBDIVISION D)

SECTION 765A SPECIFIC THINGS THAT ARE NOT FINANCIAL PRODUCTS

SECTION 765B FUNERAL EXPENSES FACILITIES ARE NOT FUNERAL BENEFITS

SECTION 766A MEANING OF FINANCIAL SERVICE

SECTION 766B MEANING OF FINANCIAL PRODUCT ADVICE, PERSONAL ADVICE AND GENERAL ADVICE

SECTION 766C MEANING OF DEALING

SECTION 766D MEANING OF MAKES A MARKET

SECTION 766E MEANING OF CUSTODIAL OR DEPOSITORY SERVICE

SECTION 766F MEANING OF CROWD-FUNDING SERVICE

SECTION 766G MEANING OF CLAIMS HANDLING AND SETTLING SERVICE

SECTION 766H MEANING OF SUPERANNUATION TRUSTEE SERVICE

SECTION 767A MEANING OF FINANCIAL MARKET

SECTION 768A MEANING OF CLEARING AND SETTLEMENT FACILITY

SECTION 769A PART 2.5 OF CRIMINAL CODE DOES NOT APPLY

SECTION 769B PEOPLE ARE GENERALLY RESPONSIBLE FOR THE CONDUCT OF THEIR AGENTS, EMPLOYEES ETC.

SECTION 769C REPRESENTATIONS ABOUT FUTURE MATTERS TAKEN TO BE MISLEADING IF MADE WITHOUT REASONABLE GROUNDS

SECTION 790A
to
SECTION 798E

SECTION 790A MEANING OF CLEARING AND SETTLEMENT ARRANGEMENTS

SECTION 791A NEED FOR A LICENCE

SECTION 791B OTHER PROHIBITIONS ON HOLDING OUT

SECTION 791C EXEMPTIONS BY ASIC

SECTION 791D WHEN A FINANCIAL MARKET IS OPERATED IN THIS JURISDICTION

SECTION 791E CRITERIA FOR DECLARATIONS THAT FINANCIAL MARKETS HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION

SECTION 791F MINISTERIAL CONSENT TO ASIC DETERMINATION REQUIRED

SECTION 791G REVOKING DECLARATIONS THAT FINANCIAL MARKETS HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION

SECTION 792A GENERAL OBLIGATIONS

SECTION 792B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 792C GIVING ASIC INFORMATION ABOUT A LISTED DISCLOSING ENTITY

SECTION 792D OBLIGATION TO ASSIST ASIC

SECTION 792E OBLIGATION TO GIVE ASIC ACCESS TO MARKET FACILITIES

SECTION 792F ANNUAL REPORT

SECTION 792G OBLIGATIONS TO NOTIFY PEOPLE ABOUT CLEARING AND SETTLEMENT ARRANGEMENTS IN CERTAIN CIRCUMSTANCES

SECTION 792H CHANGE OF COUNTRY BY FOREIGN LICENSEE

SECTION 792I MAKING INFORMATION ABOUT COMPENSATION ARRANGEMENTS PUBLICLY AVAILABLE

SECTION 793A CONTENT OF THE OPERATING RULES AND PROCEDURES

SECTION 793B LEGAL EFFECT OF OPERATING RULES

SECTION 793C ENFORCEMENT OF OPERATING RULES

SECTION 793D CHANGING THE OPERATING RULES

SECTION 793E DISALLOWANCE OF CHANGES TO OPERATING RULES

SECTION 794A ASIC ' S DIRECTIONS POWER - PROMOTING COMPLIANCE

SECTION 794AA ASIC ' S DIRECTIONS POWER - CRISIS RESOLUTION

SECTION 794AB MATTERS RELATING TO ASIC DIRECTIONS - CRISIS RESOLUTION

SECTION 794B ASIC ' S POWER TO REQUIRE SPECIAL REPORT

SECTION 794BA ASIC ' S POWER TO REQUIRE EXPERT REPORT

SECTION 794C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE

SECTION 794D ASIC ' S DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS

SECTION 794DA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING DEALINGS IN FINANCIAL PRODUCTS

SECTION 794E ADDITIONAL DIRECTIONS TO CLEARING AND SETTLEMENT FACILITIES

SECTION 795A HOW TO APPLY FOR A LICENCE

SECTION 795B WHEN A LICENCE MAY BE GRANTED

SECTION 795C PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 795D MORE THAN ONE LICENCE IN THE SAME DOCUMENT

SECTION 795E MORE THAN ONE MARKET COVERED BY THE SAME LICENCE

SECTION 796A THE CONDITIONS ON THE LICENCE

SECTION 797A VARYING LICENCES

SECTION 797B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 797C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 797D EFFECT OF SUSPENSION

SECTION 797E VARIATION OR REVOCATION OF SUSPENSION

SECTION 797F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 797G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 798A MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC

SECTION 798B ASIC MAY GIVE ADVICE TO MINISTER

SECTION 798C MARKET LICENSEE OR RELATED BODY CORPORATE ETC. LISTING ON MARKET

SECTION 798D EXEMPTIONS AND MODIFICATIONS FOR SELF-LISTING LICENSEES OR RELATED BODIES CORPORATE ETC.

SECTION 798DA MARKET LICENSEE, RELATED BODY CORPORATE ETC. OR COMPETITOR PARTICIPATING IN MARKET

SECTION 798E OTHER POTENTIAL CONFLICT SITUATIONS

SECTION 798F
to
SECTION 798M

SECTION 798F ASIC TO SUPERVISE FINANCIAL MARKETS

SECTION 798G MARKET INTEGRITY RULES

SECTION 798H COMPLYING WITH MARKET INTEGRITY RULES

SECTION 798J ASIC ' S DIRECTIONS POWER - PROTECTING PEOPLE DEALING IN FINANCIAL PRODUCTS

SECTION 798JA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING PEOPLE DEALING IN FINANCIAL PRODUCTS

SECTION 798JB ASIC ' S DIRECTIONS POWER - CRISIS RESOLUTION

SECTION 798JC MATTERS RELATING TO ASIC DIRECTIONS - CRISIS RESOLUTION

SECTION 798K ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 798L EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 798M EXEMPTIONS BY ASIC

SECTION 820A
to
SECTION 827E

SECTION 820A NEED FOR A LICENCE

SECTION 820B OTHER PROHIBITIONS ON HOLDING OUT

SECTION 820C EXEMPTIONS BY ASIC

SECTION 820CA EXEMPTIONS BY RESERVE BANK

SECTION 820D WHEN A CLEARING AND SETTLEMENT FACILITY IS OPERATED IN THIS JURISDICTION

SECTION 820E CRITERIA FOR DECLARATIONS THAT CLEARING AND SETTLEMENT FACILITIES HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION

SECTION 820F RELEVANT DETERMINATIONS

SECTION 820G MINISTERIAL CONSENT TO RESERVE BANK OR ASIC DETERMINATION REQUIRED

SECTION 820H REVOKING DECLARATIONS THAT CLEARING AND SETTLEMENT FACILITIES HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION

SECTION 821A GENERAL OBLIGATIONS

SECTION 821B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 821BA OBLIGATION TO NOTIFY RESERVE BANK OF CERTAIN MATTERS

SECTION 821C OBLIGATION TO ASSIST

SECTION 821D OBLIGATION TO GIVE ACCESS TO THE FACILITY

SECTION 821E ANNUAL REPORT

SECTION 821F CHANGE OF COUNTRY BY FOREIGN LICENSEE

SECTION 821H NOTIFICATION OF RECAPITALISATION OR RESTRUCTURING

SECTION 821J NOTICE OF ANY OTHER MATERIAL CHANGES IN CIRCUMSTANCES

SECTION 821K NOTIFICATION OF APPOINTMENT OF EXTERNAL ADMINISTRATOR

SECTION 821L NOTIFICATION FROM LIQUIDATOR AND REQUEST FOR INFORMATION ABOUT WINDING UP

SECTION 822A CONTENT OF THE OPERATING RULES AND PROCEDURES

SECTION 822B LEGAL EFFECT OF OPERATING RULES

SECTION 822C ENFORCEMENT OF OPERATING RULES

SECTION 822D CHANGING THE OPERATING RULES

SECTION 822E DISALLOWANCE OF CHANGES TO OPERATING RULES

SECTION 823A ASIC ' S POWER TO GIVE DIRECTIONS

SECTION 823B ASIC ' S POWER TO REQUIRE SPECIAL REPORT

SECTION 823BA RESERVE BANK ' S POWER TO REQUIRE SPECIAL REPORT

SECTION 823BB ASIC ' S POWER TO REQUIRE EXPERT REPORT

SECTION 823BC RESERVE BANK ' S POWER TO REQUIRE EXPERT REPORT

SECTION 823C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE

SECTION 823CA RESERVE BANK ASSESSMENT OF COMPLIANCE

SECTION 823D ASIC ' S DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES

SECTION 823DA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES

SECTION 823E RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO INCREASE COMPLIANCE OR REDUCE SYSTEMIC RISK

SECTION 823F RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO PRESERVE STABILITY IN THE AUSTRALIAN FINANCIAL SYSTEM

SECTION 823G RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO ENHANCE RESOLVABILITY

SECTION 823H RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO GIVE INFORMATION TO ASSIST THE RESERVE BANK PERFORM ITS FUNCTIONS

SECTION 823J MATTERS RELATING TO ALL RESERVE BANK DIRECTIONS - ORDER FOR BODY CORPORATE TO COMPLY WITH DIRECTION

SECTION 823K MATTERS RELATING TO ALL RESERVE BANK DIRECTIONS - VARIATION OR REVOCATION

SECTION 823L RECAPITALISATION DIRECTIONS - MATTERS RELATING TO COMPLIANCE

SECTION 823M RECAPITALISATION DIRECTIONS - RESERVE BANK MUST OBTAIN EXPERT ' S REPORT ON THE FAIR VALUE OF SHARES ETC.

SECTION 823N RECAPITALISATION DIRECTIONS - DETERMINATION OF THE FAIR VALUE OF SHARES OR RIGHTS BY AN EXPERT

SECTION 823P RECAPITALISATION DIRECTIONS - WORKING OUT THE FAIR VALUE OF OTHER CAPITAL INSTRUMENTS

SECTION 823Q RECAPITALISATION DIRECTIONS - CONTRAVENING CERTAIN PROVISIONS DOES NOT AFFECT THE VALIDITY OF THE DIRECTION ETC.

SECTION 823R RECAPITALISATION DIRECTIONS - EXCEPTIONS TO PART IV OF THE COMPETITION AND CONSUMER ACT 2010

SECTION 823S DIRECTIONS TO PRESERVE STABILITY IN THE AUSTRALIAN FINANCIAL SYSTEM - RELATIONSHIP WITH OTHER PROVISIONS

SECTION 823T ALL RESERVE BANK DIRECTIONS - PUBLISHING DETAILS ABOUT DIRECTIONS

SECTION 823U ALL RESERVE BANK DIRECTIONS - INJUNCTIONS

SECTION 823V EXERCISE OF RESERVE BANK POWERS TO GIVE DIRECTIONS UNDER SECTION 823F NOT GROUNDS FOR DENIAL OF OBLIGATIONS

SECTION 823W ALL ASIC AND RESERVE BANK DIRECTIONS ETC. UNDER THIS PART - FAILURE BY OFFICERS TO TAKE REASONABLE STEPS TO ENSURE COMPLIANCE

SECTION 823X ALL ASIC AND RESERVE BANK DIRECTIONS UNDER THIS PART - PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH

SECTION 824A HOW TO APPLY FOR A LICENCE

SECTION 824B WHEN A LICENCE MAY BE GRANTED

SECTION 824C PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 824D MORE THAN ONE LICENCE IN THE SAME DOCUMENT

SECTION 824E MORE THAN ONE CS FACILITY COVERED BY THE SAME LICENCE

SECTION 825A THE CONDITIONS ON THE LICENCE

SECTION 826A VARYING LICENCES

SECTION 826B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 826C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 826D EFFECT OF SUSPENSION

SECTION 826E VARIATION OR REVOCATION OF SUSPENSION

SECTION 826F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 826G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 826H CS FACILITY RULES

SECTION 826J COMPLYING WITH CS FACILITY RULES

SECTION 826K INCONSISTENCY WITH OTHER INSTRUMENTS

SECTION 826L ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 826M ASIC TO CONSULT BEFORE MAKING RULES

SECTION 826N MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 826P EMERGENCY RULES - CONSULTATION AND CONSENT NOT REQUIRED

SECTION 826Q CRISIS RESOLUTION - CONSULTATION AND CONSENT NOT REQUIRED

SECTION 826R VARIATION AND REVOCATION OF RULES

SECTION 826S REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS

SECTION 826T PROVISIONS COVERED BY THIS SUBDIVISION

SECTION 826U EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 827A MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC

SECTION 827B ASIC MAY GIVE ADVICE TO MINISTER AND RESERVE BANK

SECTION 827C RESERVE BANK MAY GIVE ADVICE TO MINISTER AND ASIC

SECTION 827D RESERVE BANK MAY DETERMINE FINANCIAL STABILITY STANDARDS

SECTION 827DA RESERVE BANK MAY DETERMINE RESOLVABILITY STANDARDS FOR CS FACILITY LICENSEES AND CERTAIN RELATED BODIES CORPORATE

SECTION 827DB RESOLUTION PLANNING

SECTION 827E CERTAIN POWERS - CONSULTATION BETWEEN ASIC AND THE RESERVE BANK

SECTION 828
to
SECTION 828R

SECTION 828 MEANING OF CS SERVICE

SECTION 828A CS SERVICES RULES

SECTION 828B CS SERVICES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS

SECTION 828C OBLIGATION TO COMPLY WITH CS SERVICES RULES

SECTION 828D OBLIGATION TO NOTIFY ASIC IN RESPECT OF BREACH

SECTION 828E ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 828F FAILURE TO COMPLY WITH CS SERVICES RULES DOES NOT INVALIDATE TRANSACTION ETC.

SECTION 828G ASIC ' S POWER TO GIVE DIRECTIONS TO PERSON NOT COMPLYING WITH OBLIGATIONS

SECTION 828H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES

SECTION 828J ASIC TO CONSULT BEFORE MAKING RULES

SECTION 828K MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 828L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 828M AMENDMENT AND REVOCATION OF CS SERVICES RULES

SECTION 828N ASIC MAY GIVE ADVICE TO MINISTER

SECTION 828P ACCC MAY GIVE ADVICE TO MINISTER

SECTION 828Q RESERVE BANK MAY GIVE ADVICE TO MINISTER

SECTION 828R EXEMPTIONS BY THE REGULATIONS OR BY ASIC

SECTION 830A
to
SECTION 849CE

SECTION 830A SIMPLIFIED OUTLINE OF THIS PART

SECTION 830B OBJECT OF THIS PART

SECTION 831A RESERVE BANK MAY EXERCISE CRISIS RESOLUTION POWERS IF CERTAIN CONDITIONS ARE SATISFIED

SECTION 832A STATUTORY MANAGER TAKES CONTROL OF BODY CORPORATE

SECTION 832B TERMINATION OF APPOINTMENT OF STATUTORY MANAGER

SECTION 832C WHEN A STATUTORY MANAGER IS IN CONTROL

SECTION 833A ROLE OF THE STATUTORY MANAGER

SECTION 833B POWERS TO REMOVE DIRECTOR ETC.

SECTION 833C POWER TO ALTER BODY CORPORATE ' S CONSTITUTION ETC.

SECTION 833D POWERS TO FACILITATE RECAPITALISATION

SECTION 833E STATUTORY MANAGER MAY REQUEST INFORMATION ETC. TO BE GIVEN

SECTION 833F STATUTORY MANAGER ACTS AS BODY CORPORATE ' S AGENT

SECTION 834A EXERCISE OF DIRECTORS ' POWERS WHILE BODY CORPORATE UNDER STATUTORY MANAGEMENT

SECTION 834B EFFECT OF THINGS DONE DURING STATUTORY MANAGEMENT OF BODY CORPORATE

SECTION 834C EFFECT OF STATUTORY MANAGEMENT ON BODY CORPORATE ' S MEMBERS

SECTION 835A REPORTING TO RESERVE BANK

SECTION 835B RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO STATUTORY MANAGER

SECTION 835C CONSENT TO TAKE ACTION THAT MAY AFFECT FINANCIAL SYSTEM STABILITY IN AUSTRALIA

SECTION 836A EFFECT ON EXTERNAL ADMINISTRATION

SECTION 836B APPOINTMENT OF 2 OR MORE STATUTORY MANAGERS OF BODY CORPORATE

SECTION 836C COSTS OF STATUTORY MANAGEMENT

SECTION 836D ANNUAL GENERAL MEETING NEED NOT BE HELD

SECTION 836E DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS

SECTION 836F WHEN STATUTORY MANAGER MAY DISPOSE OF ENCUMBERED PROPERTY

SECTION 836G PROCEEDS OF SALE OF PROPERTY

SECTION 836H SUPPLY OF ESSENTIAL SERVICES

SECTION 836J STATUTORY MANAGER HAS QUALIFIED PRIVILEGE

SECTION 836K PROTECTION OF PERSONS DEALING WITH STATUTORY MANAGER

SECTION 837A COMPULSORY TRANSFER OF SHARES IN BODY CORPORATE

SECTION 837B COMPULSORY TRANSFER OF BUSINESS OF BODY CORPORATE

SECTION 837C WHEN CONSENT OF RECEIVING BODY IS IN FORCE

SECTION 837D AGREEMENT ABOUT HOW TRANSFER IS TO BE EFFECTED

SECTION 837E DETERMINATION MAY IMPOSE CONDITIONS

SECTION 837F DETERMINATION THAT TRANSFER IS NOT TO TAKE EFFECT

SECTION 837G CONSULTATION

SECTION 838A CERTIFICATE OF TRANSFER

SECTION 838B TIME AND EFFECT OF TRANSFER OF SHARES

SECTION 838C TIME AND EFFECT OF TRANSFER OF BUSINESS

SECTION 839A PARTIAL TRANSFER OF NETTING CONTRACTS VOID

SECTION 839B RESERVE BANK MAY PROVIDE INFORMATION TO RECEIVING BODY

SECTION 839C CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND

SECTION 839D CERTIFICATES IN RELATION TO OTHER ASSETS

SECTION 839E DOCUMENTS PURPORTING TO BE CERTIFICATES

SECTION 839F CONSTRUCTION OF REFERENCES IN INSTRUMENTS TO TARGET BODY

SECTION 839G INCOME OR OTHER DISTRIBUTION RECEIVED BY TARGET BODY

SECTION 839H ACCESS TO BOOKS

SECTION 839J RELATIONSHIP OF DIVISION WITH OTHER LAWS ETC.

SECTION 839K RESERVE BANK ' S RULES MAY MAKE SPECIAL PROVISION IN RELATION TO COMPULSORY TRANSFER

SECTION 840A RESERVE BANK ' S DIRECTIONS POWER - MANAGE OR RESPOND TO CRISIS

SECTION 840B MATTERS RELATING TO RESERVE BANK DIRECTIONS - MANAGE OR RESPOND TO CRISIS

SECTION 840C DIRECTIONS TO MANAGE OR RESPOND TO CRISIS - RELATIONSHIP WITH OTHER PROVISIONS

SECTION 841A RESERVE BANK ' S DIRECTIONS POWER - INFORMATION TO ASSIST CRISIS MANAGEMENT

SECTION 841B MATTERS RELATING TO RESERVE BANK DIRECTIONS - INFORMATION TO ASSIST CRISIS MANAGEMENT

SECTION 842A CIRCUMSTANCES TO WHICH MORATORIUM IS RELEVANT

SECTION 843A STAY ON ENFORCING RIGHTS MERELY BECAUSE THE BODY CORPORATE IS UNDER STATUTORY MANAGEMENT OR SUBJECT TO A TRANSFER DETERMINATION

SECTION 843B EXCEPTIONS

SECTION 843C STAY ON BODY CORPORATE ' S RIGHT TO NEW ADVANCE OF MONEY OR CREDIT

SECTION 843D SELF-EXECUTING PROVISIONS

SECTION 843E WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 843F CIRCUMSTANCES WHERE A TRANSACTION BY STATUTORY MANAGER NOT VOIDABLE UNDER SECTION 588FE

SECTION 844A WINDING UP BODY CORPORATE

SECTION 844B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS

SECTION 844C STAY OF PROCEEDINGS

SECTION 844D RESERVE BANK AND STATUTORY MANAGER NOT LIABLE IN DAMAGES FOR REFUSING CONSENT

SECTION 844E SUSPENSION OF ENFORCEMENT PROCESS

SECTION 844F DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF A BODY CORPORATE

SECTION 845A GENERAL POWER TO MAKE ORDERS

SECTION 846A AUTHORISING ARRANGEMENTS FOR THE PURPOSES OF CRISIS RESOLUTION

SECTION 846B APPROPRIATION OF CONSOLIDATED REVENUE FUND

SECTION 847A RESERVE BANK MAY RECOGNISE CRISIS RESOLUTION OF FOREIGN OPERATOR OF A CLEARING AND SETTLEMENT FACILITY

SECTION 848A DETERMINATIONS THAT INFORMATION IS COVERED BY SECRECY PROVISION

SECTION 848B VARIATION OR REVOCATION OF DETERMINATIONS

SECTION 848C PROHIBITION ON DISCLOSING INFORMATION COVERED BY SECRECY PROVISION

SECTION 848D DISCLOSURE OF PUBLICLY AVAILABLE INFORMATION

SECTION 848E DISCLOSURE ALLOWED BY THE RESERVE BANK

SECTION 848F DISCLOSURE FOR THE PURPOSE OF SEEKING REVIEW OR LEGAL ADVICE

SECTION 848G DISCLOSURE UNDER THE RESERVE BANK ACT

SECTION 848H DISCLOSURE UNDER THE ASIC ACT

SECTION 848J DISCLOSURE IN CIRCUMSTANCES DETERMINED BY THE MINISTER

SECTION 848K DISCLOSURE FOR SAME PURPOSE

SECTION 848L EXCEPTIONS OPERATE INDEPENDENTLY

SECTION 849AA RESERVE BANK MAY APPLY FOR BODY CORPORATE TO BE WOUND UP

SECTION 849AB RESERVE BANK MAY REQUEST ASIC TO MAKE RULES OR GIVE DIRECTIONS

SECTION 849BA APPLICATION OF THIS SUBDIVISION

SECTION 849BB STAY ON EXERCISING TERMINATION RIGHTS

SECTION 849BC SELF-EXECUTING PROVISIONS

SECTION 849BD WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 849BE CIRCUMSTANCES WHERE A TRANSACTION BY STATUTORY MANAGER NOT VOIDABLE UNDER SECTION 588FE

SECTION 849BF GENERAL POWER TO MAKE ORDERS

SECTION 849CA RESERVE BANK MAY OBJECT TO EXERCISE OF CERTAIN POWERS BY ASIC DURING CRISIS RESOLUTION

SECTION 849CB EXPERT REPORT FOR ACQUISITION OR DISPOSAL OF ASSETS

SECTION 849CC EXERCISE OF RESERVE BANK POWERS UNDER THIS PART NOT GROUNDS FOR DENIAL OF OBLIGATIONS

SECTION 849CD PROTECTION FROM LIABILITY FOR ACTS OR OMISSIONS IN GOOD FAITH

SECTION 849CE COMPENSATION FOR ACQUISITION OF PROPERTY

SECTION 850A
to
SECTION 854B

SECTION 850A SCOPE OF DIVISION

SECTION 850B MEANING OF UNACCEPTABLE CONTROL SITUATION

SECTION 850C ACQUISITIONS OF SHARES

SECTION 850D ORDERS TO REMEDY UNACCEPTABLE CONTROL SITUATION

SECTION 850E INJUNCTIONS

SECTION 851A APPLICATION FOR APPROVAL TO EXCEED 20% VOTING POWER LIMIT

SECTION 851B APPROVAL OF APPLICATION

SECTION 851C DURATION OF APPROVAL

SECTION 851D CONDITIONS OF APPROVAL

SECTION 851E VARYING PERCENTAGE APPROVED

SECTION 851F REVOKING AN APPROVAL

SECTION 851G FURTHER INFORMATION ABOUT APPLICATIONS

SECTION 851H TIME LIMIT FOR MINISTER'S DECISION

SECTION 851I PRESERVATION OF VOTING POWER

SECTION 852A ACQUISITION OF PROPERTY

SECTION 852B ANTI-AVOIDANCE

SECTION 852DA SCOPE OF DIVISION

SECTION 852DB MEANING OF UNACCEPTABLE CONTROL SITUATION

SECTION 852DC MEANING OF PASSES THE LEGITIMATE CONTROL TEST

SECTION 852DD ACQUISITION OF SHARES

SECTION 852DE REMEDIAL ORDERS

SECTION 852DF INJUNCTIONS

SECTION 852DG APPLICATION FOR APPROVAL TO EXCEED 20% VOTING POWER LIMIT

SECTION 852DH DECISION ON THE APPLICATION

SECTION 852DJ DURATION OF APPROVAL

SECTION 852DK EXTENSION OF APPROVAL

SECTION 852DL CONDITIONS OF APPROVAL

SECTION 852DM VARYING AN APPROVAL

SECTION 852DN REVOKING AN APPROVAL

SECTION 852DP FURTHER INFORMATION ABOUT APPLICATIONS

SECTION 852DQ APPLICANT MUST UPDATE ASIC WITH CORRECT INFORMATION

SECTION 852DR TIME LIMIT FOR ASIC ' S DECISION

SECTION 852DS ACQUISITION OF PROPERTY

SECTION 852DT ANTI-AVOIDANCE

SECTION 853A MEANING OF DISQUALIFIED INDIVIDUAL

SECTION 853B MEANING OF INVOLVED - IN SOME LICENSEES OR APPLICANTS FOR A LICENCE

SECTION 853C DECLARATION BY ASIC

SECTION 853D PROCEDURE FOR DECLARATION

SECTION 853E REVOKING A DECLARATION

SECTION 853F OBLIGATIONS ON DISQUALIFIED INDIVIDUALS

SECTION 853G NOTIFICATION BY ASIC

SECTION 853H ASIC ' S POWER TO MAKE FINANCIAL MARKET INFRASTRUCTURE BANNING ORDERS

SECTION 853J INDIVIDUAL TO BE GIVEN AN OPPORTUNITY TO BE HEARD BEFORE ASIC MAKES FINANCIAL MARKET INFRASTRUCTURE BANNING ORDER

SECTION 853K WHEN AN INDIVIDUAL IS NOT A FIT AND PROPER PERSON

SECTION 853L WHEN AN INDIVIDUAL CONTRAVENES A FINANCIAL SERVICES LAW

SECTION 853M WHEN AN INDIVIDUAL HAS BEEN A CORE OFFICER OF A CORPORATION UNABLE TO PAY ITS DEBTS

SECTION 853N WHAT A FINANCIAL MARKET INFRASTRUCTURE BANNING ORDER PROHIBITS

SECTION 853P EFFECT OF FINANCIAL MARKET INFRASTRUCTURE BANNING ORDERS

SECTION 853Q VARIATION OR CANCELLATION OF FINANCIAL MARKET INFRASTRUCTURE BANNING ORDERS

SECTION 853R DATE OF EFFECT AND PUBLICATION OF FINANCIAL MARKET INFRASTRUCTURE BANNING ORDERS, VARIATION OR CANCELLATION

SECTION 853S STATEMENTS OF REASONS

SECTION 854A RECORD-KEEPING AND GIVING OF INFORMATION

SECTION 854B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 880A
to
SECTION 893B

SECTION 880A PART DOES NOT APPLY TO MARKETS LICENSED UNDER SPECIAL PROVISIONS ABOUT OVERSEAS MARKETS

SECTION 880B MEANING OF SOME TERMS RELATING TO COMPENSATION REGIMES FOR FINANCIAL MARKETS

SECTION 881A LICENSED MARKETS THROUGH WHICH PARTICIPANTS PROVIDE SERVICES FOR RETAIL CLIENTS MUST GENERALLY HAVE A COMPENSATION REGIME

SECTION 881B ADDITIONAL REQUIREMENTS FOR THE LICENCE APPLICATION

SECTION 881C WHAT HAPPENS IF AN APPLICATION CONTAINS INFORMATION IN ACCORDANCE WITH PARAGRAPH 881B(2)(c)

SECTION 881D WHAT HAPPENS IF AN APPLICATION CONTAINS A STATEMENT IN ACCORDANCE WITH PARAGRAPH 881B(2)(d)

SECTION 882A HOW TO GET COMPENSATION ARRANGEMENTS APPROVED WITH GRANT OF LICENCE

SECTION 882B HOW TO GET COMPENSATION ARRANGEMENTS APPROVED AFTER LICENCE IS GRANTED

SECTION 882C REVOCATION OF APPROVAL

SECTION 882D ASIC ' S POWER TO GIVE DIRECTIONS

SECTION 883A LEGAL EFFECT OF COMPENSATION RULES

SECTION 883B ENFORCEMENT OF COMPENSATION RULES

SECTION 883C OTHER SOURCES OF FUNDS FOR COMPENSATION

SECTION 883D PAYMENT OF LEVIES

SECTION 884A DIVISION 3 ARRANGEMENTS MUST GENERALLY ONLY BE CHANGED IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 884B CHANGING DIVISION 3 ARRANGEMENTS - MATTERS REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES

SECTION 884C CHANGING DIVISION 3 ARRANGEMENTS - MATTERS NOT REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES

SECTION 885A PURPOSE OF THIS SUBDIVISION

SECTION 885B REQUIREMENTS TO BE COMPLIED WITH FOR ARRANGEMENTS TO BE ADEQUATE

SECTION 885C THE LOSSES TO BE COVERED

SECTION 885D CERTAIN LOSSES THAT ARE NOT DIVISION 3 LOSSES

SECTION 885E THE AMOUNT OF COMPENSATION

SECTION 885F METHOD OF PAYMENT OF COMPENSATION

SECTION 885G MAKING AND DETERMINATION OF CLAIMS

SECTION 885H THE SOURCE OF FUNDS - GENERAL

SECTION 885I ADMINISTRATION AND MONITORING

SECTION 885J THE LOSSES TO BE COVERED - OTHER MATTERS TO BE TAKEN INTO ACCOUNT

SECTION 886A ONLY ONE CLAIM IN RESPECT OF THE SAME LOSS

SECTION 886B REGULATIONS RELATING TO FIDELITY FUNDS

SECTION 887A MARKETS TO WHICH THIS DIVISION APPLIES

SECTION 888A THE SITUATIONS IN WHICH COMPENSATION MAY BE CLAIMED

SECTION 888B KINDS OF COMPENSATION AVAILABLE

SECTION 888C AMOUNT OF COMPENSATION PAYABLE

SECTION 888D PAYMENT OF COMPENSATION

SECTION 888E MAKING AND DETERMINATION OF CLAIMS

SECTION 888F THE SEGC HAS POWER TO DETERMINE CLAIMS

SECTION 888G ALLOWING A CLAIM DOES NOT CONSTITUTE AN ADMISSION OF ANY OTHER LIABILITY

SECTION 888H CLAIMANT MAY APPLY TO COURT IF CLAIM DISALLOWED

SECTION 888I NON-NGF PROPERTY OF THE SEGC NOT AVAILABLE TO MEET CLAIMS

SECTION 888J THE SEGC MAY ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY

SECTION 888K NGF MAY BE USED TO ACQUIRE FINANCIAL PRODUCTS TO BE TRANSFERRED AS COMPENSATION

SECTION 889A CONTINUATION OF THE NATIONAL GUARANTEE FUND

SECTION 889B COMPENSATION TO BE PROVIDED OUT OF THE NGF

SECTION 889C THE SEGC TO KEEP THE NGF

SECTION 889D WHAT THE NGF CONSISTS OF

SECTION 889E POWER TO BORROW ETC. FOR PURPOSES OF THE NGF

SECTION 889F MONEY BORROWED AND PAID TO THE SEGC

SECTION 889G MONEY BORROWED AND NOT PAID TO THE SEGC

SECTION 889H PAYMENTS OUT OF THE NGF

SECTION 889I MINIMUM AMOUNT OF THE NGF

SECTION 889J LEVY BY THE SEGC

SECTION 889K LEVY BY MARKET OPERATOR

SECTION 890A MINISTER TO NOMINATE THE SEGC

SECTION 890B THE SEGC'S FUNCTIONS AND POWERS

SECTION 890C DELEGATION

SECTION 890D OPERATING RULES OF THE SEGC

SECTION 890E LEGAL EFFECT OF THE SEGC'S OPERATING RULES

SECTION 890F ENFORCEMENT OF THE SEGC'S OPERATING RULES

SECTION 890G CHANGING THE SEGC'S OPERATING RULES

SECTION 890H DISALLOWANCE OF CHANGES TO THE SEGC ' S OPERATING RULES

SECTION 891A PAYMENT OUT OF THE NGF TO PRESCRIBED BODY WITH ARRANGEMENTS COVERING CLEARING AND SETTLEMENT FACILITY SUPPORT

SECTION 891B MARKETS OPERATED BY BODIES CORPORATE THAT BECOME MEMBERS OF THE SEGC - REGULATIONS MAY DEAL WITH TRANSITIONAL PROVISIONS AND OTHER MATTERS

SECTION 891C REGULATIONS MAY MAKE DIFFERENT PROVISION IN RESPECT OF DIFFERENT MARKETS ETC.

SECTION 892A MEANING OF PART 7.5 AUTHORITY AND PART 7.5 REGULATED FUND

SECTION 892B HOW PART 7.5 REGULATED FUNDS ARE TO BE KEPT

SECTION 892C MONEY IN A PART 7.5 REGULATED FUND MAY BE INVESTED

SECTION 892D POWERS OF PART 7.5 AUTHORITY TO REQUIRE PRODUCTION OR DELIVERY OF DOCUMENTS OR STATEMENTS

SECTION 892E POWER TO REQUIRE ASSISTANCE FOR PURPOSE OF DEALING WITH A CLAIM

SECTION 892F PART 7.5 AUTHORITY ' S RIGHT OF SUBROGATION IF COMPENSATION IS PAID

SECTION 892G EXCESS MONEY IN PART 7.5 REGULATED FUNDS

SECTION 892H ACCOUNTING AND REPORTING

SECTION 892I DIVISION 3 ARRANGEMENTS - REPORTING IN SITUATIONS WHERE COMPENSATION DOES NOT COME OUT OF A PART 7.5 REGULATED FUND

SECTION 892J REGULATIONS MAY PROVIDE FOR QUALIFIED PRIVILEGE IN RESPECT OF CERTAIN MATTERS

SECTION 892K RISK ASSESSMENT REPORT

SECTION 893A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 893B EXEMPTIONS BY ASIC

SECTION 900A
to
SECTION 907E

SECTION 900A DERIVATIVES AND TRANSACTIONS ETC. TO WHICH THIS PART APPLIES

SECTION 901A ASIC MAY MAKE DERIVATIVE TRANSACTION RULES

SECTION 901B DERIVATIVES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS

SECTION 901C REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS

SECTION 901D REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED

SECTION 901E OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES

SECTION 901F ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 901G FAILURE TO COMPLY WITH DERIVATIVE TRANSACTION RULES DOES NOT INVALIDATE TRANSACTION ETC.

SECTION 901H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES

SECTION 901J ASIC TO CONSULT BEFORE MAKING RULES

SECTION 901K MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 901L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 901M AMENDMENT AND REVOCATION OF DERIVATIVE TRANSACTION RULES

SECTION 902A ASIC TO SUPERVISE LICENSED DERIVATIVE TRADE REPOSITORIES

SECTION 903A ASIC MAY MAKE DERIVATIVE TRADE REPOSITORY RULES

SECTION 903B RULES MAY ONLY IMPOSE REQUIREMENTS ON OPERATORS AND OFFICERS OF LICENSED DERIVATIVE TRADE REPOSITORIES

SECTION 903C REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH MATTERS RELATED TO DERIVATIVE TRADE DATA

SECTION 903D OBLIGATION TO COMPLY WITH DERIVATIVE TRADE REPOSITORY RULES

SECTION 903E ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 903F MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES

SECTION 903G ASIC TO CONSULT BEFORE MAKING RULES

SECTION 903H MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 903J EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 903K AMENDMENT AND REVOCATION OF DERIVATIVE TRADE REPOSITORY RULES

SECTION 904A GENERAL OBLIGATIONS

SECTION 904B OBLIGATIONS RELATING TO DERIVATIVE TRADE DATA

SECTION 904C OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 904D OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK

SECTION 904E OBLIGATION TO GIVE ASIC ACCESS TO DERIVATIVE TRADE REPOSITORY FACILITIES

SECTION 904F MINISTER ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS

SECTION 904G ASIC ' S DIRECTIONS POWER - LICENSEES NOT COMPLYING WITH THEIR OBLIGATIONS

SECTION 904GA MATTERS RELATING TO ASIC DIRECTIONS - LICENSEES NOT COMPLYING WITH THEIR OBLIGATIONS

SECTION 904H ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING SPECIAL REPORTS

SECTION 904J ASIC MAY ASSESS LICENSEE ' S COMPLIANCE

SECTION 904K DIRECTIONS RELATING TO DERIVATIVE TRADE DATA IF REPOSITORY CEASES TO BE LICENSED

SECTION 904L ASIC ' S POWER TO REQUIRE EXPERT REPORT

SECTION 905A REGULATIONS MAY IDENTIFY DERIVATIVE TRADE REPOSITORIES AS BEING REQUIRED TO BE LICENSED

SECTION 905B HOW TO APPLY FOR A LICENCE

SECTION 905C WHEN A LICENCE MAY BE GRANTED

SECTION 905D PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 905E MORE THAN ONE DERIVATIVE TRADE REPOSITORY COVERED BY THE SAME LICENCE

SECTION 905F THE CONDITIONS ON THE LICENCE

SECTION 905G VARYING LICENCES

SECTION 905H IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 905J SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 905K EFFECT OF SUSPENSION

SECTION 905L VARIATION OR REVOCATION OF SUSPENSION

SECTION 905M PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 905N SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 905P MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC

SECTION 906A REGULATIONS MAY IMPOSE OBLIGATIONS AND CONFER POWERS

SECTION 907A OTHER PROHIBITIONS ON HOLDING OUT

SECTION 907B MAKING PROVISION BY REFERENCE TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME

SECTION 907C COMPLIANCE WITH REQUIREMENTS TO PROVIDE DERIVATIVE TRADE DATA OR OTHER INFORMATION: PROTECTION FROM LIABILITY

SECTION 907D EXEMPTIONS BY ASIC

SECTION 907E EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 908AA
to
SECTION 908EB

SECTION 908AA SIMPLIFIED OUTLINE OF THIS PART

SECTION 908AB MEANING OF FINANCIAL BENCHMARK

SECTION 908AC MEANING OF SIGNIFICANT FINANCIAL BENCHMARK

SECTION 908AD EMERGENCY DECLARATIONS: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 908AE NOTIFYING ADMINISTRATOR ABOUT DECLARATIONS

SECTION 908AF ASIC TO SUPERVISE FINANCIAL BENCHMARKS THAT ARE SPECIFIED IN BENCHMARK ADMINISTRATOR LICENCES

SECTION 908AG EXTRATERRITORIAL APPLICATION

SECTION 908BA ADMINISTRATORS OF SIGNIFICANT FINANCIAL BENCHMARKS MUST BE LICENSED

SECTION 908BB OTHER PROHIBITIONS ON HOLDING OUT

SECTION 908BC WHEN A LICENCE MAY BE GRANTED

SECTION 908BD APPLYING FOR A LICENCE

SECTION 908BE MORE THAN ONE FINANCIAL BENCHMARK MAY BE SPECIFIED IN THE SAME LICENCE

SECTION 908BF PUBLISHING DETAILS OF LICENCES

SECTION 908BG CONDITIONS, INCLUDING VARYING AND REVOKING CONDITIONS

SECTION 908BH VARYING LICENCES

SECTION 908BI IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 908BJ SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 908BK EFFECT OF SUSPENSION

SECTION 908BL VARYING OR REVOKING A SUSPENSION

SECTION 908BM PUBLISHING DETAILS OF SUSPENSIONS OR CANCELLATIONS OF LICENCES

SECTION 908BN VARIATIONS, SUSPENSIONS OR CANCELLATIONS ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 908BO MATTERS TO WHICH ASIC MUST HAVE REGARD

SECTION 908BP GENERAL OBLIGATIONS

SECTION 908BQ OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 908BR OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK

SECTION 908BS OBLIGATION TO GIVE ASIC ACCESS TO LICENSEE ' S FACILITIES

SECTION 908BT ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS

SECTION 908BU MINISTER MAY DISALLOW ALL OR PART OF AN ASIC DIRECTION ETC.

SECTION 908BV ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING REPORTS

SECTION 908BW ASIC MAY ASSESS LICENSEE ' S COMPLIANCE

SECTION 908BWA ASIC ' S POWER TO REQUIRE EXPERT REPORT

SECTION 908BX BASIS OF LICENCES

SECTION 908CA ASIC MAY MAKE FINANCIAL BENCHMARK RULES

SECTION 908CB MAIN PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CC OTHER PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CD ASIC MAY MAKE COMPELLED FINANCIAL BENCHMARK RULES

SECTION 908CE PERMITTED POWERS AND MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CF OBLIGATION TO COMPLY WITH EACH SET OF RULES

SECTION 908CG ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 908CH INFRINGEMENT NOTICES

SECTION 908CI ENFORCEABLE UNDERTAKINGS

SECTION 908CJ PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH

SECTION 908CK MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES

SECTION 908CL ASIC TO CONSULT BEFORE MAKING RULES

SECTION 908CM MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 908CN EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 908CO REQUIREMENTS

SECTION 908CP REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS

SECTION 908CQ VARYING OR REVOKING THE RULES

SECTION 908DA MANIPULATION OF FINANCIAL BENCHMARKS

SECTION 908DB FALSE OR MISLEADING STATEMENTS OR INFORMATION THAT COULD AFFECT FINANCIAL BENCHMARKS

SECTION 908DC PENALTIES FOR OFFENCES AGAINST THIS DIVISION

SECTION 908DD GEOGRAPHICAL SCOPE OF OFFENCES AND CIVIL PENALTY PROVISIONS

SECTION 908EA MAKING PROVISION BY REFERRING TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME

SECTION 908EB EXEMPTIONS BY THE REGULATIONS OR BY ASIC

SECTION 910A
to
SECTION 926B

SECTION 910A MEANING OF SOME TERMS RELATING TO LICENSING OF PROVIDERS OF FINANCIAL SERVICES

SECTION 910B MEANING OF CONTROL

SECTION 910C MEANING OF LINKED TO A REFUSAL OR FAILURE TO GIVE EFFECT TO A DETERMINATION MADE BY AFCA

SECTION 910D INSURANCE FULFILMENT PROVIDERS TAKEN TO BE ACTING ON BEHALF OF FINANCIAL SERVICES LICENSEES

SECTION 911A NEED FOR AN AUSTRALIAN FINANCIAL SERVICES LICENCE

SECTION 911B PROVIDING FINANCIAL SERVICES ON BEHALF OF A PERSON WHO CARRIES ON A FINANCIAL SERVICES BUSINESS

SECTION 911C PROHIBITION ON HOLDING OUT

SECTION 911D WHEN A FINANCIAL SERVICES BUSINESS IS TAKEN TO BE CARRIED ON IN THIS JURISDICTION

SECTION 912A GENERAL OBLIGATIONS

SECTION 912B ARRANGEMENTS FOR COMPENSATION IF FINANCIAL SERVICES PROVIDED TO PERSONS AS RETAIL CLIENTS

SECTION 912C DIRECTION TO PROVIDE A STATEMENT

SECTION 912CA REGULATIONS MAY REQUIRE INFORMATION TO BE PROVIDED

SECTION 912D MEANING OF REPORTABLE SITUATION

SECTION 912DAA OBLIGATION TO LODGE A REPORT - REPORTABLE SITUATIONS IN RELATION TO THE FINANCIAL SERVICES LICENSEE

SECTION 912DAB OBLIGATION TO LODGE A REPORT - REPORTABLE SITUATIONS IN RELATION TO OTHER FINANCIAL SERVICES LICENSEES

SECTION 912DAC OBLIGATION TO GIVE NOTICE - PARTICIPANTS IN LICENSED MARKET OR LICENSED CS FACILITY

SECTION 912DAD ASIC MUST PUBLISH DETAILS OF CERTAIN REPORTS

SECTION 912DA OBLIGATION TO NOTIFY ASIC OF CHANGE IN CONTROL

SECTION 912DB OBLIGATION TO NOTIFY ASIC IF LICENSEE DOES NOT PROVIDE FINANCIAL SERVICE

SECTION 912E SURVEILLANCE CHECKS BY ASIC

SECTION 912EA REPORTING TO CLIENTS AFFECTED BY A REPORTABLE SITUATION

SECTION 912EB OBLIGATION TO INVESTIGATE REPORTABLE SITUATIONS THAT MAY AFFECT CLIENTS

SECTION 912EC OBLIGATION TO KEEP RECORDS OF COMPLIANCE

SECTION 912F OBLIGATION TO CITE LICENCE NUMBER IN DOCUMENTS

SECTION 913A APPLYING FOR A LICENCE

SECTION 913B WHEN A LICENCE MAY BE GRANTED

SECTION 913BA FIT AND PROPER PERSON TEST

SECTION 913BB FIT AND PROPER PERSON TEST - MATTERS TO WHICH ASIC MUST HAVE REGARD

SECTION 913C LICENCE NUMBERS

SECTION 914A THE CONDITIONS ON THE LICENCE

SECTION 914B ASIC MAY REQUEST INFORMATION ETC. IN RELATION TO AN APPLICATION FOR CONDITIONS TO BE VARIED

SECTION 915A VARYING LICENCES

SECTION 915B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 915C SUSPENSION OR CANCELLATION AFTER OFFERING A HEARING

SECTION 915D EFFECT OF SUSPENSION

SECTION 915E REVOCATION OF SUSPENSION

SECTION 915F DATE OF EFFECT AND PUBLICATION OF CANCELLATION OR SUSPENSION

SECTION 915G STATEMENT OF REASONS

SECTION 915H ASIC MAY ALLOW LICENCE TO CONTINUE IN EFFECT

SECTION 915I SPECIAL PROCEDURES FOR APRA-REGULATED BODIES

SECTION 915J VARIATION, SUSPENSION AND CANCELLATION ONLY UNDER THIS SUBDIVISION

SECTION 916A HOW REPRESENTATIVES ARE AUTHORISED

SECTION 916B SUB-AUTHORISATIONS

SECTION 916C AUTHORISED REPRESENTATIVE OF 2 OR MORE LICENSEES

SECTION 916D LICENSEES CANNOT AUTHORISE OTHER LICENSEES

SECTION 916E LICENSEES ACTING UNDER A BINDER

SECTION 916F OBLIGATION TO NOTIFY ASIC ETC. ABOUT AUTHORISED REPRESENTATIVES

SECTION 916G ASIC MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVES

SECTION 917A APPLICATION OF DIVISION

SECTION 917B RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE

SECTION 917C REPRESENTATIVES OF MULTIPLE LICENSEES

SECTION 917D EXCEPTION IF LACK OF AUTHORITY IS DISCLOSED TO CLIENT

SECTION 917E RESPONSIBILITY EXTENDS TO LOSS OR DAMAGE SUFFERED BY CLIENT

SECTION 917F EFFECT OF DIVISION

SECTION 920A ASIC ' S POWER TO MAKE A BANNING ORDER

SECTION 920B WHAT A BANNING ORDER PROHIBITS

SECTION 920C EFFECT OF BANNING ORDERS

SECTION 920D VARIATION OR CANCELLATION OF BANNING ORDERS

SECTION 920E DATE OF EFFECT AND PUBLICATION OF BANNING ORDER, VARIATION OR CANCELLATION

SECTION 920F STATEMENT OF REASONS

SECTION 921A DISQUALIFICATION BY THE COURT

SECTION 921B MEANING OF EDUCATION AND TRAINING STANDARDS

SECTION 921BA RELEVANT PROVIDERS TO MEET EDUCATION AND TRAINING STANDARDS

SECTION 921BB ADDITIONAL REQUIREMENTS FOR RELEVANT PROVIDERS WHO PROVIDE TAX (FINANCIAL) ADVICE SERVICES

SECTION 921BC EXEMPTIONS FOR CERTAIN RELEVANT PROVIDERS

SECTION 921C LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE UNLESS CONDITIONS MET

SECTION 921D RELEVANT PROVIDERS TO MEET CONTINUING PROFESSIONAL DEVELOPMENT STANDARD

SECTION 921E CODE OF ETHICS

SECTION 921F REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS

SECTION 921G APPROVAL OF FOREIGN QUALIFICATIONS

SECTION 921GA APPROVAL OF DOMESTIC QUALIFICATIONS

SECTION 921H MODIFICATIONS OF PART IN RELATION TO CONTINUING PROFESSIONAL DEVELOPMENT

SECTION 921J WHEN A COMPLIANCE SCHEME COVERS A RELEVANT PROVIDER

SECTION 921K POWER OF FINANCIAL SERVICES AND CREDIT PANELS TO TAKE ACTION AGAINST RELEVANT PROVIDERS

SECTION 921L INSTRUMENTS THAT FINANCIAL SERVICES AND CREDIT PANELS MAY MAKE IN RELATION TO RELEVANT PROVIDERS

SECTION 921M COPY OF INSTRUMENT TO BE GIVEN TO AFFECTED PERSON ETC.

SECTION 921N VARIATION OR REVOCATION OF INSTRUMENTS MADE IN RELATION TO RELEVANT PROVIDERS

SECTION 921P PROPOSED ACTION NOTICE

SECTION 921Q RECOMMENDATIONS TO ASIC IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS

SECTION 921R NOTICES TO TAX PRACTITIONERS BOARD ABOUT QUALIFIED TAX RELEVANT PROVIDERS WHO ARE REGISTERED TAX AGENTS

SECTION 921S WARNINGS AND REPRIMANDS BY ASIC

SECTION 921T WARNINGS AND REPRIMANDS BY FINANCIAL SERVICES AND CREDIT PANELS

SECTION 921U FIT AND PROPER PERSON TEST FOR RELEVANT PROVIDERS

SECTION 921V REVIEW OF DECISIONS ETC.

SECTION 921W ELECTRONIC COMMUNICATION OF DOCUMENTS GIVEN BY FINANCIAL SERVICES AND CREDIT PANELS ETC.

SECTION 921X ELECTRONIC COMMUNICATION OF DOCUMENTS GIVEN TO FINANCIAL SERVICES AND CREDIT PANELS ETC.

SECTION 921Y UNREGISTERED RELEVANT PROVIDERS NOT TO PROVIDE PERSONAL ADVICE

SECTION 921Z FINANCIAL SERVICES LICENSEES NOT TO CONTINUE TO AUTHORISE UNREGISTERED RELEVANT PROVIDERS TO PROVIDE PERSONAL ADVICE

SECTION 921ZA APPLICATION FOR REGISTRATION - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES APPLYING TO BE REGISTERED

SECTION 921ZB APPLICATION FOR REGISTRATION - FINANCIAL SERVICES LICENSEES APPLYING TO REGISTER RELEVANT PROVIDERS

SECTION 921ZC REGISTRATION OF RELEVANT PROVIDERS

SECTION 921ZD PERIOD OF REGISTRATION - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES

SECTION 921ZE PERIOD OF REGISTRATION - RELEVANT PROVIDERS WHO ARE REGISTERED IN RELATION TO FINANCIAL SERVICES LICENSEES

SECTION 921ZF ASSISTED DECISION MAKING

SECTION 922A REGISTERS RELATING TO FINANCIAL SERVICES

SECTION 922B FEES FOR SEARCHING REGISTERS

SECTION 922D OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER

SECTION 922E INFORMATION ABOUT A RELEVANT PROVIDER WHO IS A FINANCIAL SERVICES LICENSEE

SECTION 922F INFORMATION ABOUT A RELEVANT PROVIDER WHO IS NOT A FINANCIAL SERVICES LICENSEE

SECTION 922G MEANING OF RECENT ADVISING HISTORY

SECTION 922H ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER

SECTION 922HA OBLIGATION TO NOTIFY ASIC OF FINANCIAL SERVICES LICENSEE ' S CPD YEAR

SECTION 922HB OBLIGATION TO NOTIFY ASIC OF NON-COMPLIANCE WITH CPD PROVISIONS

SECTION 922HC REQUIREMENT TO RETAIN INFORMATION

SECTION 922HD OBLIGATION TO NOTIFY ASIC IN RELATION TO FAILURES TO COMPLY WITH THE CODE OF ETHICS

SECTION 922J OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 922K OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 922L REQUIREMENT FOR NOTICE TO BE LODGED

SECTION 922M FAILING TO COMPLY WITH OBLIGATION TO NOTIFY ASIC

SECTION 922N OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES

SECTION 922P CHANGE IN MATTER WITHIN 30 BUSINESS DAYS

SECTION 922Q REGISTER OF RELEVANT PROVIDERS

SECTION 922R RELEVANT PROVIDER NUMBER

SECTION 922S CORRECTING THE REGISTER

SECTION 923A RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS

SECTION 923B RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS UNLESS AUTHORISED IN LICENCE CONDITIONS

SECTION 923C RESTRICTION ON USE OF TERMS ' FINANCIAL ADVISER ' AND ' FINANCIAL PLANNER '

SECTION 924A AGREEMENTS WITH CERTAIN UNLICENSED PERSONS

SECTION 925A CLIENT MAY GIVE NOTICE OF RESCISSION

SECTION 925B EFFECT OF NOTICE UNDER SECTION 925A

SECTION 925C CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION

SECTION 925D COURT MAY MAKE CONSEQUENTIAL ORDERS

SECTION 925E AGREEMENT UNENFORCEABLE AGAINST CLIENT

SECTION 925F NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION

SECTION 925G ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 925E OR 925F

SECTION 925H CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE

SECTION 925I REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES

SECTION 926A EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 926B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 940A
to
SECTION 953C

SECTION 940A HOW PART APPLIES IF A FINANCIAL SERVICES LICENSEE IS ACTING AS AUTHORISED REPRESENTATIVE

SECTION 940B WHAT IF THERE IS NO REASONABLE OPPORTUNITY TO GIVE A DOCUMENT, INFORMATION OR STATEMENT REQUIRED BY THIS PART ?

SECTION 940C HOW DOCUMENTS, INFORMATION AND STATEMENTS ARE TO BE GIVEN

SECTION 940D GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 941A OBLIGATION ON FINANCIAL SERVICES LICENSEE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT

SECTION 941B OBLIGATION ON AUTHORISED REPRESENTATIVE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT

SECTION 941C SITUATIONS IN WHICH A FINANCIAL SERVICES GUIDE IS NOT REQUIRED

SECTION 941D TIMING OF GIVING FINANCIAL SERVICES GUIDE

SECTION 941E INFORMATION MUST BE UP TO DATE

SECTION 941F OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE

SECTION 942A TITLE OF FINANCIAL SERVICES GUIDE

SECTION 942B FINANCIAL SERVICES GUIDE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS

SECTION 942C FINANCIAL SERVICES GUIDE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS

SECTION 942D FINANCIAL SERVICES GUIDE MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME

SECTION 942DA COMBINING A FINANCIAL SERVICES GUIDE AND A PRODUCT DISCLOSURE STATEMENT IN A SINGLE DOCUMENT

SECTION 942E ALTERING A FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 943A WHAT A SUPPLEMENTARY FINANCIAL SERVICES GUIDE IS

SECTION 943B TITLE OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943C FORM OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943D EFFECT OF GIVING A PERSON A SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943E SITUATION IN WHICH ONLY A SUPPLEMENTARY FINANCIAL SERVICES GUIDE NEED BE GIVEN

SECTION 943F ALTERING A SUPPLEMENTARY FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 943G OBLIGATION ON FINANCIAL SERVICES LICENSEE TO MAKE WEBSITE DISCLOSURE INFORMATION AVAILABLE

SECTION 943H OBLIGATION ON AUTHORISED REPRESENTATIVE TO MAKE WEBSITE DISCLOSURE INFORMATION AVAILABLE

SECTION 943J MEANING OF WEBSITE DISCLOSURE INFORMATION

SECTION 943K WEBSITE DISCLOSURE INFORMATION MUST BE READILY ACCESSIBLE

SECTION 943L WEBSITE DISCLOSURE INFORMATION MUST BE KEPT UP TO DATE

SECTION 943M ALTERING WEBSITE DISCLOSURE INFORMATION AFTER IT HAS BEEN MADE AVAILABLE

SECTION 943N RECORD OF ADVICE MUST BE PROVIDED IN CERTAIN CIRCUMSTANCES

SECTION 944A SITUATION IN WHICH DIVISION APPLIES

SECTION 945A REQUIREMENT TO HAVE A REASONABLE BASIS FOR THE ADVICE

SECTION 945B OBLIGATION TO WARN CLIENT IF ADVICE BASED ON INCOMPLETE OR INACCURATE INFORMATION

SECTION 946A OBLIGATION TO GIVE CLIENT A STATEMENT OF ADVICE

SECTION 946AA SMALL INVESTMENTS - STATEMENT OF ADVICE NOT REQUIRED

SECTION 946B OTHER SITUATIONS IN WHICH A STATEMENT OF ADVICE IS NOT REQUIRED

SECTION 946C TIMING OF GIVING STATEMENT OF ADVICE

SECTION 947A TITLE OF STATEMENT OF ADVICE

SECTION 947B STATEMENT OF ADVICE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS

SECTION 947C STATEMENT OF ADVICE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS

SECTION 947D ADDITIONAL REQUIREMENTS WHEN ADVICE RECOMMENDS REPLACEMENT OF ONE PRODUCT WITH ANOTHER

SECTION 947E STATEMENT OF ADVICE NOT TO BE COMBINED WITH FINANCIAL SERVICES GUIDE OR PRODUCT DISCLOSURE STATEMENT

SECTION 948A QUALIFIED PRIVILEGE IF PROVIDING ENTITY COMPLIES WITH THIS DIVISION

SECTION 948B SITUATION IN WHICH THIS DIVISION APPLIES

SECTION 948C OBLIGATION TO GIVE CLIENT A CASH SETTLEMENT FACT SHEET

SECTION 948D TIMING FOR GIVING A CASH SETTLEMENT FACT SHEET

SECTION 948E TITLE OF CASH SETTLEMENT FACT SHEET

SECTION 948F CONTENT OF CASH SETTLEMENT FACT SHEET

SECTION 949A GENERAL ADVICE PROVIDED TO RETAIL CLIENT - OBLIGATION TO WARN CLIENT THAT ADVICE DOES NOT TAKE ACCOUNT OF CLIENT ' S OBJECTIVES, FINANCIAL SITUATION OR NEEDS

SECTION 949B REGULATIONS MAY IMPOSE DISCLOSURE REQUIREMENTS IN CERTAIN SITUATIONS

SECTION 951A PART CANNOT BE CONTRACTED OUT OF

SECTION 951B EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 951C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 952A OVERVIEW

SECTION 952B MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT

SECTION 952C OFFENCE OF FAILING TO GIVE A DISCLOSURE DOCUMENT OR STATEMENT

SECTION 952D OFFENCE OF GIVING A DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 952E GIVING A DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 952F OFFENCES OF FINANCIAL SERVICES LICENSEE KNOWINGLY PROVIDING DEFECTIVE DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE

SECTION 952G OFFENCES OF FINANCIAL SERVICES LICENSEE PROVIDING DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 952H FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED

SECTION 952I OFFENCES IF A FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 952J OFFENCE IF A STATEMENT OF ADVICE DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 952JA OFFENCE IF A CASH SETTLEMENT FACT SHEET DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 952K OFFENCE IF AUTHORISED REPRESENTATIVE GIVES OUT UNAUTHORISED FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION

SECTION 952L OFFENCES IF FINANCIAL SERVICES LICENSEE OR AUTHORISED REPRESENTATIVE BECOMES AWARE THAT A FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION IS DEFECTIVE

SECTION 952M OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FINANCIAL SERVICES GUIDE OR WEBSITE DISCLOSURE INFORMATION

SECTION 953A MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT

SECTION 953B CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 953C ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 960
to
SECTION 968

SECTION 960 DEFINITIONS

SECTION 960A NO CONTRACTING OUT

SECTION 960B OBLIGATIONS UNDER THIS PART IN ADDITION TO OTHER OBLIGATIONS

SECTION 961 APPLICATION OF THIS DIVISION

SECTION 961A APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 961B PROVIDER MUST ACT IN THE BEST INTERESTS OF THE CLIENT

SECTION 961C MEANING OF REASONABLY APPARENT

SECTION 961D MEANING OF REASONABLE INVESTIGATION

SECTION 961E WHAT WOULD REASONABLY BE REGARDED AS IN THE BEST INTERESTS OF THE CLIENT?

SECTION 961F MEANING OF BASIC BANKING PRODUCT

SECTION 961G RESULTING ADVICE MUST BE APPROPRIATE TO THE CLIENT

SECTION 961H RESULTING ADVICE STILL BASED ON INCOMPLETE OR INACCURATE INFORMATION

SECTION 961J CONFLICT BETWEEN CLIENT ' S INTERESTS AND THOSE OF PROVIDER, LICENSEE, AUTHORISED REPRESENTATIVE OR ASSOCIATES

SECTION 961K CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J

SECTION 961L LICENSEES MUST ENSURE COMPLIANCE

SECTION 961M CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 961N ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 961P MEANING OF RESPONSIBLE LICENSEE

SECTION 961Q CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J

SECTION 962 APPLICATION OF THIS DIVISION

SECTION 962A MEANING OF ONGOING FEE ARRANGEMENT

SECTION 962B MEANING OF ONGOING FEE

SECTION 962C MEANING OF FEE RECIPIENT

SECTION 962CA EXEMPTION FROM APPLICATION OF OPT-IN REQUIREMENT

SECTION 962D APPLICATION OF THIS SUBDIVISION

SECTION 962E CLIENT MAY TERMINATE ARRANGEMENT AT ANY TIME

SECTION 962F ONGOING FEE ARRANGEMENT TERMINATES WITHOUT CONSENT

SECTION 962FA ARRANGEMENT TERMINATES IF SUBDIVISION C NOT COMPLIED WITH

SECTION 962G REQUIREMENTS FOR CONSENT

SECTION 962H WHEN CONSENT CEASES TO HAVE EFFECT

SECTION 962J CLIENT MAY TERMINATE ONGOING FEE ARRANGEMENT AT ANY TIME

SECTION 962K FEE RECIPIENT MUST GIVE RENEWAL NOTICE

SECTION 962L MEANING OF RENEWAL PERIOD

SECTION 962M IF CLIENT NOTIFIES FEE RECIPIENT THAT CLIENT DOES NOT WISH TO RENEW

SECTION 962N IF CLIENT DOES NOT NOTIFY FEE RECIPIENT THAT CLIENT WISHES TO RENEW

SECTION 962P CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED

SECTION 962Q EFFECT OF TERMINATION

SECTION 962R FEE RECIPIENT MUST NOT DEDUCT ONGOING FEES WITHOUT CONSENT

SECTION 962S FEE RECIPIENT MUST NOT ARRANGE FOR DEDUCTION OF ONGOING FEES WITHOUT CONSENT OR ACCEPT SUCH DEDUCTIONS

SECTION 962T REQUIREMENTS FOR CONSENT - DEDUCTION OF FEES FROM ACCOUNTS

SECTION 962U VARIATION OR WITHDRAWAL OF CONSENT

SECTION 962V WHEN CONSENT CEASES TO HAVE EFFECT

SECTION 962W CONDITIONS REQUIRING CONSENT TO BE GIVEN ARE VOID

SECTION 962WA ONGOING FEE ARRANGEMENT TERMINATES IF FEE DEDUCTED WITHOUT CONSENT

SECTION 962X OBLIGATION TO KEEP RECORDS OF COMPLIANCE

SECTION 962Y FORM FOR CONSENTS

SECTION 962YA COMBINING INFORMATION IN A SINGLE NOTICE OR FORM

SECTION 962Z CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED

SECTION 962ZA EFFECT OF TERMINATION

SECTION 963 APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 963A MEANING OF CONFLICTED REMUNERATION - GENERAL

SECTION 963AA BENEFITS GIVEN IN RELATION TO LIFE RISK INSURANCE PRODUCTS

SECTION 963B MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION

SECTION 963BA MEANING OF BENEFIT RATIO REQUIREMENTS AND CLAWBACK REQUIREMENTS

SECTION 963BB INFORMED CONSENT FOR CERTAIN INSURANCE COMMISSIONS

SECTION 963C NON-MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION

SECTION 963D BENEFITS FOR EMPLOYEES ETC. OF ADIs

SECTION 963E LICENSEE MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963F LICENSEE MUST ENSURE COMPLIANCE

SECTION 963G AUTHORISED REPRESENTATIVE MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963H OTHER REPRESENTATIVES MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963J EMPLOYER MUST NOT GIVE EMPLOYEES CONFLICTED REMUNERATION

SECTION 963K PRODUCT ISSUER OR SELLER MUST NOT GIVE CONFLICTED REMUNERATION

SECTION 963L VOLUME-BASED BENEFITS PRESUMED TO BE CONFLICTED REMUNERATION

SECTION 963M PERSON COVERED BY THIS SECTION IN RELATION TO CONFLICTED REMUNERATION

SECTION 963N REGULATIONS MAY PROVIDE FOR REBATE OF CONFLICTED REMUNERATION

SECTION 963P PERSON COVERED BY SECTION 963M MUST PAY AMOUNT ETC. IN ACCORDANCE WITH REGULATIONS

SECTION 964 APPLICATION

SECTION 964A PLATFORM OPERATOR MUST NOT ACCEPT VOLUME-BASED SHELF-SPACE FEES

SECTION 964B APPLICATION

SECTION 964C APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 964D FINANCIAL SERVICES LICENSEES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS

SECTION 964E AUTHORISED REPRESENTATIVES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS

SECTION 964F MEANING OF ASSET-BASED FEE

SECTION 964G MEANING OF BORROWED

SECTION 964H MEANING OF REASONABLY APPARENT

SECTION 965 ANTI-AVOIDANCE

SECTION 966 TRANSITION PERIOD

SECTION 967 BEST INTERESTS OBLIGATIONS AND REMUNERATION PROVISIONS TO APPLY DURING TRANSITION PERIOD

SECTION 968 NOTICE TO CLIENTS IN TRANSITION PERIOD

SECTION 980A
to
SECTION 993D

SECTION 980A MATTERS COVERED BY THIS PART

SECTION 980B GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 981A MONEY TO WHICH SUBDIVISION APPLIES

SECTION 981B OBLIGATION TO PAY MONEY INTO AN ACCOUNT

SECTION 981C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO ACCOUNTS MAINTAINED FOR THE PURPOSES OF SECTION 981B

SECTION 981D MONEY RELATED TO DERIVATIVES MAY BE USED FOR GENERAL MARGINING ETC. PURPOSES

SECTION 981E PROTECTION OF MONEY FROM ATTACHMENT ETC.

SECTION 981F REGULATIONS MAY DEAL WITH HOW MONEY TO BE DEALT WITH IF LICENSEE CEASES TO BE LICENSED ETC.

SECTION 981G ACCOUNT PROVIDER NOT LIABLE MERELY BECAUSE OF LICENSEE ' S CONTRAVENTION

SECTION 981H MONEY TO WHICH SUBDIVISION APPLIES TAKEN TO BE HELD IN TRUST

SECTION 981J CLIENT MONEY REPORTING RULES

SECTION 981K MATTERS THAT MAY BE DEALT WITH IN CLIENT MONEY REPORTING RULES

SECTION 981L ASIC TO CONSULT BEFORE MAKING RULES

SECTION 981M COMPLYING WITH CLIENT MONEY REPORTING RULES

SECTION 981N ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 981P COMPLIANCE WITH REQUIREMENTS TO PROVIDE DATA OR OTHER INFORMATION TO ASIC: PROTECTION FROM LIABILITY

SECTION 982A MONEY TO WHICH THIS SUBDIVISION APPLIES

SECTION 982B OBLIGATION TO PAY MONEY INTO AN ACCOUNT

SECTION 982C LICENSEE TO GIVE CLIENT STATEMENT SETTING OUT TERMS OF LOAN ETC.

SECTION 982D PERMITTED USE OF LOAN

SECTION 983A COURT MAY FREEZE CERTAIN ACCOUNTS

SECTION 983B INTERIM ORDER FREEZING ACCOUNTS

SECTION 983C DUTY OF PERSON TO WHOM ORDER DIRECTED TO MAKE FULL DISCLOSURE

SECTION 983D FURTHER ORDERS AND DIRECTIONS

SECTION 983E POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY

SECTION 984A PROPERTY TO WHICH DIVISION APPLIES

SECTION 984B HOW PROPERTY TO WHICH THIS DIVISION APPLIES IS TO BE DEALT WITH

SECTION 985A MEANING OF CONTRACT OF INSURANCE AND INSURED

SECTION 985B STATUS OF AMOUNTS PAID TO FINANCIAL SERVICES LICENSEES IN RESPECT OF CONTRACTS OF INSURANCE

SECTION 985C REGULATIONS MAY IMPOSE OTHER REQUIREMENTS ETC. IF FINANCIAL SERVICES LICENSEE IS NOT THE INSURER

SECTION 985D FINANCIAL SERVICES LICENSEES ETC. NOT TO DEAL IN GENERAL INSURANCE PRODUCTS FROM UNAUTHORISED INSURERS ETC.

SECTION 985EA APPLICATION OF THIS SUBDIVISION

SECTION 985E REQUIREMENTS BEFORE ISSUING ETC. MARGIN LENDING FACILITY

SECTION 985F ASSESSMENT OF UNSUITABILITY OF MARGIN LENDING FACILITY

SECTION 985G REASONABLE INQUIRIES ETC. ABOUT THE RETAIL CLIENT

SECTION 985H WHEN MARGIN LENDING FACILITY MUST BE ASSESSED AS UNSUITABLE

SECTION 985J GIVING THE RETAIL CLIENT THE ASSESSMENT

SECTION 985K UNSUITABLE MARGIN LENDING FACILITIES

SECTION 985L ISSUE OF MARGIN LENDING FACILITY MUST NOT BE CONDITIONAL ON AGREEMENT TO RECEIVE COMMUNICATIONS THROUGH AGENT

SECTION 985M NOTIFICATION OF MARGIN CALLS

SECTION 986A REPORTING IN RELATION TO MONEY TO WHICH SUBDIVISION A OR B OF DIVISION 2 APPLIES OR PROPERTY TO WHICH DIVISION 3 APPLIES

SECTION 986B REPORTING IN RELATION TO DEALINGS IN DERIVATIVES

SECTION 987A APPLICATION OF DIVISION

SECTION 988A OBLIGATION TO KEEP FINANCIAL RECORDS

SECTION 988B RECORDS TO BE KEPT SO THAT PROFIT AND LOSS STATEMENTS AND BALANCE SHEET CAN BE PREPARED AND AUDITED

SECTION 988C LANGUAGE OF RECORDS

SECTION 988D LOCATION OF RECORDS

SECTION 988E PARTICULAR CATEGORIES OF INFORMATION TO BE SHOWN IN RECORDS

SECTION 988F REGULATIONS MAY IMPOSE ADDITIONAL REQUIREMENTS

SECTION 988G RECORDS TAKEN TO BE MADE WITH LICENSEE ' S AUTHORITY

SECTION 989A MEANING OF FINANCIAL YEAR

SECTION 989B FINANCIAL SERVICES LICENSEE TO PREPARE AND LODGE ANNUAL PROFIT AND LOSS STATEMENT AND BALANCE SHEET

SECTION 989C REQUIREMENTS AS TO CONTENTS AND APPLICABLE ACCOUNTING PRINCIPLES

SECTION 989CA AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS

SECTION 989D TIME OF LODGMENT

SECTION 990A SECTIONS 990B TO 990H NOT TO APPLY TO PUBLIC COMPANIES

SECTION 990B APPOINTMENT OF AUDITOR BY LICENSEE

SECTION 990C WHEN A PERSON OR FIRM IS INELIGIBLE TO ACT AS AUDITOR

SECTION 990D INELIGIBLE PERSON OR FIRM MUST NOT CONSENT TO ACT OR DISQUALIFY THEMSELVES ETC.

SECTION 990E DURATION OF APPOINTMENT OF AUDITORS

SECTION 990F REMOVAL OF AUDITORS

SECTION 990G RESIGNATION OF AUDITORS - REQUIREMENTS FOR RESIGNATION

SECTION 990H RESIGNATION OF AUDITORS - WHEN RESIGNATION TAKES EFFECT

SECTION 990I AUDITOR ' S RIGHT OF ACCESS TO RECORDS, INFORMATION ETC.

SECTION 990J AUDITOR ' S FEES AND EXPENSES

SECTION 990K AUDITOR TO REPORT ON CERTAIN MATTERS

SECTION 990L QUALIFIED PRIVILEGE FOR AUDITOR ETC.

SECTION 991A FINANCIAL SERVICES LICENSEE NOT TO ENGAGE IN UNCONSCIONABLE CONDUCT

SECTION 991B FINANCIAL SERVICES LICENSEE TO GIVE PRIORITY TO CLIENTS ' ORDERS

SECTION 991C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS

SECTION 991D REGULATIONS MAY REQUIRE RECORDS TO BE KEPT IN RELATION TO INSTRUCTIONS TO DEAL ON LICENSED MARKETS AND FOREIGN MARKETS

SECTION 991E OBLIGATIONS OF FINANCIAL SERVICES LICENSEE IN RELATION TO DEALINGS WITH NON-LICENSEES

SECTION 991F DEALINGS INVOLVING EMPLOYEES OF FINANCIAL SERVICES LICENSEES

SECTION 992A PROHIBITION ON HAWKING OF FINANCIAL PRODUCTS

SECTION 992AA RIGHT OF RETURN AND REFUND FOR HAWKED FINANCIAL PRODUCTS

SECTION 992B EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 992C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 993A OVERVIEW

SECTION 993B OFFENCE OF FAILING TO PAY CLIENT MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 993C OFFENCE OF FAILING TO COMPLY WITH REQUIREMENTS RELATING TO CLIENT MONEY ACCOUNT

SECTION 993D FAILING TO PAY LOAN MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 994A
to
SECTION 994Q

SECTION 994A MEANING OF SOME TERMS RELATING TO DESIGN AND DISTRIBUTION REQUIREMENTS

SECTION 994AA MEANING OF FINANCIAL PRODUCT - PART 7.8A

SECTION 994B TARGET MARKET DETERMINATIONS FOR FINANCIAL PRODUCTS

SECTION 994C TARGET MARKET DETERMINATIONS TO BE REVIEWED

SECTION 994D PROHIBITION ON ENGAGING IN RETAIL PRODUCT DISTRIBUTION CONDUCT UNLESS TARGET MARKET DETERMINATION MADE

SECTION 994E REASONABLE STEPS TO ENSURE CONSISTENCY WITH TARGET MARKET DETERMINATIONS

SECTION 994F RECORD KEEPING AND NOTIFICATION OBLIGATIONS

SECTION 994G NOTICE TO ASIC

SECTION 994H INFORMATION TO BE PROVIDED TO ASIC

SECTION 994J STOP ORDERS

SECTION 994K DEFINITIONS

SECTION 994L EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 994M CIVIL LIABILITY

SECTION 994N ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 994P ORDERS TO REDRESS LOSS OR DAMAGE SUFFERED BY NON-PARTY CONSUMERS ETC.

SECTION 994Q KINDS OF ORDERS THAT MAY BE MADE TO REDRESS LOSS OR DAMAGE SUFFERED BY NON-PARTY CONSUMERS ETC.

SECTION 1010A
to
SECTION 1022C

SECTION 1010A PART GENERALLY DOES NOT APPLY TO SECURITIES

SECTION 1010B PART DOES NOT APPLY TO FINANCIAL PRODUCTS NOT ISSUED IN THE COURSE OF A BUSINESS

SECTION 1010BA PART DOES NOT APPLY TO CONTRIBUTION PLANS AND ESS CONTRIBUTION PLANS

SECTION 1010C MEANING OF OFFER, PURCHASE AND SALE - PART 7.9

SECTION 1010D GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 1011A JURISDICTIONAL SCOPE OF DIVISION

SECTION 1011B MEANING OF REGULATED PERSON

SECTION 1011C TREATMENT OF OFFERS OF OPTIONS OVER FINANCIAL PRODUCTS

SECTION 1012A OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - PERSONAL ADVICE RECOMMENDING PARTICULAR FINANCIAL PRODUCT

SECTION 1012B OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - SITUATIONS RELATED TO ISSUE OF FINANCIAL PRODUCTS

SECTION 1012C OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - OFFERS RELATED TO SALE OF FINANCIAL PRODUCTS

SECTION 1012D SITUATIONS IN WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED

SECTION 1012DAA RIGHTS ISSUES FOR WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED

SECTION 1012DA PRODUCT DISCLOSURE STATEMENT NOT REQUIRED FOR SALE AMOUNTING TO INDIRECT ISSUE

SECTION 1012E SMALL SCALE OFFERINGS OF MANAGED INVESTMENT AND OTHER PRESCRIBED FINANCIAL PRODUCTS (20 ISSUES OR SALES IN 12 MONTHS)

SECTION 1012F PRODUCT DISCLOSURE STATEMENT FOR CERTAIN SUPERANNUATION PRODUCTS MAY BE PROVIDED LATER

SECTION 1012G PRODUCT DISCLOSURE STATEMENT MAY SOMETIMES BE PROVIDED LATER

SECTION 1012GA PRODUCT DISCLOSURE STATEMENT FOR CERTAIN GENERAL INSURANCE PRODUCT QUOTES MAY BE PROVIDED LATER, OR IS NOT REQUIRED

SECTION 1012H OBLIGATION TO TAKE REASONABLE STEPS TO ENSURE THAT PRODUCT DISCLOSURE STATEMENT IS GIVEN TO PERSON ELECTING TO BE COVERED BY GROUP FINANCIAL PRODUCT

SECTION 1012I OBLIGATION TO GIVE EMPLOYER A PRODUCT DISCLOSURE STATEMENT IN RELATION TO CERTAIN SUPERANNUATION PRODUCTS AND RSAs

SECTION 1012IA TREATMENT OF ARRANGEMENTS UNDER WHICH A PERSON CAN INSTRUCT ANOTHER PERSON TO ACQUIRE A FINANCIAL PRODUCT

SECTION 1012J INFORMATION MUST BE UP TO DATE

SECTION 1012K ANTI-AVOIDANCE DETERMINATIONS

SECTION 1013A WHO MUST PREPARE PRODUCT DISCLOSURE STATEMENT

SECTION 1013B TITLE OF PRODUCT DISCLOSURE STATEMENT

SECTION 1013C PRODUCT DISCLOSURE STATEMENT CONTENT REQUIREMENTS

SECTION 1013D PRODUCT DISCLOSURE STATEMENT CONTENT - MAIN REQUIREMENTS

SECTION 1013DA INFORMATION ABOUT ETHICAL CONSIDERATIONS ETC.

SECTION 1013E GENERAL OBLIGATION TO INCLUDE OTHER INFORMATION THAT MIGHT INFLUENCE A DECISION TO ACQUIRE

SECTION 1013F GENERAL LIMITATIONS ON EXTENT TO WHICH INFORMATION IS REQUIRED TO BE INCLUDED

SECTION 1013FA INFORMATION NOT REQUIRED TO BE INCLUDED IN PDS FOR CONTINUOUSLY QUOTED SECURITIES

SECTION 1013G PRODUCT DISCLOSURE STATEMENT MUST BE DATED

SECTION 1013GA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS

SECTION 1013H REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT STATES OR IMPLIES THAT FINANCIAL PRODUCT WILL BE ABLE TO BE TRADED

SECTION 1013I EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO MANAGED INVESTMENT PRODUCTS THAT ARE ED SECURITIES

SECTION 1013IA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS THAT ARE ED SECURITIES

SECTION 1013J REQUIREMENTS IF STATEMENT HAS BEEN LODGED WITH ASIC

SECTION 1013K REQUIREMENTS RELATING TO CONSENTS TO CERTAIN STATEMENTS

SECTION 1013L PRODUCT DISCLOSURE STATEMENT MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME

SECTION 1013M COMBINING A PRODUCT DISCLOSURE STATEMENT AND A FINANCIAL SERVICES GUIDE IN A SINGLE DOCUMENT

SECTION 1014A MEANING OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014B TITLE OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014C FORM OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014D EFFECT OF GIVING PERSON A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014E SITUATION IN WHICH ONLY A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT NEED BE GIVEN

SECTION 1014F APPLICATION OF OTHER PROVISIONS IN RELATION TO SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS

SECTION 1014G APPLICATION OF THIS SUBDIVISION - STAPLED SECURITIES

SECTION 1014H MEANING OF REPLACEMENT PRODUCT DISCLOSURE STATEMENT

SECTION 1014J CONSEQUENCES OF LODGING A REPLACEMENT PRODUCT DISCLOSURE STATEMENT

SECTION 1014K FORM, CONTENT AND PREPARATION OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS

SECTION 1014L GIVING, LODGMENT AND NOTICE OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS

SECTION 1015A SUBDIVISION APPLIES TO PRODUCT DISCLOSURE STATEMENTS AND SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS

SECTION 1015B SOME STATEMENTS MUST BE LODGED WITH ASIC

SECTION 1015C HOW A STATEMENT IS TO BE GIVEN

SECTION 1015D NOTICE, RETENTION AND ACCESS REQUIREMENTS FOR STATEMENT THAT DOES NOT NEED TO BE LODGED

SECTION 1015E ALTERING A STATEMENT AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 1016A PROVISIONS RELATING TO USE OF APPLICATION FORMS

SECTION 1016B IF STATEMENT LODGED WITH ASIC, FINANCIAL PRODUCT IS NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD

SECTION 1016C MINIMUM SUBSCRIPTION CONDITION MUST BE FULFILLED BEFORE ISSUE OR SALE

SECTION 1016D CONDITION ABOUT ABILITY TO TRADE ON A MARKET MUST BE FULFILLED BEFORE ISSUE OR SALE

SECTION 1016E CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE CONDITION NOT MET OR PRODUCT DISCLOSURE STATEMENT DEFECTIVE

SECTION 1016F REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT

SECTION 1017A OBLIGATION TO GIVE ADDITIONAL INFORMATION ON REQUEST

SECTION 1017B ONGOING DISCLOSURE OF MATERIAL CHANGES AND SIGNIFICANT EVENTS

SECTION 1017BA TRUSTEES OF REGULATED SUPERANNUATION FUNDS - OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE

SECTION 1017BB TRUSTEES OF REGISTRABLE SUPERANNUATION ENTITIES - OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS PUBLICLY AVAILABLE

SECTION 1017BC OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GENERAL RULE ABOUT GIVING NOTICE AND PROVIDING INFORMATION

SECTION 1017BD OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO PROVIDERS UNDER CUSTODIAL ARRANGEMENTS

SECTION 1017BE OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO ACQUIRERS UNDER CUSTODIAL ARRANGEMENTS

SECTION 1017C INFORMATION FOR EXISTING HOLDERS OF SUPERANNUATION PRODUCTS AND RSAs

SECTION 1017D PERIODIC STATEMENTS FOR RETAIL CLIENTS FOR FINANCIAL PRODUCTS THAT HAVE AN INVESTMENT COMPONENT

SECTION 1017DA TRUSTEES OF SUPERANNUATION ENTITIES - REGULATIONS MAY SPECIFY ADDITIONAL OBLIGATIONS TO PROVIDE INFORMATION

SECTION 1017E DEALING WITH MONEY RECEIVED FOR FINANCIAL PRODUCT BEFORE THE PRODUCT IS ISSUED

SECTION 1017F CONFIRMING TRANSACTIONS

SECTION 1017G CERTAIN PRODUCT ISSUERS AND REGULATED PERSONS MUST MEET APPROPRIATE DISPUTE RESOLUTION REQUIREMENTS

SECTION 1018A ADVERTISING OR OTHER PROMOTIONAL MATERIAL FOR FINANCIAL PRODUCT MUST REFER TO PRODUCT DISCLOSURE STATEMENT

SECTION 1018B PROHIBITION ON ADVERTISING PERSONAL OFFERS COVERED BY SECTION 1012E

SECTION 1019A SITUATIONS IN WHICH THIS DIVISION APPLIES

SECTION 1019B COOLING-OFF PERIOD FOR RETURN OF FINANCIAL PRODUCT

SECTION 1019C DEFINITIONS

SECTION 1019D OFFERS TO WHICH THIS DIVISION APPLIES

SECTION 1019E HOW OFFERS ARE TO BE MADE

SECTION 1019F PROHIBITION ON INVITING OFFERS TO SELL

SECTION 1019G DURATION AND WITHDRAWAL OF OFFERS

SECTION 1019H TERMS OF OFFER CANNOT BE VARIED

SECTION 1019I CONTENTS OF OFFER DOCUMENT

SECTION 1019J OBLIGATION TO UPDATE MARKET VALUE

SECTION 1019K RIGHTS IF REQUIREMENTS OF DIVISION NOT COMPLIED WITH

SECTION 1020AAA TREATMENT OF TRANSACTIONS RELATING TO SECTION 1020B PRODUCTS

SECTION 1020AA MEANING OF SECURITIES LENDING ARRANGEMENT

SECTION 1020AB SELLER DISCLOSURE

SECTION 1020AC LICENSEE DISCLOSURE

SECTION 1020AD PUBLIC DISCLOSURE OF INFORMATION

SECTION 1020AE LICENSEE ' S OBLIGATION TO ASK SELLER ABOUT SHORT SALE

SECTION 1020AF REGULATIONS

SECTION 1020AG JURISDICTIONAL SCOPE OF DIVISION

SECTION 1020AH MEANING OF CGS DEPOSITORY INTEREST INFORMATION WEBSITE, INFORMATION STATEMENT AND REGULATED PERSON

SECTION 1020AI REQUIREMENT TO GIVE INFORMATION STATEMENTS FOR CGS DEPOSITORY INTEREST IF RECOMMENDING ACQUISITION OF INTEREST

SECTION 1020AJ INFORMATION STATEMENT GIVEN MUST BE UP TO DATE

SECTION 1020AK HOW AN INFORMATION STATEMENT IS TO BE GIVEN

SECTION 1020AL CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 1020A OFFERS ETC. RELATING TO CERTAIN MANAGED INVESTMENT SCHEMES NOT TO BE MADE IN CERTAIN CIRCUMSTANCES

SECTION 1020BAA OFFERS ETC. RELATING TO FOREIGN PASSPORT FUNDS NOT TO BE MADE IN CERTAIN CIRCUMSTANCES

SECTION 1020B PROHIBITION OF CERTAIN SHORT SALES OF SECURITIES, MANAGED INVESTMENT PRODUCTS, FOREIGN PASSPORT FUND PRODUCTS AND CERTAIN OTHER FINANCIAL PRODUCTS

SECTION 1020C ASIC ' S POWER TO PROHIBIT SHORT SELLING IN CERTAIN CASES

SECTION 1020D PART CANNOT BE CONTRACTED OUT OF

SECTION 1020E STOP ORDERS BY ASIC

SECTION 1020F EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 1020G EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 1021A OVERVIEW

SECTION 1021B MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT

SECTION 1021C OFFENCE OF FAILING TO GIVE ETC. A DISCLOSURE DOCUMENT OR STATEMENT

SECTION 1021D OFFENCE OF PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 1021E PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 1021F OFFENCE OF REGULATED PERSON (OTHER THAN PREPARER) GIVING DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 1021FA PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO COMMUNICATION OF INFORMATION

SECTION 1021FB PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO INFORMATION PROVIDED BY PRODUCT ISSUER FOR COMMUNICATION BY ANOTHER PERSON

SECTION 1021G FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES ETC. DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED

SECTION 1021H OFFENCES IF A PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 1021I OFFENCE OF GIVING DISCLOSURE DOCUMENT OR STATEMENT THAT HAS NOT BEEN PREPARED BY THE APPROPRIATE PERSON

SECTION 1021J OFFENCES IF PREPARER ETC. OF DISCLOSURE DOCUMENT OR STATEMENT BECOMES AWARE THAT IT IS DEFECTIVE

SECTION 1021K OFFENCE OF UNAUTHORISED ALTERATION OF PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS)

SECTION 1021L OFFENCES OF GIVING, OR FAILING TO WITHDRAW, CONSENT TO INCLUSION OF DEFECTIVE STATEMENT

SECTION 1021M OFFENCES RELATING TO KEEPING AND PROVIDING COPIES OF PRODUCT DISCLOSURE STATEMENTS (OR SUPPLEMENTARY PDSs)

SECTION 1021N OFFENCE OF FAILING TO PROVIDE ADDITIONAL INFORMATION REQUESTED UNDER SECTION 1017A

SECTION 1021NA OFFENCES RELATING TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE

SECTION 1021NB OFFENCES RELATING TO OBLIGATION TO MAKE SUPERANNUATION INVESTMENT INFORMATION PUBLICLY AVAILABLE

SECTION 1021NC OFFENCES RELATING TO OBLIGATIONS UNDER SECTIONS 1017BC, 1017BD AND 1017BE

SECTION 1021O OFFENCES OF ISSUER OR SELLER OF FINANCIAL PRODUCT FAILING TO PAY MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 1021P OFFENCES RELATING TO OFFERS TO WHICH DIVISION 5A APPLIES

SECTION 1022A MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT

SECTION 1022B CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 1022C ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 1023A
to
SECTION 1023U

SECTION 1023A OBJECT

SECTION 1023B MEANING OF FINANCIAL PRODUCT - PART 7.9A

SECTION 1023C APPLICATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023D ASIC MAY MAKE PRODUCT INTERVENTION ORDERS

SECTION 1023E SIGNIFICANT DETRIMENT TO RETAIL CLIENTS

SECTION 1023F ASIC TO CONSULT BEFORE MAKING PRODUCT INTERVENTION ORDERS

SECTION 1023G COMMENCEMENT AND DURATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023H EXTENSION OF PRODUCT INTERVENTION ORDERS

SECTION 1023J AMENDMENT OF PRODUCT INTERVENTION ORDERS

SECTION 1023K REVOCATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023L ASIC TO ISSUE PUBLIC NOTICE OF PRODUCT INTERVENTION ORDERS

SECTION 1023M REMAKING PRODUCT INTERVENTION ORDERS

SECTION 1023N PRODUCT INTERVENTION ORDERS MAY REQUIRE NOTIFICATION

SECTION 1023P ENFORCEMENT OF PRODUCT INTERVENTION ORDERS

SECTION 1023Q CIVIL LIABILITY

SECTION 1023R ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 1023S AVOIDANCE SCHEMES - PROHIBITION

SECTION 1023T AVOIDANCE SCHEMES - PRESUMPTION OF AVOIDANCE FOR CERTAIN SCHEMES IN CIVIL CASES

SECTION 1023U AVOIDANCE SCHEMES - EXEMPTION BY ASIC

SECTION 1040A
to
SECTION 1045A

SECTION 1040A CONTENT OF PART

SECTION 1040B TREAT CERTAIN INSTRUMENTS AS IF THEY WERE FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS

SECTION 1041A MARKET MANIPULATION

SECTION 1041B FALSE TRADING AND MARKET RIGGING - CREATING A FALSE OR MISLEADING APPEARANCE OF ACTIVE TRADING ETC.

SECTION 1041C FALSE TRADING AND MARKET RIGGING - ARTIFICIALLY MAINTAINING ETC. TRADING PRICE

SECTION 1041D DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS

SECTION 1041E FALSE OR MISLEADING STATEMENTS

SECTION 1041F INDUCING PERSONS TO DEAL

SECTION 1041G DISHONEST CONDUCT

SECTION 1041H MISLEADING OR DECEPTIVE CONDUCT (CIVIL LIABILITY ONLY)

SECTION 1041I CIVIL ACTION FOR LOSS OR DAMAGE FOR CONTRAVENTION OF SECTIONS 1041E TO 1041H

SECTION 1041J SECTIONS OF THIS DIVISION HAVE EFFECT INDEPENDENTLY OF EACH OTHER

SECTION 1041K DIVISION APPLIES TO CERTAIN CONDUCT TO THE EXCLUSION OF STATE FAIR TRADING ACTS PROVISIONS

SECTION 1041L APPLICATION OF DIVISION

SECTION 1041M CERTAIN CONCURRENT WRONGDOERS NOT TO HAVE BENEFIT OF APPORTIONMENT

SECTION 1041N PROPORTIONATE LIABILITY FOR APPORTIONABLE CLAIMS

SECTION 1041O DEFENDANT TO NOTIFY PLAINTIFF OF CONCURRENT WRONGDOER OF WHOM DEFENDANT AWARE

SECTION 1041P CONTRIBUTION NOT RECOVERABLE FROM DEFENDANT

SECTION 1041Q SUBSEQUENT ACTIONS

SECTION 1041R JOINING NON-PARTY CONCURRENT WRONGDOER IN THE ACTION

SECTION 1041S APPLICATION OF DIVISION

SECTION 1042A MEANING OF SOME TERMS RELATING TO THE INSIDER TRADING PROHIBITIONS

SECTION 1042B APPLICATION OF DIVISION

SECTION 1042C MEANING OF GENERALLY AVAILABLE

SECTION 1042D MEANING OF MATERIAL EFFECT

SECTION 1042E MEANING OF ABLE TO BE TRADED

SECTION 1042F MEANING OF PROCURE

SECTION 1042G INFORMATION IN POSSESSION OF OFFICER OF BODY CORPORATE

SECTION 1042H INFORMATION IN POSSESSION OF PARTNER OR EMPLOYEE OF PARTNERSHIP

SECTION 1043A PROHIBITED CONDUCT BY PERSON IN POSSESSION OF INSIDE INFORMATION

SECTION 1043B EXCEPTION FOR WITHDRAWAL FROM REGISTERED SCHEME OR NOTIFIED FOREIGN PASSPORT FUND

SECTION 1043C EXCEPTION FOR UNDERWRITERS

SECTION 1043D EXCEPTION FOR ACQUISITION PURSUANT TO LEGAL REQUIREMENT

SECTION 1043E EXCEPTION FOR INFORMATION COMMUNICATED PURSUANT TO A LEGAL REQUIREMENT

SECTION 1043F CHINESE WALL ARRANGEMENTS BY BODIES CORPORATE

SECTION 1043G CHINESE WALL ARRANGEMENTS BY PARTNERSHIPS ETC.

SECTION 1043H EXCEPTION FOR KNOWLEDGE OF PERSON'S OWN INTENTIONS OR ACTIVITIES

SECTION 1043I EXCEPTION FOR BODIES CORPORATE

SECTION 1043J EXCEPTION FOR OFFICERS OR AGENTS OF BODY CORPORATE

SECTION 1043K TRANSACTIONS BY HOLDER OF FINANCIAL SERVICES LICENCE OR A REPRESENTATIVE OF THE HOLDER OF SUCH A LICENCE

SECTION 1043L A SPECIFIC SITUATION IN WHICH A COMPENSATION ORDER UNDER SECTION 1317HA MAY BE MADE

SECTION 1043M DEFENCES TO PROSECUTION FOR AN OFFENCE

SECTION 1043N RELIEF FROM CIVIL LIABILITY

SECTION 1043O POWERS OF COURT

SECTION 1044A GENERAL DEFENCE OR RELIEF FOR PUBLISHERS

SECTION 1044B LIMIT ON LIABILITY FOR MISLEADING OR DECEPTIVE CONDUCT

SECTION 1045A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 1050
to
SECTION 1058B

SECTION 1050 MINISTER MAY AUTHORISE AN EXTERNAL DISPUTE RESOLUTION SCHEME

SECTION 1051 MANDATORY REQUIREMENTS

SECTION 1051A GENERAL CONSIDERATIONS

SECTION 1052 OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS

SECTION 1052A ASIC MAY ISSUE REGULATORY REQUIREMENTS

SECTION 1052B DIRECTIONS TO INCREASE LIMITS ON THE VALUE OF CLAIMS

SECTION 1052BA DIRECTIONS TO ENSURE SUFFICIENT FINANCING

SECTION 1052C GENERAL DIRECTIONS TO AFCA

SECTION 1052D APPROVAL OF MATERIAL CHANGES TO THE AFCA SCHEME

SECTION 1052E REFERRING MATTERS TO APPROPRIATE AUTHORITIES

SECTION 1053 MEANING OF SUPERANNUATION COMPLAINT

SECTION 1053A PERSONS TAKEN TO BE MEMBERS OF REGULATED SUPERANNUATION FUNDS, AFCA REGULATED SUPERANNUATION SCHEMES AND APPROVED DEPOSIT FUNDS AND HOLDERS OF RSAs

SECTION 1053B THIS DIVISION DOES NOT RESTRICT ABILITY TO MAKE OTHER COMPLAINTS

SECTION 1054 POWER TO JOIN OTHER PARTIES TO SUPERANNUATION COMPLAINT

SECTION 1054A POWER TO OBTAIN INFORMATION AND DOCUMENTS

SECTION 1054B POWER TO REQUIRE ATTENDANCE AT CONCILIATION CONFERENCES

SECTION 1054BA POWER TO GIVE DIRECTIONS

SECTION 1054C REFERENCE OF QUESTIONS OF LAW TO FEDERAL COURT

SECTION 1055 MAKING A DETERMINATION

SECTION 1055A AFCA TO GIVE REASONS

SECTION 1055B OPERATION OF DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1055C EVIDENCE OF DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1055D COMPLIANCE WITH DETERMINATIONS UNDER THE AFCA SCHEME

SECTION 1056 WHEN SUPERANNUATION COMPLAINT CANNOT BE MADE IN RELATION TO DECISION ABOUT THE PAYMENT OF DEATH BENEFIT

SECTION 1056A JOINING PERSONS TO COMPLAINTS RELATING TO DEATH BENEFIT DECISIONS

SECTION 1057 APPEALS TO THE FEDERAL COURT FROM DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1057A OPERATION AND IMPLEMENTATION OF DETERMINATION THAT IS SUBJECT TO APPEAL

SECTION 1057B SENDING OF DOCUMENTS TO, AND DISCLOSURE OF DOCUMENTS BY, THE FEDERAL COURT

SECTION 1058 SECRECY

SECTION 1058A AUTHORISED USE OR DISCLOSURE OF INFORMATION

SECTION 1058B AFCA REPORTING TO CSLR OPERATOR

SECTION 1059
to
SECTION 1069S

SECTION 1059 ESTABLISHMENT OF THE SCHEME

SECTION 1060 MINISTER MAY AUTHORISE AN OPERATOR OF THE SCHEME

SECTION 1061 MINISTER MAY APPOINT INDEPENDENT MEMBER

SECTION 1062 MANDATORY REQUIREMENTS

SECTION 1063 COMPENSATION PAYMENTS

SECTION 1064 ELIGIBILITY FOR COMPENSATION PAYMENTS

SECTION 1065 MEANING OF RELEVANT AFCA DETERMINATION

SECTION 1066 APPLICATIONS FOR COMPENSATION PAYMENTS

SECTION 1067 AMOUNT OF COMPENSATION PAYMENTS

SECTION 1068 OFFER OF COMPENSATION PAYMENTS

SECTION 1069 ACCEPTANCE OF OFFER OF COMPENSATION PAYMENTS

SECTION 1069A CSLR OPERATOR ' S RIGHT OF SUBROGATION IF COMPENSATION IS PAID

SECTION 1069B PAYMENT OF AFCA ' S UNPAID FEES

SECTION 1069C PAYMENT OF AFCA ' S ACCUMULATED UNPAID FEES

SECTION 1069D POWER TO OBTAIN INFORMATION AND DOCUMENTS

SECTION 1069E AUTHORISED USE OR DISCLOSURE OF INFORMATION

SECTION 1069F REPORTING BY CSLR OPERATOR

SECTION 1069G PUBLISHING REPORTS

SECTION 1069H MINISTERIAL DETERMINATION

SECTION 1069J OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS

SECTION 1069K ASIC MAY ISSUE REGULATORY REQUIREMENTS

SECTION 1069L GENERAL DIRECTIONS TO CSLR OPERATOR

SECTION 1069M COSTS FOR FIRST LEVY PERIOD

SECTION 1069N PAYMENT TO THE CSLR OPERATOR OF AMOUNT FOR THE FIRST LEVY PERIOD FOR THE SCHEME

SECTION 1069P PAYMENT TO THE CSLR OPERATOR OF AMOUNTS EQUAL TO LEVY

SECTION 1069Q APPLICATION OF MONEY BY CSLR OPERATOR

SECTION 1069R INVESTMENT BY CSLR OPERATOR

SECTION 1069S RECOVERY OF OVERPAYMENTS

SECTION 1070A
to
SECTION 1075A

SECTION 1070A NATURE OF SHARES AND CERTAIN OTHER INTERESTS IN A COMPANY OR REGISTERED SCHEME

SECTION 1070B NUMBERING OF SHARES

SECTION 1070C MATTERS TO BE SPECIFIED IN SHARE CERTIFICATE

SECTION 1070D LOSS OR DESTRUCTION OF TITLE DOCUMENTS FOR CERTAIN SECURITIES

SECTION 1071A APPLICATION OF THE SUBDIVISION TO CERTAIN SECURITIES

SECTION 1071B INSTRUMENT OF TRANSFER

SECTION 1071C OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.

SECTION 1071D REGISTRATION OF TRANSFER AT REQUEST OF TRANSFEROR

SECTION 1071E NOTICE OF REFUSAL TO REGISTER TRANSFER

SECTION 1071F REMEDY FOR REFUSAL TO REGISTER TRANSFER OR TRANSMISSION

SECTION 1071G CERTIFICATION OF TRANSFERS

SECTION 1071H DUTIES OF COMPANY WITH RESPECT TO ISSUE OF CERTIFICATES

SECTION 1072A TRANSMISSION OF SHARES ON DEATH (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072B TRANSMISSION OF SHARES ON BANKRUPTCY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072C RIGHTS OF TRUSTEE OF ESTATE OF BANKRUPT SHAREHOLDER

SECTION 1072D TRANSMISSION OF SHARES ON MENTAL INCAPACITY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072E TRUSTEE ETC. MAY BE REGISTERED AS OWNER OF SHARES

SECTION 1072F REGISTRATION OF TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072G ADDITIONAL GENERAL DISCRETION FOR DIRECTORS OF PROPRIETARY COMPANIES TO REFUSE TO REGISTER TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072H NOTICES RELATING TO NON-BENEFICIAL AND BENEFICIAL OWNERSHIP OF SHARES

SECTION 1073A APPLICATION OF THE DIVISION TO CERTAIN SECURITIES

SECTION 1073B MEANING OF TRANSFER

SECTION 1073C APPLICATION OF DIVISION TO CERTAIN BODIES AS IF THEY WERE COMPANIES

SECTION 1073D REGULATIONS MAY GOVERN TRANSFER OF CERTAIN SECURITIES

SECTION 1073E ASIC MAY EXTEND REGULATIONS TO SECURITIES NOT OTHERWISE COVERED

SECTION 1073F OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES

SECTION 1074A FINANCIAL PRODUCTS TO WHICH THIS DIVISION APPLIES

SECTION 1074B DEFINITIONS

SECTION 1074C OPERATING RULES OF PRESCRIBED CS FACILITY MAY DEAL WITH TRANSFER OF TITLE

SECTION 1074D VALID AND EFFECTIVE TRANSFER IF OPERATING RULES COMPLIED WITH

SECTION 1074E REGULATIONS MAY GOVERN TRANSFER OF FINANCIAL PRODUCTS IN ACCORDANCE WITH OPERATING RULES OF PRESCRIBED CS FACILITY

SECTION 1074F ISSUER PROTECTED FROM CIVIL LIABILITY FOR PERSON'S CONTRAVENTION OF PRESCRIBED CS FACILITY'S CERTIFICATE CANCELLATION RULES

SECTION 1074G OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES

SECTION 1075A ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 1100A
to
SECTION 1101J

SECTION 1100A QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO ASIC

SECTION 1100B QUALIFIED PRIVILEGE FOR THE CONDUCT OF MARKET LICENSEES AND CS FACILITY LICENSEES

SECTION 1100C QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO MARKET LICENSEES AND CS FACILITY LICENSEES ETC.

SECTION 1100D EXTENSION OF PROTECTIONS GIVEN BY THIS DIVISION

SECTION 1100E SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 1100F GEOGRAPHICAL COVERAGE OF DIVISION

SECTION 1100G OFFERS AND INVITATIONS BOTH COVERED

SECTION 1100H PERSON OFFERING INTERESTS

SECTION 1100J OFFERS MAY ALSO BE MADE IN RELIANCE ON SECTION 708 OR 1012D

SECTION 1100K FINANCIAL MARKETS RECOGNISED UNDER THIS DIVISION

SECTION 1100L MEANING OF EMPLOYEE SHARE SCHEME

SECTION 1100M MEANING OF ESS INTEREST

SECTION 1100N OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS DIVISION

SECTION 1100P OFFERS FOR NO MONETARY CONSIDERATION

SECTION 1100Q OFFERS FOR MONETARY CONSIDERATION

SECTION 1100R OFFERS THAT WOULD OTHERWISE NOT NEED DISCLOSURE

SECTION 1100S REQUIREMENTS FOR TRUSTS

SECTION 1100T MEANING OF ESS CONTRIBUTION PLAN

SECTION 1100U REQUIREMENTS FOR CONNECTED LOANS

SECTION 1100V ISSUE CAP FOR OFFERS INVOLVING CONSIDERATION

SECTION 1100W DISCLOSURE REQUIREMENTS FOR OFFERS INVOLVING CONSIDERATION

SECTION 1100X ADDITIONAL DISCLOSURE REQUIREMENTS FOR OFFERS BY UNLISTED BODIES CORPORATE

SECTION 1100Y TERMS OF THE OFFER - DISCLOSURE ETC.

SECTION 1100Z TERMS OF THE OFFER - MISLEADING STATEMENTS AND OMISSIONS

SECTION 1100ZA MONETARY CAP FOR OFFERS BY UNLISTED BODIES CORPORATE

SECTION 1100ZB AMOUNTS THAT ARE EXCLUDED FROM THE MONETARY CAP

SECTION 1100ZC MAKING OFFERS UNDER THIS DIVISION

SECTION 1100ZD REGULATORY RELIEF FOR CERTAIN SUBSEQUENT SALE OFFERS OF ESS INTERESTS

SECTION 1100ZE DEALING WITH MONEY RECEIVED BEFORE ESS INTEREST IS ISSUED

SECTION 1100ZF DEALING WITH MONEY RECEIVED BEFORE LIQUIDITY PERIOD

SECTION 1100ZG REVOCATION OF REGULATORY RELIEF IN CERTAIN CIRCUMSTANCES

SECTION 1100ZH MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE INFORMATION

SECTION 1100ZI MISSTATEMENT IN, OR OMISSION FROM, FINANCIAL INFORMATION FOR OPTIONS AND INCENTIVE RIGHTS

SECTION 1100ZJ OBLIGATION TO INFORM PERSON ABOUT DEFICIENCIES IN DISCLOSURE DOCUMENTS

SECTION 1100ZK ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS DIVISION

SECTION 1100ZL ASIC STOP ORDERS

SECTION 1100ZM ASIC ' S POWER TO REQUEST DOCUMENTS

SECTION 1101A APPROVED CODES OF CONDUCT

SECTION 1101AA VARIATIONS TO APPROVED CODES OF CONDUCT

SECTION 1101AB REVIEW OF APPROVED CODES OF CONDUCT

SECTION 1101AC OBLIGATION TO COMPLY WITH ENFORCEABLE CODE PROVISIONS

SECTION 1101AD REGULATIONS

SECTION 1101AE MANDATORY CODES OF CONDUCT

SECTION 1101AF OBLIGATION TO COMPLY WITH MANDATORY CODE OF CONDUCT

SECTION 1101B POWER OF COURT TO MAKE CERTAIN ORDERS

SECTION 1101C PRESERVATION AND DISPOSAL OF RECORDS ETC.

SECTION 1101D DESTRUCTION OF RECORDS BY ASIC

SECTION 1101E CONCEALING ETC. OF BOOKS

SECTION 1101F FALSIFICATION OF RECORDS

SECTION 1101G PRECAUTIONS AGAINST FALSIFICATION OF RECORDS

SECTION 1101GA HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.

SECTION 1101H CONTRAVENTION OF CHAPTER DOES NOT GENERALLY AFFECT VALIDITY OF TRANSACTIONS ETC.

SECTION 1101I GAMING AND WAGERING LAWS DO NOT AFFECT VALIDITY OF CONTRACTS RELATING TO FINANCIAL PRODUCTS

SECTION 1101J DELEGATION

SECTION 1200A MEANING OF SOME TERMS RELATING TO MUTUAL RECOGNITION OF SECURITIES OFFERS

SECTION 1200B
to
SECTION 1200R

SECTION 1200B MEANING OF RECOGNISED OFFER

SECTION 1200C CONDITIONS THAT MUST BE MET TO BE A RECOGNISED OFFER

SECTION 1200D REQUIRED DOCUMENTS AND INFORMATION

SECTION 1200E WARNING STATEMENT

SECTION 1200F EFFECT OF A RECOGNISED OFFER

SECTION 1200G OFFERING CONDITIONS

SECTION 1200H ADDRESS FOR SERVICE CONDITION

SECTION 1200J DISPUTE RESOLUTION CONDITION

SECTION 1200K ADDITIONAL OPERATION OF SECTION 675 (CONTINUOUS DISCLOSURE)

SECTION 1200L PRE-OFFER ADVERTISING

SECTION 1200M MODIFICATION BY THE REGULATIONS

SECTION 1200N STOP ORDERS

SECTION 1200P BAN ON MAKING SUBSEQUENT RECOGNISED OFFERS

SECTION 1200Q OFFENCE OF BREACHING AN ONGOING CONDITION

SECTION 1200R SERVICE OF DOCUMENTS

SECTION 1200S
to
SECTION 1200U

SECTION 1200S NOTICE TO ASIC

SECTION 1200T EXTENSION OF THIS ACT TO RECOGNISED JURISDICTIONS

SECTION 1200U ASIC STOP ORDER FOR ADVERTISING IN A RECOGNISED JURISDICTION

SECTION 1210
to
SECTION 1210B

SECTION 1210 MEANING OF PARTICIPATING ECONOMY

SECTION 1210A LIST OF PARTICIPATING ECONOMIES

SECTION 1210B MINISTER MAY DETERMINE THAT FUNDS NOT TO OFFER INTERESTS IN THIS JURISDICTION

SECTION 1211
to
SECTION 1211B

SECTION 1211 MINISTER MAY MAKE PASSPORT RULES FOR THIS JURISDICTION

SECTION 1211A MEANING OF PASSPORT RULES

SECTION 1211B COMPLIANCE WITH THE PASSPORT RULES

SECTION 1212
to
SECTION 1212C

SECTION 1212 APPLICATION FOR REGISTRATION

SECTION 1212A REGISTRATION OF AUSTRALIAN PASSPORT FUNDS

SECTION 1212B ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR APFRN

SECTION 1212C NOTIFYING ASIC IF OFFERING INTERESTS IN ANOTHER PARTICIPATING ECONOMY IN ANOTHER NAME

SECTION 1213
to
SECTION 1213Q

SECTION 1213 NOTICE OF INTENTION TO OFFER INTERESTS IN A FOREIGN PASSPORT FUND

SECTION 1213A ASIC MAY NOTIFY OPERATOR THAT NOTICE OF INTENTION LACKS INFORMATION REQUIRED

SECTION 1213B REJECTING A NOTICE OF INTENTION

SECTION 1213C NOTIFIED FOREIGN PASSPORT FUNDS - AUTHORITY TO OFFER INTERESTS IN THIS JURISDICTION

SECTION 1213D MEANING OF CONSIDERATION PERIOD

SECTION 1213E NOTIFIED FOREIGN PASSPORT FUNDS TO BE TREATED AS MANAGED INVESTMENT SCHEMES

SECTION 1213F OPERATORS AND NOTIFIED FOREIGN PASSPORT FUNDS NOT TO BE TREATED AS COMPANIES ETC.

SECTION 1213G OFFENCES RELATING TO THE OPERATION OF NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 1213H NOTIFIED FOREIGN PASSPORT FUNDS MUST NOT ISSUE DEBENTURES IN THIS JURISDICTION

SECTION 1213J CONSTITUTION - RIGHT TO OBTAIN A COPY

SECTION 1213K REGISTER OF MEMBERS - RIGHT TO OBTAIN A COPY

SECTION 1213L USE OF INFORMATION ON REGISTER OF MEMBERS

SECTION 1213M REPORTS REQUIRED UNDER THE LAW OF THE HOME ECONOMY

SECTION 1213N ORDER FOR COPIES OF BOOKS OF A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1213P REGISTER OF MEMBERS - ASIC MAY REQUIRE LODGMENT

SECTION 1213Q DESTRUCTION OF RECORDS BY ASIC

SECTION 1214 REGISTER OF PASSPORT FUNDS

SECTION 1215
to
SECTION 1215D

SECTION 1215 STOP ORDER - AUSTRALIAN PASSPORT FUNDS

SECTION 1215A STOP ORDER - NOTIFIED FOREIGN PASSPORT FUND

SECTION 1215B INTERIM STOP ORDERS

SECTION 1215C REVOCATION OF STOP ORDER MADE UNDER SECTION 1215 OR 1215A

SECTION 1215D COMPLIANCE WITH STOP ORDERS

SECTION 1216
to
SECTION 1216L

SECTION 1216 APPLICATION TO DEREGISTER

SECTION 1216A ASIC TO DEREGISTER

SECTION 1216B WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME AN AUSTRALIAN PASSPORT FUND?

SECTION 1216C DEREGISTRATION - INITIATED BY ASIC

SECTION 1216D PROCESS FOR DEREGISTRATION

SECTION 1216E APPLICATION TO BE REMOVED AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216F ASIC TO REMOVE FUND AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216G WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME A NOTIFIED FOREIGN PASSPORT FUND?

SECTION 1216H ASIC TO REMOVE A FUND AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216J PROCESS FOR REMOVAL AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216K ASIC ' S POWER TO CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION

SECTION 1216L REGULATIONS MAY CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION

SECTION 1217
to
SECTION 1217B

SECTION 1217 ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS CHAPTER

SECTION 1217A ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THE PASSPORT RULES

SECTION 1217B EXEMPTIONS AND MODIFICATION BY REGULATIONS

SECTION 1221 OBJECTS OF THIS CHAPTER

SECTION 1222
to
SECTION 1222ZB

SECTION 1222 REQUIREMENTS FOR REGISTRATION AS A CCIV

SECTION 1222A APPLYING FOR REGISTRATION

SECTION 1222B NO OTHER WAY TO REGISTER A CCIV

SECTION 1222C REGISTRATION OF A CCIV

SECTION 1222D CORPORATE DIRECTOR AND MEMBERS OF A CCIV

SECTION 1222E SPECIAL REQUIREMENTS FOR NAMING OF CCIVs

SECTION 1222F SPECIAL REQUIREMENTS FOR ACCEPTABLE ABBREVIATIONS OF CCIV NAMES

SECTION 1222G CARRYING ON BUSINESS USING ' CCIV ' IN NAME

SECTION 1222H CHANGE OF NAME NOT ALLOWED WHILE SUB-FUND IN LIQUIDATION

SECTION 1222J MEANING OF RETAIL CCIV AND WHOLESALE CCIV

SECTION 1222K RETAIL CCIV TEST

SECTION 1222L NOTIFYING ASIC OF STATUS AS A RETAIL CCIV OR WHOLESALE CCIV

SECTION 1222M TABLE OF PROVISIONS THAT APPLY ONLY TO RETAIL CCIVs

SECTION 1222N CERTAIN CCIVs AND SUB-FUNDS MUST NOT BE LISTED

SECTION 1222P PART 2B.7 DOES NOT APPLY TO A CCIV

SECTION 1222Q WHAT IS A SUB-FUND OF A CCIV

SECTION 1222R INITIAL SUB-FUNDS TO BE REGISTERED WHEN THE CCIV IS REGISTERED

SECTION 1222S REGISTRATION OF A SUB-FUND

SECTION 1222T SUB-FUND IS ESTABLISHED ON REGISTRATION

SECTION 1222U APPLICATION TO REGISTER FURTHER SUB-FUNDS

SECTION 1222V A SUB-FUND ' S NAME

SECTION 1222W USING SUB-FUND NAME AND ARFN ON DOCUMENTS

SECTION 1222X ACCEPTABLE ABBREVIATIONS OF SUB-FUND NAMES

SECTION 1222Y SUB-FUND CHANGING ITS NAME

SECTION 1222Z ASIC ' S POWER TO DIRECT CCIV TO CHANGE A SUB-FUND ' S NAME

SECTION 1222ZA EFFECT OF NAME CHANGE

SECTION 1222ZB REGISTERS RELATING TO CCIVs

SECTION 1223
to
SECTION 1229H

SECTION 1223 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE CCIV ITSELF

SECTION 1223A REPLACEABLE RULES DO NOT APPLY TO A CCIV

SECTION 1223B REQUIREMENT FOR A CCIV TO HAVE A CONSTITUTION

SECTION 1223C RETAIL CCIV - ASIC MAY DIRECT CCIV TO MODIFY ITS CONSTITUTION

SECTION 1223D ADOPTION, MODIFICATION AND REPEAL OF CONSTITUTION

SECTION 1223E EFFECT OF CONSTITUTION

SECTION 1223F WHOLESALE CCIV - BASIC CONTENT REQUIREMENT

SECTION 1223G RETAIL CCIV - BASIC CONTENT REQUIREMENTS

SECTION 1223H RETAIL CCIV - ADDITIONAL CONTENT REQUIREMENT FOR REDEMPTION OF SHARES

SECTION 1224 A CCIV HAS A SINGLE CORPORATE DIRECTOR

SECTION 1224A A CCIV HAS NO SECRETARY AND NO EMPLOYEES

SECTION 1224B MEANING OF OFFICER OF A CCIV

SECTION 1224C GENERAL DUTIES OWED BY OFFICERS

SECTION 1224D DUTIES OWED BY DIRECTOR

SECTION 1224E CERTAIN PROVISIONS IN CHAPTER 2D DO NOT APPLY TO CCIVs

SECTION 1224F WHO CAN BE THE DIRECTOR OF A CCIV

SECTION 1224G RETAIL CCIV - ADDITIONAL RULES ABOUT WHO CAN BE THE DIRECTOR

SECTION 1224H EFFECTIVENESS OF ACTS BY CORPORATE DIRECTOR

SECTION 1224J CORPORATE DIRECTOR MUST OPERATE THE CCIV

SECTION 1224K CORPORATE DIRECTOR NOT REQUIRED TO DISCLOSE MATERIAL PERSONAL INTEREST

SECTION 1224L CORPORATE DIRECTOR MAY APPOINT AN AGENT OR ENGAGE A PERSON

SECTION 1224M RETAIL CCIV - RESPONSIBILITY OF CORPORATE DIRECTOR FOR CERTAIN ACTS OF AGENTS

SECTION 1224N RETAIL CCIV - LIMITATION ON RIGHT OF CORPORATE DIRECTOR TO FEES AND INDEMNITIES

SECTION 1224P RETAIL CCIV - LIMITATION ON RIGHT OF CORPORATE DIRECTOR TO ACQUIRE SHARES IN CCIV

SECTION 1224Q EXERCISE OF POWERS WHILE SUB-FUND IS IN LIQUIDATION

SECTION 1224R CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION

SECTION 1224S CCIV DOES NOT HAVE AN ELIGIBLE CORPORATE DIRECTOR

SECTION 1224T RETIREMENT OF CORPORATE DIRECTOR

SECTION 1224U REPLACEMENT OF CORPORATE DIRECTOR BY MEMBERS

SECTION 1224V APPOINTMENT OF TEMPORARY CORPORATE DIRECTOR BY COURT

SECTION 1224W TEMPORARY CORPORATE DIRECTOR TO INITIATE APPOINTMENT OF PERMANENT CORPORATE DIRECTOR

SECTION 1224X TEMPORARY CORPORATE DIRECTOR FAILS TO INITIATE APPOINTMENT OF PERMANENT CORPORATE DIRECTOR

SECTION 1224Y MEMBERS FAIL TO APPOINT PERMANENT CORPORATE DIRECTOR

SECTION 1224Z FORMER CORPORATE DIRECTOR TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE

SECTION 1224ZA RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER CORPORATE DIRECTOR

SECTION 1224ZB EFFECT OF CHANGE OF CORPORATE DIRECTOR ON DOCUMENTS ETC. TO WHICH FORMER CORPORATE DIRECTOR IS PARTY

SECTION 1224ZC MEMBER APPROVAL NOT NEEDED FOR BENEFIT SPECIFIED IN CONSTITUTION

SECTION 1224ZD MODIFIED MEMBER APPROVAL FOR CCIVs

SECTION 1224ZE BENEFITS PAID TO CORPORATE DIRECTOR NOT COVERED BY EXEMPTIONS

SECTION 1225 RETAIL CCIV - DUTIES OWED BY OFFICERS OF CORPORATE DIRECTOR

SECTION 1225A RESPONSIBILITY OF SECRETARY OF CORPORATE DIRECTOR FOR CERTAIN CONTRAVENTIONS BY CCIV

SECTION 1225B RESPONSIBILITY OF SECRETARY OF CORPORATE DIRECTOR FOR CERTAIN CONTRAVENTIONS BY CORPORATE DIRECTOR

SECTION 1225C EXTENDED OBLIGATION OF DIRECTORS OF CORPORATE DIRECTOR

SECTION 1225D RIGHT OF ACCESS TO CCIV BOOKS

SECTION 1225E EXTENDED OPERATION OF SECTIONS 199A AND 199B (ABOUT INDEMNITIES AND INSURANCE)

SECTION 1225F RETAIL CCIV - DUTIES OWED BY EMPLOYEES OF CORPORATE DIRECTOR

SECTION 1226 REQUIREMENT FOR COMPLIANCE PLAN

SECTION 1226A CONTENTS OF THE COMPLIANCE PLAN

SECTION 1226B COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER CCIV ' s PLAN

SECTION 1226C ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN

SECTION 1226D CHANGING THE COMPLIANCE PLAN

SECTION 1226E ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED

SECTION 1226F ENGAGING AUDITOR

SECTION 1226G AUDIT AND AUDIT REPORT

SECTION 1226H CONTRAVENTIONS BY AUDITOR

SECTION 1226J REMOVAL AND RESIGNATION OF AUDITORS

SECTION 1226K ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN

SECTION 1227 APPLICATION OF CHAPTER 2E TO RETAIL CCIVs

SECTION 1227A NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT

SECTION 1227B EXCEPTIONS NOT AVAILABLE FOR A RETAIL CCIV

SECTION 1227C REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS

SECTION 1227D MODIFIED REFERENCES

SECTION 1227E RELATED PARTIES OF A CCIV

SECTION 1227F GROUNDS FOR COURT ORDER

SECTION 1227G ORDERS THE COURT CAN MAKE

SECTION 1227H APPLYING FOR AND GRANTING LEAVE

SECTION 1227J VARYING AND CANCELLING CLASS RIGHTS

SECTION 1227K CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.

SECTION 1227L COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC

SECTION 1227M CIVIL LIABILITY OF CORPORATE DIRECTOR TO MEMBERS

SECTION 1228 RESOLUTIONS OF CCIVs

SECTION 1228A MEETINGS OF MEMBERS OF CCIVs

SECTION 1228B MEETINGS OF MEMBERS OF SUB-FUNDS

SECTION 1228C AUDITORS OF SCHEME COMPLIANCE PLANS

SECTION 1228D COPY OF THE REGISTER OF MEMBERS - SUB-FUNDS

SECTION 1228E MEMBERS ' RESOLUTIONS

SECTION 1228F VOTING AT MEETINGS OF MEMBERS

SECTION 1228G CORPORATE DIRECTOR AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION

SECTION 1228H HOW TO WORK OUT THE VALUE OF A SHARE

SECTION 1229 APPLICATION OF THIS SUBDIVISION

SECTION 1229A OTHER RULES FOR CORPORATE CONTRAVENTIONS DO NOT APPLY

SECTION 1229B GENERAL RULE FOR ATTRIBUTING CONDUCT AND STATE OF MIND TO A CCIV

SECTION 1229C EXCEPTIONS ETC. SPECIFIC TO THIS ACT

SECTION 1229D CORPORATE DIRECTOR GENERALLY TAKEN TO COMMIT OFFENCES COMMITTED BY CCIV

SECTION 1229E CORPORATE DIRECTOR GENERALLY LIABLE FOR CIVIL PENALTIES FOR WHICH THE CCIV WOULD BE LIABLE

SECTION 1229F COMPENSATION ORDERS - STATE AND TERRITORY LAWS

SECTION 1229G TIME LIMIT FOR APPLICATION FOR COMPENSATION ORDER

SECTION 1229H CIVIL EVIDENCE AND PROCEDURE RULES FOR COMPENSATION ORDERS

SECTION 1230
to
SECTION 1232U

SECTION 1230 SHARES CAN ONLY BE ISSUED IN RESPECT OF SUB-FUNDS

SECTION 1230A MINIMUM OF ONE CLASS OF SHARES PER SUB-FUND

SECTION 1230B POWER TO ISSUE REDEEMABLE SHARES

SECTION 1230C CONVERSION OF SHARES

SECTION 1230D REDEMPTIONS TO WHICH THIS SUBDIVISION APPLIES

SECTION 1230E REDEEMED SHARES TO BE CANCELLED

SECTION 1230F REQUIREMENTS FOR REDEMPTIONS BY ALL CCIVs

SECTION 1230G FURTHER REQUIREMENTS FOR REDEMPTIONS BY RETAIL CCIVs

SECTION 1230H WHEN A SUB-FUND IS LIQUID

SECTION 1230J REDEMPTION OFFERS FOR NON-LIQUID SUB-FUNDS OF RETAIL CCIVs

SECTION 1230K SATISFYING REDEMPTION REQUESTS FOR NON-LIQUID SUB-FUNDS OF RETAIL CCIVs

SECTION 1230L SECTION 254N DOES NOT APPLY TO A CCIV

SECTION 1230M CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID

SECTION 1230N DIVIDEND RIGHTS

SECTION 1230P PART 2H.6 DOES NOT APPLY TO A CCIV

SECTION 1230Q CROSS-INVESTMENT BETWEEN SUB-FUNDS IS PERMITTED

SECTION 1230R REQUIREMENTS OR RESTRICTIONS FOR CROSS-INVESTMENT

SECTION 1230S CONSEQUENCES FOR FAILING TO COMPLY WITH REQUIREMENTS OR RESTRICTIONS FOR CROSS-INVESTMENT

SECTION 1230T REQUIREMENTS OR RESTRICTIONS ON MEMBERSHIP RIGHTS FOR SHARES ACQUIRED FROM CROSS-INVESTMENT

SECTION 1230U CROSS-INVESTMENT BETWEEN SUB-FUNDS IS NOT A SHARE BUY-BACK

SECTION 1230V GENERAL DUTIES STILL APPLY FOR CROSS-INVESTMENT BETWEEN SUB-FUNDS

SECTION 1231 PURPOSE

SECTION 1231A CCIV MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED

SECTION 1231B CONSEQUENCES OF MAKING AN UNAUTHORISED REDUCTION

SECTION 1231C A CCIV ' s POWER TO BUY BACK ITS OWN SHARES

SECTION 1231D AUTHORISED REDUCTIONS - SHARE REDEMPTIONS

SECTION 1231E Authorised reductions - regulations

SECTION 1231F Authorised reductions - Court orders

SECTION 1231G AUTHORISED REDUCTIONS - RETURN OF FINANCIAL PRODUCT

SECTION 1231H OTHER SHARE CAPITAL REDUCTIONS

SECTION 1231J DIRECTLY ACQUIRING OWN SHARES

SECTION 1231K TAKING SECURITY OVER OWN SHARES

SECTION 1231L PART 2J.3 DOES NOT APPLY TO A CCIV

SECTION 1231M OTHER DUTIES STILL APPLY

SECTION 1231N DEBENTURES CAN ONLY BE ISSUED IN RESPECT OF SUB-FUNDS

SECTION 1231P MODIFIED OPERATION OF SECTION 283AA

SECTION 1232 APPLICATION OF CHAPTER 2M TO CCIVs

SECTION 1232A OBLIGATION TO KEEP FINANCIAL RECORDS FOR SUB-FUNDS

SECTION 1232B ACCESS TO FINANCIAL RECORDS OF CCIVs AND SUB-FUNDS

SECTION 1232C ANNUAL FINANCIAL REPORTS, SUSTAINABILITY REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - GENERAL RULES

SECTION 1232D ANNUAL FINANCIAL REPORTS, SUSTAINABILITY REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - SPECIAL RULES FOR FINANCIAL REPORTS AND SUSTAINABILITY REPORTS

SECTION 1232E ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - SPECIAL RULES FOR DIRECTORS ' REPORTS

SECTION 1232F HALF-YEAR FINANCIAL REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS WITH ED SECURITIES ON ISSUE

SECTION 1232G AUDIT AND AUDITOR ' S REPORT FOR SUB-FUNDS

SECTION 1232H ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING TO MEMBERS OF SUB-FUNDS

SECTION 1232J DEADLINE FOR REPORTING TO MEMBERS OF SUB-FUNDS

SECTION 1232K CONSIDERATION OF REPORTS AT AGM

SECTION 1232L ADDITIONAL REPORTING BY CCIVs THAT ARE DEBENTURE ISSUERS

SECTION 1232M RELODGEMENT IF FINANCIAL REPORTS, SUSTAINABILITY REPORTS OR DIRECTORS ' REPORTS RELATING TO SUB-FUND AMENDED AFTER LODGEMENT

SECTION 1232N CONFLICT OF INTEREST SITUATION

SECTION 1232P AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS

SECTION 1232Q PEOPLE WHO ARE REGARDED AS OFFICERS OF A CCIV

SECTION 1232R APPOINTMENT, REMOVAL AND FEES OF AUDITORS FOR CCIVs

SECTION 1232S EFFECT OF WINDING UP OF SUB-FUND ON OFFICE OF AUDITOR

SECTION 1232T EXTENDED LIABILITY OF DIRECTORS OF THE CORPORATE DIRECTOR FOR CONTRAVENTIONS OF CHAPTER 2M

SECTION 1232U SOLVENCY RESOLUTIONS

SECTION 1233
to
SECTION 1234K

SECTION 1233 MEANING OF PROPERTY

SECTION 1233A REFERENCES TO LIABILITIES OF A CCIV

SECTION 1233B SUB-FUNDS TO BE OPERATED AS SEPARATE BUSINESSES

SECTION 1233C CORPORATE DIRECTOR TO KEEP ALLOCATION REGISTER

SECTION 1233D REQUIREMENT TO ENTER ASSETS ON THE ALLOCATION REGISTER

SECTION 1233E REQUIREMENT TO ENTER LIABILITIES ON THE ALLOCATION REGISTER

SECTION 1233F LIQUIDATOR MAY REQUIRE CORPORATE DIRECTOR TO RECORD DEBT, CLAIM OR PROPERTY IN ALLOCATION REGISTER

SECTION 1233G REQUIREMENT TO RETAIN RECORDS OF ALLOCATIONS FOR 7 YEARS

SECTION 1233H MEANING OF ASSETS - SUB-FUND OF A CCIV

SECTION 1233J WHEN AN ALLOCATION DETERMINATION IS REQUIRED

SECTION 1233K WHEN PROPERTY MUST BE CONVERTED INTO MONEY ETC.

SECTION 1233L MEANING OF LIABILITIES - SUB-FUND OF A CCIV

SECTION 1233M WHEN AN ALLOCATION DETERMINATION IS REQUIRED

SECTION 1233N VARIATIONS OF PROPORTIONAL ALLOCATION OF LIABILITIES

SECTION 1233P CREDITOR MAY REQUIRE CORPORATE DIRECTOR TO PROVIDE INFORMATION ABOUT ALLOCATION

SECTION 1233Q ORDERS THE COURT CAN MAKE IN RELATION TO ASSETS AND LIABILITIES OF SUB-FUNDS

SECTION 1234 UNALLOCATED MONEY AND PROPERTY MAY NOT BE APPLIED FOR ANY PURPOSE

SECTION 1234A REQUIREMENT FOR SEGREGATED APPLICATION OF ASSETS OF SUB-FUNDS

SECTION 1234B PURPOSES FOR WHICH SUB-FUND ASSETS MAY BE APPLIED

SECTION 1234C PROPERTY THAT IS REQUIRED TO BE CONVERTED TO BE APPLIED ONLY FOR THAT PURPOSE

SECTION 1234D REQUIREMENT FOR SECURITY INTERESTS TO BE SEGREGATED

SECTION 1234E COURT ORDERS

SECTION 1234F CONSEQUENCES OF NON-COMPLIANT APPLICATION OF ASSETS

SECTION 1234G WHO MAY HOLD THE ASSETS OF A CCIV

SECTION 1234H PERSON OTHER THAN CCIV HOLDS MONEY OR PROPERTY ON TRUST

SECTION 1234J HOW CCIV MONEY AND PROPERTY MUST BE HELD

SECTION 1234K REGULATIONS MAY CREATE EXCEPTIONS

SECTION 1235
to
SECTION 1239N

SECTION 1235 CONSTRUING TERMS AND EXPRESSIONS AFFECTED BY SUBSTITUTED REFERENCES

SECTION 1235A OBJECT OF THIS DIVISION

SECTION 1235B COMPROMISES ETC. NOT TO BE MADE BETWEEN 2 OR MORE SUB-FUNDS

SECTION 1235C APPLYING ARRANGEMENTS AND RECONSTRUCTIONS PROVISIONS TO SUB-FUNDS

SECTION 1235D PERSONS NOT TO BE APPOINTED TO ADMINISTER COMPROMISE OR ARRANGEMENT

SECTION 1235E PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF SUB-FUNDS WITHIN A CCIV

SECTION 1235F COURT MAY MAKE ORDER IN RELATION TO ASSETS AND LIABILITIES OF SUB-FUNDS

SECTION 1236 OBJECT OF THIS DIVISION

SECTION 1236A MEANING OF PROPERTY AND RECEIVER - SUB-FUND OF A CCIV

SECTION 1236B APPOINTMENT OF A CONTROLLER OF PROPERTY OF A SUB-FUND OF A CCIV

SECTION 1236C PERSONS NOT TO ACT AS RECEIVERS

SECTION 1236D NOTIFYING OF APPOINTMENT OR CESSATION OF CONTROLLER

SECTION 1236E APPLYING PART 5.2 ETC. TO SUB-FUNDS

SECTION 1236F LIABILITY OF CONTROLLER

SECTION 1236G POWERS OF RECEIVER

SECTION 1236H CONTROLLER MAY REQUIRE REPORTS RELATING TO OTHER SUB-FUNDS IF NECESSARY

SECTION 1236J CONTROLLER MAY INSPECT BOOKS OF CCIV

SECTION 1236K APPLICATION OF SUB-FUND PROPERTY TO MEET CERTAIN PRIORITY PAYMENTS

SECTION 1236L TRANSFER OF BOOKS TO ASIC ETC.

SECTION 1236M PART 5.3A DOES NOT APPLY TO A CCIV

SECTION 1236N PART 5.3B DOES NOT APPLY TO A CCIV

SECTION 1237 OBJECT OF THIS DIVISION

SECTION 1237A NO WINDING UP OF A CCIV

SECTION 1237B APPLYING WINDING UP PROVISIONS TO SUB-FUNDS

SECTION 1237C REFERENCES TO DEBTS ETC. OF A SUB-FUND

SECTION 1237D WHEN A SUB-FUND IS PRESUMED TO BE INSOLVENT

SECTION 1237E STATUTORY DEMAND - CREDITOR MAY SERVE DEMAND ON CCIV

SECTION 1237F STATUTORY DEMAND - CCIV MAY APPLY TO SET ASIDE DEMAND

SECTION 1237G STATUTORY DEMAND - DETERMINING APPLICATION TO SET ASIDE WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM

SECTION 1237H STATUTORY DEMAND - DETERMINING APPLICATION TO SET ASIDE WHERE THERE IS A DISPUTE ABOUT THE SUB-FUND

SECTION 1237J SUBSTITUTION OF SUB-FUND WHERE STATUTORY DEMAND NOT RELIED ON

SECTION 1237K DECLARATION OF SOLVENCY

SECTION 1237KA DECLARATION OF RELEVANT RELATIONSHIPS

SECTION 1237L DISQUALIFICATION OF LIQUIDATOR

SECTION 1237M NOTIFYING OF APPOINTMENT, RESIGNATION OR REMOVAL OF LIQUIDATOR

SECTION 1237N DUTIES AND POWERS OF LIQUIDATOR

SECTION 1237P RETENTION AND DESTRUCTION OF BOOKS

SECTION 1237Q OFFICERS OF CORPORATE DIRECTOR TO HELP LIQUIDATOR

SECTION 1237R CORPORATE DIRECTOR MAY RETAIN CERTAIN BOOKS

SECTION 1237S CORPORATE DIRECTOR MAY ACCESS CERTAIN BOOKS

SECTION 1237T CORPORATE DIRECTOR MAY DIRECT ASIC NOT TO DESTROY BOOKS

SECTION 1237U MANDATORY EXAMINATION

SECTION 1237V COURT MAY MAKE ORDER IMPOSING LIABILITY ON UNLICENSED PERSON OPERATING CCIV

SECTION 1237W LIQUIDATOR MUST BE SATISFIED DEBT OR CLAIM IS A LIABILITY OF THE SUB-FUND

SECTION 1237X DETERMINATION OF DEBTS AND CLAIMS THAT RELATE TO THE BUSINESS OF 2 OR MORE SUB-FUNDS AND ARE OF UNCERTAIN VALUE

SECTION 1237Y APPLICATION OF SUB-FUND PROPERTY

SECTION 1237Z WARRANT IN RELATION TO BOOKS

SECTION 1237ZA PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS

SECTION 1237ZB DIRECTORS OF THE CORPORATE DIRECTOR

SECTION 1237ZC VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME

SECTION 1238 DUTIES OWED BY DIRECTORS OF CORPORATE DIRECTOR OF A CCIV

SECTION 1238A APPLYING PROPERTY RECOVERY PROVISIONS TO CCIVs

SECTION 1238B REFERENCES TO INCURRING DEBTS

SECTION 1238C WHEN DEBTS ARISE IN RELATION TO REDEEMABLE SHARES

SECTION 1238D APPLYING EXTERNAL ADMINISTRATION OFFENCES TO CCIVs

SECTION 1238E INTERPRETATION OF CEASED TO CARRY ON BUSINESS

SECTION 1238F FRAUDS BY OFFICERS

SECTION 1238G APPLYING EXTERNAL ADMINISTRATION MISCELLANEOUS PROVISIONS TO SUB-FUNDS

SECTION 1239 DEREGISTRATION OF A SUB-FUND - VOLUNTARY

SECTION 1239A DEREGISTRATION OF A SUB-FUND - ASIC INITIATED

SECTION 1239B PROCESS FOR ASIC INITIATED DEREGISTRATION OF A SUB-FUND

SECTION 1239C DEREGISTRATION OF A SUB-FUND - FOLLOWING AMALGAMATION OR WINDING UP

SECTION 1239D EFFECT OF DEREGISTRATION OF A SUB-FUND

SECTION 1239E THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS IN RELATION TO DEREGISTERED SUB-FUND

SECTION 1239F CLAIMS AGAINST INSURERS IN RELATION TO DEREGISTERED SUB-FUND

SECTION 1239G REINSTATEMENT OF A SUB-FUND

SECTION 1239H CCIV REINSTATED FOLLOWING REINSTATEMENT OF A SUB-FUND

SECTION 1239J NOTICES RELATING TO REINSTATEMENT OF A SUB-FUND

SECTION 1239K DEREGISTRATION OF A CCIV

SECTION 1239L BOOKS OF THE CCIV TO BE KEPT BY FORMER CORPORATE DIRECTOR

SECTION 1239M A CCIV MAY NOT BE REINSTATED UNDER SECTION 601AH

SECTION 1239N REGISTRATION OF CCIV CANNOT BE TRANSFERRED

SECTION 1240
to
SECTION 1241ZD

SECTION 1240 MEANING OF SECURITIES

SECTION 1240A TAKEOVERS - PROHIBITION ON ACQUISITIONS OF SHARES IN A LISTED CCIV

SECTION 1240B TAKEOVERS - DIRECTORS OF THE CORPORATE DIRECTOR OF A LISTED CCIV

SECTION 1240C TAKEOVERS - BIDDER ' S STATEMENT CONTENT

SECTION 1240D TAKEOVERS PANEL - DECLARATION OF UNACCEPTABLE CIRCUMSTANCES MAY ONLY BE MADE IN RELATION TO A LISTED CCIV

SECTION 1240E COMPULSORY ACQUISITION - ONLY AVAILABLE FOR SECURITIES IN A LISTED CCIV

SECTION 1240F CONTINUOUS DISCLOSURE - CCIVs

SECTION 1240G FUNDRAISING RULES DO NOT APPLY TO CCIVs

SECTION 1240H OFFERING SECURITIES OF A CCIV OR SUB-FUND THAT DOES NOT EXIST

SECTION 1241 APPLICATION OF CHAPTER 7 TO CCIVs

SECTION 1241A FOR CHAPTER 7, TREAT THE CORPORATE DIRECTOR AS PROVIDING FINANCIAL SERVICES ETC. BEING PROVIDED BY THE CCIV

SECTION 1241B CERTAIN LICENSING CONCEPTS DO NOT APPLY TO CCIVs

SECTION 1241C EXTRA KINDS OF FINANCIAL SERVICES RELATING TO CCIVs

SECTION 1241D CCIV BUY-BACK OR REDEMPTION FACILITY DOES NOT MAKE A MARKET

SECTION 1241E CERTAIN CONDUCT RELATING TO CCIVs IS NOT PROVIDING A CUSTODIAL OR DEPOSITORY SERVICE

SECTION 1241F AUSTRALIAN FINANCIAL SERVICES LICENCES

SECTION 1241G IMMEDIATE SUSPENSIONS OR CANCELLATIONS OF LICENCES

SECTION 1241H RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS

SECTION 1241J AGREEMENTS WITH CERTAIN UNLICENSED PERSONS

SECTION 1241K TREAT THE CCIV AS A PROFESSIONAL INVESTOR

SECTION 1241L FINANCIAL SERVICES DISCLOSURE DOES NOT APPLY TO OPERATING THE BUSINESS AND CONDUCTING THE AFFAIRS OF CCIVs

SECTION 1241M FINANCIAL RECORDS OF THE CORPORATE DIRECTOR OF A CCIV

SECTION 1241N PROHIBITION ON HAWKING OF SECURITIES IN A CCIV

SECTION 1241P MODIFICATIONS OF PART 7.8A

SECTION 1241Q PART 7.9 APPLIES TO THE ISSUE OR SALE OF SECURITIES IN A CCIV

SECTION 1241R PRODUCT DISCLOSURE STATEMENTS - WHEN A SECURITY IN A CCIV IS OF THE SAME KIND AS ANOTHER PRODUCT

SECTION 1241S PRODUCT DISCLOSURE STATEMENTS - SITUATIONS WHEN NOT REQUIRED FOR CCIVs

SECTION 1241T PRODUCT DISCLOSURE STATEMENTS - CONTENT REQUIREMENTS

SECTION 1241U PRODUCT DISCLOSURE STATEMENTS - REPLACEMENT STATEMENTS

SECTION 1241V PRODUCT DISCLOSURE STATEMENTS - LODGING WITH ASIC

SECTION 1241W PRODUCT DISCLOSURE STATEMENTS - USE OF APPLICATION FORMS

SECTION 1241X PRODUCT DISCLOSURE STATEMENTS - IF LODGED, THEN SECURITY NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD

SECTION 1241Y REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT

SECTION 1241Z DISCLOSURE OBLIGATIONS OF ISSUERS OF SECURITIES IN CCIVs

SECTION 1241ZA COOLING-OFF PERIODS

SECTION 1241ZB UNSOLICITED OFFERS TO PURCHASE SECURITIES IN CCIVs OFF-MARKET

SECTION 1241ZC PRODUCT INTERVENTION ORDERS

SECTION 1241ZD INSIDER TRADING - EXCEPTIONS

SECTION 1242
to
SECTION 1242G

SECTION 1242 DIRECTOR IDENTIFICATION NUMBERS

SECTION 1242A REGISTERS

SECTION 1242B INSPECTION OF BOOKS

SECTION 1242C FALSIFICATION OF BOOKS

SECTION 1242D APPLICATION OF PART 9.4

SECTION 1242E DISCLOSURES QUALIFYING FOR PROTECTION UNDER PART 9.4AAA

SECTION 1242F POWERS OF COURTS - IRREGULARITIES

SECTION 1242G FEES PAYABLE TO THE COMMONWEALTH

SECTION 1243
to
SECTION 1243A

SECTION 1243 ASIC ' S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS

SECTION 1243A MODIFICATION BY REGULATIONS

SECTION 1272
to
SECTION 1272H

SECTION 1272 GIVING AND CANCELLING DIRECTOR IDENTIFICATION NUMBERS

SECTION 1272A APPLYING FOR A DIRECTOR IDENTIFICATION NUMBER

SECTION 1272B MEANING OF ELIGIBLE OFFICER

SECTION 1272C REQUIREMENT TO HAVE A DIRECTOR IDENTIFICATION NUMBER

SECTION 1272D REQUIREMENT TO APPLY FOR A DIRECTOR IDENTIFICATION NUMBER

SECTION 1272E REGISTRAR MAY EXTEND APPLICATION PERIODS

SECTION 1272F INFRINGEMENT NOTICES

SECTION 1272G APPLYING FOR ADDITIONAL DIRECTOR IDENTIFICATION NUMBERS

SECTION 1272H MISREPRESENTING DIRECTOR IDENTIFICATION NUMBERS

SECTION 1270
to
SECTION 1275

SECTION 1270 APPOINTMENT OF THE REGISTRAR

SECTION 1270A FUNCTIONS

SECTION 1270B POWERS

SECTION 1270C DIRECTIONS BY MINISTER

SECTION 1270D DELEGATION

SECTION 1270E ASSISTED DECISION MAKING

SECTION 1270F LIABILITY FOR DAMAGES

SECTION 1270G DATA STANDARDS

SECTION 1270H GIVING INFORMATION TO THE REGISTRAR

SECTION 1270J HOW THE REGISTRAR IS TO PERFORM AND EXERCISE FUNCTIONS AND POWERS

SECTION 1270K DISCLOSURE FRAMEWORK

SECTION 1270L PROTECTION OF CONFIDENTIALITY OF PROTECTED INFORMATION

SECTION 1270M AUTHORISATION OF RECORDING OR DISCLOSURE

SECTION 1270N PREVENTING DISCLOSURE OF PARTICULAR PROTECTED INFORMATION

SECTION 1270P AUTHORISATION FOR PURPOSES OF PRIVACY ACT

SECTION 1270Q DISCLOSURE TO A COURT

SECTION 1270R EXTRACTS OF INFORMATION TO BE ADMISSIBLE IN EVIDENCE

SECTION 1270S ANNUAL REPORT

SECTION 1270T RULES

SECTION 1274 REGISTERS

SECTION 1274AA REGISTER OF DISQUALIFIED COMPANY DIRECTORS AND OTHER OFFICERS

SECTION 1274A OBTAINING INFORMATION FROM CERTAIN REGISTERS

SECTION 1274B USE, IN COURT PROCEEDINGS, OF INFORMATION FROM ASIC ' S NATIONAL DATABASE

SECTION 1274C ASIC CERTIFICATE

SECTION 1275 RELODGING OF LOST REGISTERED DOCUMENTS

SECTION 1276
to
SECTION 1298Q

SECTION 1276 DEFINITIONS

SECTION 1279 APPLICATION FOR REGISTRATION AS AUDITOR

SECTION 1280 REGISTRATION OF AUDITORS

SECTION 1280A APPROVAL OF AUDITING COMPETENCY STANDARD

SECTION 1281 AUDITOR-GENERAL TAKEN TO BE REGISTERED AS AUDITOR

SECTION 1282 REGISTRATION OF LIQUIDATORS

SECTION 1283 REGISTRATION OF OFFICIAL LIQUIDATORS

SECTION 1284 INSURANCE TO BE MAINTAINED BY LIQUIDATORS

SECTION 1285 REGISTER OF AUDITORS

SECTION 1286 REGISTERS OF LIQUIDATORS AND OFFICIAL LIQUIDATORS

SECTION 1287 NOTIFICATION OF CERTAIN MATTERS

SECTION 1287A ANNUAL STATEMENTS BY REGISTERED COMPANY AUDITORS

SECTION 1288 ANNUAL STATEMENTS BY REGISTERED LIQUIDATORS

SECTION 1289 AUDITORS AND OTHER PERSONS TO ENJOY QUALIFIED PRIVILEGE IN CERTAIN CIRCUMSTANCES

SECTION 1289A ASIC MAY IMPOSE CONDITIONS ON REGISTRATION

SECTION 1290 CANCELLATION AT REQUEST OF REGISTERED PERSON

SECTION 1291 IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 1291A NOTICE OF SUSPENSION OR CANCELLATION

SECTION 1291B ASIC MAY VARY OR REVOKE SUSPENSION

SECTION 1292 POWERS OF BOARD IN RELATION TO AUDITORS

SECTION 1294 BOARD TO GIVE OPPORTUNITY FOR HEARING ETC.

SECTION 1294A PRE-HEARING CONFERENCE

SECTION 1295 BOARD MAY REMOVE SUSPENSION

SECTION 1296 NOTICE OF BOARD ' S DECISION

SECTION 1297 TIME WHEN BOARD'S DECISION COMES INTO EFFECT

SECTION 1298 EFFECT OF SUSPENSION

SECTION 1298A TRANSFER OF BOOKS

SECTION 1298P VALIDATION OF APPROVAL OF AUDITING COMPETENCY STANDARD

SECTION 1298Q COMPENSATION FOR ACQUISITION OF PROPERTY

SECTION 1299A
to
SECTION 1299M

SECTION 1299A APPLICATION FOR REGISTRATION AS AUTHORISED AUDIT COMPANY

SECTION 1299B ELIGIBILITY FOR REGISTRATION AS AN AUTHORISED AUDIT COMPANY

SECTION 1299C REGISTRATION AS AUTHORISED AUDIT COMPANY

SECTION 1299D REGISTRATION MAY BE SUBJECT TO CONDITIONS

SECTION 1299E REGISTER OF AUTHORISED AUDIT COMPANIES

SECTION 1299F NOTIFICATION OF CERTAIN MATTERS

SECTION 1299G ANNUAL STATEMENTS BY AUTHORISED AUDIT COMPANY

SECTION 1299H CANCELLATION AT REQUEST OF REGISTERED PERSON

SECTION 1299I CANCELLATION OR SUSPENSION IN OTHER CASES

SECTION 1299J NOTICE OF CANCELLATION OR SUSPENSION

SECTION 1299K TIME WHEN ASIC ' S DECISION COMES INTO EFFECT

SECTION 1299L EFFECT OF SUSPENSION

SECTION 1299M EFFECT OF CANCELLATION

SECTION 1300
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SECTION 1307

SECTION 1300 INSPECTION OF BOOKS

SECTION 1301 LOCATION OF BOOKS ON COMPUTERS

SECTION 1302 LOCATION OF REGISTERS

SECTION 1303 COURT MAY COMPEL COMPLIANCE

SECTION 1304 TRANSLATIONS OF INSTRUMENTS

SECTION 1305 ADMISSIBILITY OF BOOKS IN EVIDENCE

SECTION 1306 FORM AND EVIDENTIARY VALUE OF BOOKS

SECTION 1307 FALSIFICATION OF BOOKS

SECTION 1308A
to
SECTION 1317

SECTION 1308A APPLICATION OF CRIMINAL CODE

SECTION 1308B FALSE OR MISLEADING STATEMENTS ABOUT SHARE CAPITAL

SECTION 1308 FALSE OR MISLEADING DOCUMENTS

SECTION 1309 FALSE INFORMATION ETC.

SECTION 1310 OBSTRUCTING OR HINDERING ASIC ETC.

SECTION 1311 GENERAL PENALTY PROVISIONS

SECTION 1311A PENALTY FOR COMMITTING AN OFFENCE

SECTION 1311B PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY AN INDIVIDUAL

SECTION 1311C PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY A BODY CORPORATE

SECTION 1311D MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED - OFFENCE

SECTION 1311E WHERE IS THE PENALTY FOR AN OFFENCE SPECIFIED?

SECTION 1311F IF NO PENALTY IS SPECIFIED

SECTION 1312 PENALTIES FOR BODIES CORPORATE

SECTION 1313 PENALTY NOTICES

SECTION 1313A OFFENCES COMMITTED PARTLY IN AND PARTLY OUT OF THE JURISDICTION

SECTION 1314 CONTINUING OFFENCES

SECTION 1315 PROCEEDINGS: HOW TAKEN

SECTION 1316 TIME FOR INSTITUTING CRIMINAL PROCEEDINGS

SECTION 1316A PRIVILEGE AGAINST SELF-INCRIMINATION NOT AVAILABLE TO BODIES CORPORATE IN CORPORATIONS ACT CRIMINAL PROCEEDINGS

SECTION 1317 CERTAIN PERSONS TO ASSIST IN PROSECUTIONS

SECTION 1317AA
to
SECTION 1317AK

SECTION 1317AA DISCLOSURES QUALIFYING FOR PROTECTION UNDER THIS PART

SECTION 1317AAA MEANING OF ELIGIBLE WHISTLEBLOWER

SECTION 1317AAB MEANING OF REGULATED ENTITY

SECTION 1317AAC MEANING OF ELIGIBLE RECIPIENT

SECTION 1317AAD PUBLIC INTEREST DISCLOSURE AND EMERGENCY DISCLOSURE

SECTION 1317AADA PERSONAL WORK-RELATED GRIEVANCES

SECTION 1317AAE CONFIDENTIALITY OF WHISTLEBLOWER ' S IDENTITY

SECTION 1317AB DISCLOSURE THAT QUALIFIES FOR PROTECTION NOT ACTIONABLE ETC.

SECTION 1317AC VICTIMISATION PROHIBITED

SECTION 1317AD COMPENSATION AND OTHER REMEDIES - CIRCUMSTANCES IN WHICH AN ORDER MAY BE MADE

SECTION 1317ADA MEANING OF DETRIMENT

SECTION 1317AE COMPENSATION AND OTHER REMEDIES - ORDERS THAT MAY BE MADE

SECTION 1317AF INTERACTION BETWEEN CIVIL PROCEEDINGS, CIVIL PENALTIES AND CRIMINAL OFFENCES

SECTION 1317AG IDENTIFYING INFORMATION NOT TO BE DISCLOSED ETC. TO COURTS OR TRIBUNALS

SECTION 1317AH COSTS ONLY IF PROCEEDINGS INSTITUTED VEXATIOUSLY ETC.

SECTION 1317AI WHISTLEBLOWER POLICIES

SECTION 1317AJ EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES

SECTION 1317AK REVIEW OF OPERATION OF WHISTLEBLOWER PROTECTIONS

SECTION 1317A
to
SECTION 1317D

SECTION 1317A DEFINITIONS

SECTION 1317B APPLICATIONS FOR REVIEW

SECTION 1317C EXCLUDED DECISIONS

SECTION 1317D NOTICE OF REVIEWABLE DECISION AND REVIEW RIGHTS

SECTION 1317DAAA
to
SECTION 1317DAJ

SECTION 1317DAAA MEANING OF COMPENSATION PROCEEDINGS

SECTION 1317DAA APPLICATION OF THIS PART TO DISCLOSING ENTITIES

SECTION 1317DAB PURPOSE AND EFFECT OF THIS PART

SECTION 1317DAC ISSUE OF INFRINGEMENT NOTICE

SECTION 1317DAD STATEMENT OF REASONS MUST BE GIVEN

SECTION 1317DAE MATTERS TO BE INCLUDED IN INFRINGEMENT NOTICE

SECTION 1317DAF EFFECT OF ISSUE AND COMPLIANCE WITH INFRINGEMENT NOTICE

SECTION 1317DAG EFFECT OF FAILURE TO COMPLY WITH INFRINGEMENT NOTICE

SECTION 1317DAH MEANING OF COMPLIANCE PERIOD

SECTION 1317DAI WITHDRAWAL OF INFRINGEMENT NOTICE

SECTION 1317DAJ PUBLICATION IN RELATION TO INFRINGEMENT NOTICES

SECTION 1317DAM
to
SECTION 1317DAV

SECTION 1317DAM WHEN AN INFRINGEMENT NOTICE MAY BE GIVEN

SECTION 1317DAN PROVISIONS SUBJECT TO AN INFRINGEMENT NOTICE

SECTION 1317DAP MATTERS TO BE INCLUDED IN AN INFRINGEMENT NOTICE

SECTION 1317DAPA GIVING INFRINGEMENT NOTICES IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS

SECTION 1317DAPB APPLICATION OF DIVISION

SECTION 1317DAQ PAYMENT PERIOD

SECTION 1317DAR EXTENSION OF TIME TO PAY AMOUNT

SECTION 1317DAS PAYMENT BY INSTALMENTS

SECTION 1317DAT WITHDRAWAL OF AN INFRINGEMENT NOTICE

SECTION 1317DATA APPLICATION OF DIVISION

SECTION 1317DATB PAYMENT PERIOD, EXTENSION OF TIME AND PAYMENT BY INSTALMENTS

SECTION 1317DATC WITHDRAWAL OF AN INFRINGEMENT NOTICE GIVEN BY A FINANCIAL SERVICES AND CREDIT PANEL

SECTION 1317DAU EFFECT OF PAYMENT OF AMOUNT

SECTION 1317DAV EFFECT OF THIS PART

SECTION 1317DA
to
SECTION 1317S

SECTION 1317DA DEFINITIONS

SECTION 1317E DECLARATION OF CONTRAVENTION OF A CIVIL PENALTY PROVISION

SECTION 1317F DECLARATION OF CONTRAVENTION IS CONCLUSIVE EVIDENCE

SECTION 1317G PECUNIARY PENALTY ORDERS

SECTION 1317GAA CIVIL ENFORCEMENT OF PECUNIARY PENALTY ORDER

SECTION 1317GAB RELINQUISHING THE BENEFIT DERIVED AND DETRIMENT AVOIDED FROM CONTRAVENING A CIVIL PENALTY PROVISION

SECTION 1317GAC CIVIL ENFORCEMENT OF RELINQUISHMENT ORDER

SECTION 1317GAD MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED - CIVIL PENALTY PROVISION

SECTION 1317GA REFUND ORDERS - CHARGING ONGOING FEE AFTER TERMINATION OF ARRANGEMENT

SECTION 1317GB REFUND ORDERS - CONTRAVENTIONS OF SECTION 962R OR 962S

SECTION 1317H COMPENSATION ORDERS - CORPORATION/SCHEME CIVIL PENALTY PROVISIONS

SECTION 1317HA COMPENSATION ORDERS - FINANCIAL SERVICES CIVIL PENALTY PROVISIONS

SECTION 1317HB COMPENSATION ORDERS - MARKET INTEGRITY RULES AND CLIENT MONEY REPORTING RULES

SECTION 1317HC COMPENSATION ORDERS - FINANCIAL BENCHMARK RULES OR COMPELLED FINANCIAL BENCHMARK RULES

SECTION 1317HE COMPENSATION ORDERS - PASSPORT RULES

SECTION 1317J WHO MAY APPLY FOR A DECLARATION OR ORDER

SECTION 1317K TIME LIMIT FOR APPLICATION FOR A DECLARATION OR ORDER

SECTION 1317L CIVIL EVIDENCE AND PROCEDURE RULES FOR DECLARATIONS OF CONTRAVENTION AND CIVIL PENALTY ORDERS

SECTION 1317M CIVIL PROCEEDINGS AFTER CRIMINAL PROCEEDINGS

SECTION 1317N CRIMINAL PROCEEDINGS DURING CIVIL PROCEEDINGS

SECTION 1317P CRIMINAL PROCEEDINGS AFTER CIVIL PROCEEDINGS

SECTION 1317Q EVIDENCE GIVEN IN PROCEEDINGS FOR PENALTY NOT ADMISSIBLE IN CRIMINAL PROCEEDINGS

SECTION 1317QA CONTINUING CONTRAVENTIONS OF CIVIL PENALTY PROVISIONS

SECTION 1317QB STATE OF MIND

SECTION 1317QC MISTAKE OF FACT

SECTION 1317QD EXCEPTIONS ETC. TO CIVIL PENALTY PROVISIONS - BURDEN OF PROOF

SECTION 1317QE CIVIL PENALTY PROVISIONS CONTRAVENED BY EMPLOYEES, AGENTS OR OFFICERS

SECTION 1317QF PREFERENCE MUST BE GIVEN TO COMPENSATE PERSONS WHO SUFFER DAMAGE AS A RESULT OF CONTRAVENTION

SECTION 1317R ASIC REQUIRING PERSON TO ASSIST

SECTION 1317S RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION

SECTION 1318
to
SECTION 1327

SECTION 1318 POWER TO GRANT RELIEF

SECTION 1319 POWER OF COURT TO GIVE DIRECTIONS WITH RESPECT TO MEETINGS ORDERED BY THE COURT

SECTION 1321 APPEALS FROM DECISIONS OF RECEIVERS, LIQUIDATORS ETC.

SECTION 1322 IRREGULARITIES

SECTION 1323 POWER OF COURT TO PROHIBIT PAYMENT OR TRANSFER OF MONEY, FINANCIAL PRODUCTS OR OTHER PROPERTY

SECTION 1324 INJUNCTIONS

SECTION 1324A PROVISIONS RELATING TO PROSECUTIONS

SECTION 1324B ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS

SECTION 1325 OTHER ORDERS

SECTION 1325A ORDERS IF CONTRAVENTION OF CHAPTER 6, 6A, 6B OR 6C

SECTION 1325B COURT MAY ORDER BIDDER TO MAKE OFFERS

SECTION 1325C UNFAIR OR UNCONSCIONABLE AGREEMENTS, PAYMENTS OR BENEFITS

SECTION 1325D CONTRAVENTION DUE TO INADVERTENCE ETC.

SECTION 1325E ORDERS TO SECURE COMPLIANCE

SECTION 1326 EFFECT OF SECTIONS 1323, 1324 AND 1325

SECTION 1327 POWER OF COURT TO PUNISH FOR CONTEMPT OF COURT

SECTION 1330
to
SECTION 1336

SECTION 1330 ASIC'S POWER TO INTERVENE IN PROCEEDINGS

SECTION 1331 CIVIL PROCEEDINGS NOT TO BE STAYED

SECTION 1332 STANDARD OF PROOF

SECTION 1333 EVIDENCE OF CONTRAVENTION

SECTION 1335 COSTS

SECTION 1336 VESTING OF PROPERTY

SECTION 1337A
to
SECTION 1338C

SECTION 1337A OPERATION OF DIVISION

SECTION 1337B JURISDICTION OF FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS

SECTION 1337C JURISDICTION OF FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1) AND STATE FAMILY COURTS

SECTION 1337D JURISDICTION OF COURTS (DECISIONS TO PROSECUTE AND RELATED CRIMINAL JUSTICE PROCESS DECISIONS MADE BY COMMONWEALTH OFFICERS)

SECTION 1337E JURISDICTION OF LOWER COURTS

SECTION 1337F APPEALS

SECTION 1337G COURTS TO ACT IN AID OF EACH OTHER

SECTION 1337H TRANSFER OF PROCEEDINGS BY THE FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS

SECTION 1337J TRANSFER OF PROCEEDINGS BY FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1) AND STATE FAMILY COURTS

SECTION 1337K TRANSFER OF PROCEEDINGS IN LOWER COURTS

SECTION 1337L FURTHER MATTERS FOR A COURT TO CONSIDER WHEN DECIDING WHETHER TO TRANSFER A PROCEEDING

SECTION 1337M TRANSFER MAY BE MADE AT ANY STAGE

SECTION 1337N TRANSFER OF DOCUMENTS

SECTION 1337P CONDUCT OF PROCEEDINGS

SECTION 1337Q RIGHTS OF APPEARANCE

SECTION 1337R LIMITATION ON APPEALS

SECTION 1337S RULES OF THE FEDERAL COURT

SECTION 1337T RULES OF THE SUPREME COURT

SECTION 1337U RULES OF THE FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1)

SECTION 1338A OPERATION OF DIVISION

SECTION 1338AA CRIMINAL JURISDICTION OF THE FEDERAL COURT

SECTION 1338B CRIMINAL JURISDICTION OF STATE AND TERRITORY COURTS

SECTION 1338C LAWS TO BE APPLIED

SECTION 1339
to
SECTION 1343A

SECTION 1339 ASIC TO DEAL WITH UNCLAIMED PROPERTY

SECTION 1340 NO LIABILITY TO PAY CALLS ON SHARES ETC.

SECTION 1341 ENTITLEMENT TO UNCLAIMED PROPERTY

SECTION 1342 COMMONWEALTH OR ASIC NOT LIABLE FOR LOSS OR DAMAGE

SECTION 1343 DISPOSAL OF SECURITIES IF WHEREABOUTS OF HOLDER UNKNOWN

SECTION 1343A DISPOSAL OF INTERESTS IN REGISTERED SCHEME IF WHEREABOUTS OF MEMBER UNKNOWN

SECTION 1344
to
SECTION 1350

SECTION 1344 USE OF ABN

SECTION 1345 EXCEPTIONAL CIRCUMSTANCES - GIVING DOCUMENTS

SECTION 1345A MINISTER MAY DELEGATE PRESCRIBED FUNCTIONS AND POWERS UNDER THIS ACT

SECTION 1346 NON-APPLICATION OF RULE AGAINST PERPETUITIES TO CERTAIN SCHEMES

SECTION 1348 OPERATION OF LIFE INSURANCE ACT

SECTION 1349 PRIVILEGE AGAINST EXPOSURE TO PENALTY - DISQUALIFICATION ETC.

SECTION 1350 COMPENSATION FOR COMPULSORY ACQUISITION

SECTION 1351
to
SECTION 1362

SECTION 1351 FEES ARE PAYABLE TO THE COMMONWEALTH

SECTION 1354 LODGMENT OF DOCUMENT WITHOUT PAYMENT OF FEE

SECTION 1355 DOING ACT WITHOUT PAYMENT OF FEE

SECTION 1356 EFFECT OF SECTIONS 1354 AND 1355

SECTION 1359 WAIVER AND REFUND OF FEES

SECTION 1360 DEBTS DUE TO THE COMMONWEALTH

SECTION 1362 PAYMENT OF FEE DOES NOT GIVE RIGHT TO INSPECT OR SEARCH

SECTION 1362A CORONAVIRUS KNOWN AS COVID-19

SECTION 1363
to
SECTION 1369A

SECTION 1363 DEFINITIONS

SECTION 1364 POWER TO MAKE REGULATIONS

SECTION 1365 SCOPE OF PARTICULAR REGULATIONS

SECTION 1366 VERIFYING OR CERTIFYING DOCUMENTS

SECTION 1367 DOCUMENTS LODGED BY AN AGENT

SECTION 1367A PUBLICATION IN THE PRESCRIBED MANNER

SECTION 1368 EXEMPTIONS FROM CHAPTER 6D OR 7

SECTION 1369 PENALTY NOTICES

SECTION 1369A STATE TERMINATION OF REFERENCE

SECTION 1370
to
SECTION 1409

SECTION 1370 OBJECT OF PART

SECTION 1371 DEFINITIONS

SECTION 1372 RELATIONSHIP OF PART WITH STATE VALIDATION ACTS

SECTION 1373 REFERENCES TO THINGS TAKEN OR DEEMED TO BE THE CASE ETC.

SECTION 1374 EXISTENCE OF SEVERAL VERSIONS OF OLD CORPORATIONS LEGISLATION DOES NOT RESULT IN THIS PART OPERATING TO TAKE SAME THING TO BE DONE SEVERAL TIMES UNDER NEW CORPORATIONS LEGISLATION ETC.

SECTION 1375 PENALTY UNITS IN RESPECT OF PRE-COMMENCEMENT CONDUCT REMAIN AT $ 100

SECTION 1376 CEASING TO BE A REFERRING STATE DOES NOT AFFECT PREVIOUS OPERATION OF THIS PART

SECTION 1377 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1378 EXISTING REGISTERED COMPANIES CONTINUE TO BE REGISTERED

SECTION 1379 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1380 OLD CORPORATIONS REGULATIONS CONTINUE TO HAVE EFFECT

SECTION 1381 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1382 DEFINITIONS

SECTION 1383 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - PROCEEDINGS OTHER THAN FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384A APPEALS ETC. IN RELATION TO SOME FORMER FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384B EFFECT OF DECISIONS AND ORDERS MADE IN FEDERAL CORPORATIONS PROCEEDINGS BEFORE COMMENCEMENT

SECTION 1385 REFERENCES TO PROCEEDINGS AND ORDERS IN THE NEW CORPORATIONS LEGISLATION

SECTION 1386 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1387 CERTAIN APPLICATIONS LAPSE ON THE COMMENCEMENT

SECTION 1388 CARRYING OVER THE PARTNERSHIPS AND ASSOCIATIONS APPLICATION ORDER

SECTION 1389 EVIDENTIARY CERTIFICATES

SECTION 1390 PRESERVATION OF NOMINATION OF BODY CORPORATE AS SEGC

SECTION 1391 PRESERVATION OF IDENTIFICATION OF SATISFACTORY RECORDS

SECTION 1392 RETENTION OF INFORMATION OBTAINED UNDER OLD CORPORATIONS LEGISLATION OF NON-REFERRING STATE

SECTION 1393 TRANSITIONAL PROVISIONS RELATING TO SECTION 1351 FEES

SECTION 1394 TRANSITIONAL PROVISIONS RELATING TO SECURITIES EXCHANGE FIDELITY FUND LEVIES

SECTION 1395 TRANSITIONAL PROVISIONS RELATING TO NATIONAL GUARANTEE FUND LEVIES

SECTION 1396 TRANSITIONAL PROVISIONS RELATING TO FUTURES ORGANISATION FIDELITY FUND LEVIES

SECTION 1397 LIMITATIONS ON SCOPE OF THIS DIVISION

SECTION 1398 PROVISIONS OF THIS DIVISION MAY HAVE AN OVERLAPPING EFFECT

SECTION 1399 THINGS DONE BY ETC. CARRIED OVER PROVISIONS CONTINUE TO HAVE EFFECT

SECTION 1400 CREATION OF EQUIVALENT RIGHTS AND LIABILITIES TO THOSE THAT EXISTED BEFORE THE COMMENCEMENT UNDER CARRIED OVER PROVISIONS OF THE OLD CORPORATIONS LEGISLATION

SECTION 1401 CREATION OF EQUIVALENT RIGHTS AND LIABILITIES TO THOSE THAT EXISTED BEFORE THE COMMENCEMENT UNDER REPEALED PROVISIONS OF THE OLD CORPORATIONS LEGISLATION

SECTION 1402 OLD CORPORATIONS LEGISLATION TIME LIMITS ETC.

SECTION 1403 PRESERVATION OF SIGNIFICANCE ETC. OF EVENTS OR CIRCUMSTANCES

SECTION 1404 REFERENCES IN THE NEW CORPORATIONS LEGISLATION GENERALLY INCLUDE REFERENCES TO EVENTS, CIRCUMSTANCES OR THINGS THAT HAPPENED OR AROSE BEFORE THE COMMENCEMENT

SECTION 1405 REFERENCES IN THE NEW CORPORATIONS LEGISLATION TO THAT LEGISLATION OR THE NEW ASIC LEGISLATION GENERALLY INCLUDE REFERENCES TO CORRESPONDING PROVISIONS OF THE OLD CORPORATIONS LEGISLATION OR OLD ASIC LEGISLATION

SECTION 1406 CARRYING OVER REFERENCES TO CORRESPONDING PREVIOUS LAWS

SECTION 1407 REFERENCES TO OLD CORPORATIONS LEGISLATION IN INSTRUMENTS

SECTION 1408 OLD TRANSITIONAL PROVISIONS CONTINUE TO HAVE THEIR EFFECT

SECTION 1409 REGULATIONS MAY DEAL WITH TRANSITIONAL MATTERS

SECTION 1410
to
SECTION 1445

SECTION 1410 DEFINITIONS

SECTION 1411 WHEN IS A MARKET BEING OPERATED IMMEDIATELY BEFORE THE FSR COMMENCEMENT ?

SECTION 1412 TREATMENT OF PROPOSED MARKETS THAT HAVE NOT STARTED TO OPERATE BY THE FSR COMMENCEMENT

SECTION 1413 OBLIGATION OF MINISTER TO GRANT LICENCES COVERING MAIN EXISTING MARKETS

SECTION 1414 SECTION 1413 MARKETS - EFFECT OF LICENCES AND CONDITIONS

SECTION 1415 SECTION 1413 MARKETS - PRESERVATION OF OLD CORPORATIONS ACT PROVISIONS DURING TRANSITION PERIOD

SECTION 1416 SECTION 1413 MARKETS - POWERS FOR REGULATIONS TO CHANGE HOW THE OLD AND NEW CORPORATIONS ACT APPLY DURING THE TRANSITION PERIOD

SECTION 1417 SECTION 1413 MARKETS - ADDITIONAL PROVISIONS RELATING TO PREVIOUSLY UNREGULATED SERVICES

SECTION 1418 TREATMENT OF EXEMPT STOCK MARKETS AND EXEMPT FUTURES MARKETS (OTHER THAN MARKETS WITH NO IDENTIFIABLE SINGLE OPERATOR)

SECTION 1419 TREATMENT OF EXEMPT STOCK MARKETS AND EXEMPT FUTURES MARKETS THAT DO NOT HAVE A SINGLE IDENTIFIABLE OPERATOR

SECTION 1420 TREATMENT OF STOCK MARKETS OF APPROVED SECURITIES ORGANISATIONS

SECTION 1421 TREATMENT OF SPECIAL STOCK MARKETS FOR UNQUOTED INTERESTS IN A REGISTERED SCHEME

SECTION 1422 TREATMENT OF OTHER MARKETS THAT WERE NOT UNAUTHORISED

SECTION 1423 WHEN IS A CLEARING AND SETTLEMENT FACILITY BEING OPERATED IMMEDIATELY BEFORE THE FSR COMMENCEMENT ?

SECTION 1424 TREATMENT OF PROPOSED CLEARING AND SETTLEMENT FACILITIES THAT HAVE NOT STARTED TO OPERATE BY THE FSR COMMENCEMENT

SECTION 1424A TREATMENT OF UNREGULATED CLEARING AND SETTLEMENT FACILITIES OPERATED BY HOLDERS OF OLD CORPORATIONS ACT APPROVALS

SECTION 1425 OBLIGATION OF MINISTER TO GRANT LICENCES COVERING MAIN EXISTING FACILITIES

SECTION 1426 SECTION 1425 FACILITIES - EFFECT OF LICENCES AND CONDITIONS

SECTION 1427 SECTION 1425 FACILITIES - POWERS FOR REGULATIONS TO CHANGE HOW THE OLD AND NEW CORPORATIONS ACT APPLY DURING THE TRANSITION PERIOD

SECTION 1428 SECTION 1425 FACILITIES - ADDITIONAL PROVISIONS RELATING TO PREVIOUSLY UNREGULATED SERVICES

SECTION 1429 TREATMENT OF OTHER CLEARING AND SETTLEMENT FACILITIES

SECTION 1430 MEANING OF REGULATED PRINCIPAL , REGULATED ACTIVITIES AND RELEVANT OLD LEGISLATION

SECTION 1431 PARTS 7.6, 7.7 AND 7.8 OF THE AMENDED CORPORATIONS ACT GENERALLY DO NOT APPLY TO A REGULATED PRINCIPAL DURING THE TRANSITION PERIOD

SECTION 1432 CONTINUED APPLICATION OF RELEVANT OLD LEGISLATION

SECTION 1433 STREAMLINED LICENSING PROCEDURE FOR CERTAIN REGULATED PRINCIPALS

SECTION 1434 SPECIAL LICENCES FOR INSURANCE MULTI-AGENTS DURING FIRST 2 YEARS AFTER FSR COMMENCEMENT

SECTION 1435 LICENSING DECISIONS MADE WITHIN THE FIRST 2 YEARS OF THE FSR COMMENCEMENT - REGARD MAY BE HAD TO CONDUCT AND EXPERIENCE OF APPLICANT OR RELATED BODY CORPORATE THAT CURRENTLY PROVIDES SAME OR SIMILAR SERVICES

SECTION 1436 TREATMENT OF REPRESENTATIVES - GENERAL

SECTION 1436A TREATMENT OF REPRESENTATIVES - INSURANCE AGENTS

SECTION 1437 EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 1438 NEW PRODUCT DISCLOSURE PROVISIONS DO NOT APPLY TO EXISTING PRODUCTS DURING TRANSITION PERIOD

SECTION 1439 OFFENCES AGAINST NEW PRODUCT DISCLOSURE PROVISIONS - ADDITIONAL ELEMENT FOR PROSECUTION TO PROVE IF CONDUCT OCCURS AFTER OPTING-IN AND BEFORE THE END OF THE FIRST 2 YEARS

SECTION 1440 CONTINUED APPLICATION OF CERTAIN PROVISIONS OF OLD DISCLOSURE REGIMES DURING TRANSITION PERIOD

SECTION 1441 CERTAIN PERSONS WHO ARE NOT YET COVERED BY PARTS 7.6, 7.7 AND 7.8 OF THE AMENDED CORPORATIONS ACT ARE REQUIRED TO COMPLY WITH PART 7.9 OBLIGATIONS AS IF THEY WERE REGULATED PERSONS

SECTION 1442 EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 1442A DEFERRED APPLICATION OF HAWKING PROHIBITION

SECTION 1442B DEFERRED APPLICATION OF CONFIRMATION OF TRANSACTION AND COOLING-OFF PROVISIONS ETC.

SECTION 1443 DEFINITIONS

SECTION 1444 REGULATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS

SECTION 1445 ASIC DETERMINATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS

SECTION 1446
to
SECTION 1448

SECTION 1446 APPLICATION OF SUBPARAGRAPH 262(1)(g)(iii)

SECTION 1447 APPLICATION OF SECTIONS 601AB AND 601PB

SECTION 1448 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 4 TO THE CORPORATIONS LEGISLATION AMENDMENT ACT 2003

SECTION 1449
to
SECTION 1452

SECTION 1449 DEFINITION

SECTION 1450 APPLICATION OF PART 10.2 TO CHAPTER 7 AS AMENDED BY SCHEDULE 2 TO THE AMENDING ACT

SECTION 1451 PROVISIONS RELATING TO THE SCOPE OF THE AMENDMENTS OF CHAPTER 7 MADE BY SCHEDULE 2

SECTION 1452 AMENDMENTS OF SECTION 1274

SECTION 1453
to
SECTION 1471

SECTION 1453 DEFINITIONS

SECTION 1454 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITING STANDARDS AND AUDIT WORKING PAPERS RETENTION RULES)

SECTION 1455 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (ADOPTION OF AUDITING STANDARDS MADE BY ACCOUNTING PROFESSION BEFORE COMMENCEMENT)

SECTION 1456 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NEW COMPETENCY STANDARD PROVISIONS)

SECTION 1457 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NEW ANNUAL STATEMENT REQUIREMENTS FOR AUDITORS)

SECTION 1458 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (IMPOSITION OF CONDITIONS ON EXISTING REGISTRATION AS COMPANY AUDITOR)

SECTION 1459 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (APPLICATION OF ITEMS 62 AND 63)

SECTION 1460 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NON-AUDIT SERVICES DISCLOSURE)

SECTION 1461 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR APPOINTMENT)

SECTION 1462 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR INDEPENDENCE)

SECTION 1463 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR ROTATION)

SECTION 1464 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (LISTED COMPANY AGMs)

SECTION 1465 SCHEDULE 2 TO THE AMENDING ACT (FINANCIAL REPORTING)

SECTION 1466A SCHEDULE 2A TO THE AMENDING ACT (TRUE AND FAIR VIEW)

SECTION 1466 SCHEDULE 3 TO THE AMENDING ACT (PROPORTIONATE LIABILITY)

SECTION 1467 SCHEDULE 4 TO THE AMENDING ACT (ENFORCEMENT)

SECTION 1468 SCHEDULE 5 TO THE AMENDING ACT (REMUNERATION OF DIRECTORS AND EXECUTIVES)

SECTION 1469 SCHEDULE 6 TO THE AMENDING ACT (CONTINUOUS DISCLOSURE)

SECTION 1470 SCHEDULE 7 TO THE AMENDING ACT (DISCLOSURE RULES)

SECTION 1471 SCHEDULE 8 TO THE AMENDING ACT (SHAREHOLDER PARTICIPATION AND INFORMATION)

SECTION 1478 APPLICATION OF AMENDMENTS OF THE TAKEOVERS PROVISIONS

SECTION 1479
to
SECTION 1483

SECTION 1479 DEFINITION

SECTION 1480 SCHEDULE 1 TO THE AMENDING ACT (IMPROVING OUTCOMES FOR CREDITORS)

SECTION 1481 SCHEDULE 2 TO THE AMENDING ACT (DETERRING CORPORATE MISCONDUCT)

SECTION 1482 SCHEDULE 3 TO THE AMENDING ACT (IMPROVING REGULATION OF INSOLVENCY PRACTITIONERS)

SECTION 1483 SCHEDULE 4 TO THE AMENDING ACT (FINE-TUNING VOLUNTARY ADMINISTRATION)

SECTION 1484 DECLARATIONS UNDER PARAGRAPH 1020F(1)(c) RELATING TO SHORT SELLING

SECTION 1485
to
SECTION 1486

SECTION 1485 APPLICATION OF NEW SUBSECTION 206B(6)

SECTION 1486 APPLICATION OF NEW SECTION 206EAA

SECTION 1487
to
SECTION 1498

SECTION 1487 DEFINITIONS

SECTION 1488 APPLICATION OF AMENDMENTS - GENERAL

SECTION 1489 APPLICATIONS OF AMENDMENTS - APPLICATION FOR AND GRANT OF LICENCES ETC. AUTHORISING MARGIN LENDING FINANCIAL SERVICES

SECTION 1490 APPLICATION OF AMENDMENTS - BETWEEN 6 AND 12 MONTHS AFTER COMMENCEMENT

SECTION 1491 ACQUISITION OF PROPERTY

SECTION 1492 REGULATIONS

SECTION 1493 DEFINITIONS

SECTION 1494 TRANSITIONAL PROVISIONS RELATING TO LIMIT ON CONTROL OF TRUSTEE COMPANIES

SECTION 1495 TRANSITIONAL PROVISIONS RELATING TO THE AMENDMENTS OF CHAPTER 7

SECTION 1496 GENERAL POWER FOR REGULATIONS TO DEAL WITH TRANSITIONAL MATTERS

SECTION 1497 DEFINITIONS

SECTION 1498 APPLICATION OF AMENDMENTS

SECTION 1498A
to
SECTION 1510

SECTION 1498A COMMENCEMENT OF PROVISIONS IN PART 10.13

SECTION 1499 DEFINITIONS

SECTION 1500 CHARGES, LIENS AND PLEDGES - CONTINUATION OF RESTRICTION OF REFERENCES

SECTION 1501 CHARGES, LIENS, PLEDGES AND THIRD PARTY PROPERTY - APPLICATION

SECTION 1501A REFERENCES TO THE WHOLE OR SUBSTANTIALLY THE WHOLE OF A COMPANY ' S PROPERTY

SECTION 1501B CONSTRUCTIVE NOTICE OF REGISTRABLE CHARGES

SECTION 1502 REPEAL OF CHAPTER 2K (CHARGES) - GENERAL

SECTION 1503 REPEAL OF CHAPTER 2K (CHARGES) - CESSATION OF REQUIREMENTS IN RELATION TO DOCUMENTS OR NOTICES

SECTION 1504 REPEAL OF CHAPTER 2K (CHARGES) - APPLICATION OF SECTION 266

SECTION 1505 REPEAL OF CHAPTER 2K (CHARGES) - CESSATION OF COMPANY REGISTRATION REQUIREMENTS

SECTION 1506 REPEAL OF CHAPTER 2K (CHARGES) - PRIORITY BETWEEN REGISTRABLE CHARGES

SECTION 1507 NEW SECTION 440B (RESTRICTIONS ON THIRD PARTY PROPERTY RIGHTS)

SECTION 1508 NEW SUBSECTION 442CB(1) (ADMINISTRATOR ' S DUTY OF CARE)

SECTION 1509 NEW SECTION 588FP (SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID)

SECTION 1510 WINDING UP APPLIED FOR BEFORE THE COMMENCEMENT TIME

SECTION 1510A
to
SECTION 1510B

SECTION 1510A DEFINITION

SECTION 1510B APPLICATION OF PART 1 OF SCHEDULE 1 TO THE AMENDING ACT

SECTION 1511
to
SECTION 1513

SECTION 1511 DEFINITION

SECTION 1512 APPLICATION OF AMENDMENTS

SECTION 1513 REGULATIONS MAY DEAL WITH TRANSITIONAL MATTERS

SECTION 1516 APPLICATION OF AMENDMENTS

SECTION 1517
to
SECTION 1525

SECTION 1517 APPLICATION OF SUBDIVISION B OF DIVISION 1 OF PART 2D.3

SECTION 1518 APPLICATION OF SECTIONS 206J, 206K, 206L AND 206M

SECTION 1519 APPLICATION OF SUBSECTION 249L(2)

SECTION 1520 APPLICATION OF SECTION 250BB

SECTION 1521 APPLICATION OF SECTION 250BC

SECTION 1522 APPLICATION OF SECTION 250BD

SECTION 1523 APPLICATION OF SUBSECTIONS 250R(4) TO (10)

SECTION 1524 APPLICATION OF DIVISION 9 OF PART 2G.2

SECTION 1525 APPLICATION OF AMENDMENTS OF SECTION 300A

SECTION 1526
to
SECTION 1531E

SECTION 1526 DEFINITIONS

SECTION 1527 APPLICATION OF BEST INTERESTS OBLIGATIONS

SECTION 1528 APPLICATION OF BAN ON CONFLICTED REMUNERATION

SECTION 1529 APPLICATION OF BAN ON OTHER REMUNERATION - VOLUME-BASED SHELF-SPACE FEES

SECTION 1530 SECTION 1350 DOES NOT APPLY TO REGULATIONS MADE FOR THE PURPOSES OF SUBSECTION 1528(2) OR 1529(2)

SECTION 1531 APPLICATION OF BAN ON OTHER REMUNERATION - ASSET-BASED FEES ON BORROWED AMOUNTS

SECTION 1531A DEFINITIONS

SECTION 1531B BEST INTERESTS OBLIGATION

SECTION 1531C RENEWAL NOTICES (OPT-IN REQUIREMENT)

SECTION 1531D DISCLOSURE STATEMENTS

SECTION 1531E CONFLICTED REMUNERATION

SECTION 1532
to
SECTION 1535

SECTION 1532 DEFINITION

SECTION 1533 PART 1 OF SCHEDULE 1 TO THE AMENDING ACT (WINDING UP BY ASIC)

SECTION 1534 PART 2 OF SCHEDULE 1 TO THE AMENDING ACT (PUBLICATION REQUIREMENTS)

SECTION 1535 PART 3 OF SCHEDULE 1 TO THE AMENDING ACT (MISCELLANEOUS AMENDMENTS)

SECTION 1536
to
SECTION 1537

SECTION 1536 DEFINITIONS

SECTION 1537 APPLICATION OF AMENDMENTS RELATING TO ANNUAL TRANSPARENCY REPORTS

SECTION 1538 COURTS ETC. MAY HAVE REGARD TO FINANCIAL REPORTING PANEL REPORT

SECTION 1538A
to
SECTION 1538B

SECTION 1538A APPLICATION OF AMENDMENTS RELATING TO CONTRIBUTIONS TO A FUND OR SCHEME

SECTION 1538B APPLICATION OF AMENDMENTS RELATING TO STATEMENTS OF ADVICE

SECTION 1539
to
SECTION 1541

SECTION 1539 APPLICATION OF SECTION 1017BA (OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE)

SECTION 1540 APPLICATION OF SUBSECTION 1017BB(1) (OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS OF SUPERANNUATION ENTITIES PUBLICLY AVAILABLE)

SECTION 1541 APPLICATION OF SECTION 1017BC (OBLIGATION TO PROVIDE INFORMATION RELATING TO INVESTMENT OF ASSETS OF SUPERANNUATION ENTITIES)

SECTION 1541A APPLICATION OF AMENDMENTS RELATING TO PORTFOLIO HOLDINGS DISCLOSURE

SECTION 1542
to
SECTION 1546

SECTION 1542 DEFINITION

SECTION 1543 TRANSITIONAL - CARBON UNITS ISSUED BEFORE THE DESIGNATED CARBON UNIT DAY

SECTION 1544 TRANSITIONAL - VARIATION OF CONDITIONS ON AUSTRALIAN FINANCIAL SERVICES LICENCES

SECTION 1545 TRANSITIONAL - IMMEDIATE CANCELLATION OF AUSTRALIAN FINANCIAL SERVICES LICENCES

SECTION 1546 TRANSITIONAL - STATEMENTS OF REASONS FOR CANCELLATION OF AUSTRALIAN FINANCIAL SERVICES LICENCES

SECTION 1546A
to
Division 4 - Review

SECTION 1546A DEFINITIONS

SECTION 1546B EXISTING PROVIDERS TO MEET CERTAIN EDUCATION AND TRAINING STANDARDS

SECTION 1546C APPLICATION OF LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE AND OFFENCE

SECTION 1546D APPLICATION OF REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS

SECTION 1546E APPLICATION OF CONTINUING PROFESSIONAL DEVELOPMENT STANDARD FOR RELEVANT PROVIDERS

SECTION 1546F APPLICATION OF CODE OF ETHICS TO RELEVANT PROVIDERS

SECTION 1546G APPLICATION OF OBLIGATIONS IN RELATION TO COMPLIANCE SCHEMES

SECTION 1546H APPLICATION OF OBLIGATION FOR STANDARDS BODY TO PUBLISH ANNUAL REPORT

SECTION 1546J APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER

SECTION 1546K APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT RELEVANT PROVIDER ' S PRINCIPAL PLACE OF BUSINESS

SECTION 1546L APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS LICENSEE

SECTION 1546M APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS NOT LICENSEE

SECTION 1546N APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT PROVISIONAL RELEVANT PROVIDER ' S WORK AND TRAINING

SECTION 1546P APPLICATION OF ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER

SECTION 1546Q APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 1546R APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 1546S APPLICATION OF OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES

SECTION 1546T APPLICATION OF REQUIREMENTS RELATING TO REGISTER OF RELEVANT PROVIDERS

SECTION 1546U RELEVANT PROVIDER NUMBERS GIVEN BEFORE COMMENCEMENT

SECTION 1546V CONTINUATION OF REGISTER OF RELEVANT PROVIDERS

SECTION 1546W OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION

SECTION 1546X OBLIGATION TO NOTIFY ASIC OF CPD YEAR

SECTION 1546Y OBLIGATION TO NOTIFY THE REGISTRAR WHEN EXAMS PASSED

SECTION 1546Z OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION AFTER BANNING ORDER

SECTION 1546ZA OFFENCE FOR FAILING TO LODGE TRANSITIONAL NOTICES

Division 4 - Review

SECTION 1547
to
SECTION 1549

SECTION 1547 DEFINITIONS

SECTION 1548 APPLICATION OF AMENDMENTS RELATING TO CALLING OF GENERAL MEETINGS

SECTION 1549 APPLICATION OF AMENDMENTS RELATING TO DIRECTORS ' REPORTS FOR LISTED COMPANIES

SECTION 1549A
to
SECTION 1549B

SECTION 1549A DEFINITIONS

SECTION 1549B APPLICATIONS OF AMENDMENTS RELATING TO LIFE RISK INSURANCE PRODUCTS

SECTION 1550
to
SECTION 1634

SECTION 1550 SIMPLIFIED OUTLINE OF THIS PART

SECTION 1551 DEFINITIONS

SECTION 1552 APPLICATIONS FOR REGISTRATION UNDER THE OLD ACT

SECTION 1553 PERSONS REGISTERED UNDER THE OLD ACT CONTINUE TO BE REGISTERED UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1554 OLD ACT REGISTRANT ' S DETAILS

SECTION 1555 PERIOD OF OLD ACT REGISTRANT ' S REGISTRATION UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1556 CONDITIONS FOR OLD ACT REGISTRANTS - CONDITIONS UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1557 CURRENT CONDITIONS FOR OLD ACT REGISTRANTS - UNDERTAKINGS UNDER THE OLD ACT

SECTION 1558 CURRENT CONDITIONS FOR OLD ACT REGISTRANTS - UNDERTAKINGS UNDER THE ASIC ACT

SECTION 1559 OLD ACT REGISTRANT REGISTERED AS LIQUIDATOR OF A SPECIFIED BODY CORPORATE

SECTION 1560 OLD ACT REGISTRANT CHOOSES NOT TO RENEW

SECTION 1561 APPLICATION OF OBLIGATION TO LODGE ANNUAL LIQUIDATOR RETURNS

SECTION 1562 NOTICE OF SIGNIFICANT EVENTS

SECTION 1563 REQUEST FOR CANCELLATION MADE BEFORE THE COMMENCEMENT DAY

SECTION 1564 DECISION TO CANCEL REGISTRATION MADE BEFORE THE COMMENCEMENT DAY

SECTION 1565 MATTERS NOT DEALT WITH BY THE BOARD BEFORE THE COMMENCEMENT DAY

SECTION 1566 MATTERS DEALT WITH BY THE BOARD BEFORE THE COMMENCEMENT DAY

SECTION 1567 MATTERS WHICH THE BOARD REFUSES TO DEAL WITH BEFORE THE COMMENCEMENT DAY

SECTION 1568 BOARD CONSIDERING TERMINATING SUSPENSION BEFORE THE COMMENCEMENT DAY

SECTION 1569 SHARING INFORMATION BETWEEN THE BOARD AND COMMITTEES

SECTION 1570 DIRECTION TO COMPLY WITH REQUIREMENT TO LODGE DOCUMENTS ETC.

SECTION 1571 SUSPENSION BY ASIC UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1572 CANCELLATION BY ASIC UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1573 SHOW-CAUSE NOTICE UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1574 LIFTING OR SHORTENING SUSPENSION UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1575 ACTION INITIATED BY INDUSTRY BODIES

SECTION 1576 APPLICATION OF COURT POWERS UNDER SECTION 45-1 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 1577 POWERS TO DEAL WITH REGISTRATION UNDER THE OLD ACT ON OR AFTER THE COMMENCEMENT DAY

SECTION 1578 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 1579 APPLICATION OF PART 3 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULES

SECTION 1580 APPLICATION OF DIVISION 60 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE

SECTION 1581 OLD ACT CONTINUES TO APPLY IN RELATION TO REMUNERATION FOR ADMINISTRATORS ALREADY APPOINTED

SECTION 1582 DUTIES OF ADMINISTRATORS RELATING TO REMUNERATION AND OTHER BENEFITS

SECTION 1583 OLD ACT CONTINUES TO APPLY IN RELATION TO ANY RIGHT OF INDEMNITY

SECTION 1584 APPLICATION OF NEW PROVISIONS ABOUT VACANCIES OF COURT-APPOINTED LIQUIDATOR

SECTION 1585 APPLICATION OF NEW PROVISIONS ABOUT EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION

SECTION 1586 APPLICATION OF DIVISION 65 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE

SECTION 1587 ADMINISTRATION ACCOUNT

SECTION 1588 PAYING MONEY INTO ADMINISTRATION ACCOUNT

SECTION 1589 PAYING MONEY OUT OF ADMINISTRATION ACCOUNT

SECTION 1590 HANDLING SECURITIES

SECTION 1591 APPLICATION OF DIVISION 70 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE

SECTION 1592 ACCOUNTS AND ADMINISTRATION RETURNS

SECTION 1593 ADMINISTRATION BOOKS

SECTION 1594 AUDIT OF ADMINISTRATION BOOKS

SECTION 1595 TRANSFER OF ADMINISTRATION BOOKS

SECTION 1596 RETENTION AND DESTRUCTION OF ADMINISTRATION BOOKS

SECTION 1597 GIVING INFORMATION TO CREDITORS ETC.

SECTION 1598 COMMONWEALTH MAY REQUEST INFORMATION

SECTION 1599 REPORTING TO ASIC

SECTION 1600 OLD ACT CONTINUES TO APPLY IN RELATION TO NOTICES TO REMEDY DEFAULT

SECTION 1601 APPLICATION OF DIVISION 75 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE

SECTION 1602 EXTERNAL ADMINISTRATOR MUST CONVENE MEETINGS IN CERTAIN CIRCUMSTANCES

SECTION 1603 OLD ACT CONTINUES TO APPLY IN RELATION TO REPORTING FOR FIRST YEAR OF ADMINISTRATION

SECTION 1604 OLD ACT CONTINUES TO APPLY TO THE DEREGISTRATION OF COMPANIES

SECTION 1605 OLD ACT CONTINUES TO APPLY FOR CERTAIN MEETINGS CONVENED ETC. BEFORE COMMENCEMENT DAY

SECTION 1606 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY OR ON CASTING VOTE - COURT POWERS

SECTION 1607 APPLICATION OF DIVISION 80 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULES

SECTION 1608 APPOINTING COMMITTEES OF INSPECTION

SECTION 1609 OLD ACT CONTINUES TO APPLY TO CERTAIN REPORTS BY ADMINISTRATOR

SECTION 1610 MEMBERSHIP OF CONTINUED COMMITTEES

SECTION 1611 VALIDITY OF APPOINTMENT UNDER SECTION 548 OF THE OLD ACT NOT AFFECTED BY LACK OF SEPARATE MEETING OF CONTRIBUTORIES

SECTION 1612 CONTINUED APPLICATION OF DIRECTIONS BY CREDITORS OR COMMITTEES UNDER THE OLD ACT

SECTION 1613 COMMITTEE OF INSPECTION MAY REQUEST INFORMATION

SECTION 1614 DUTIES OF MEMBERS OF COMMITTEE OF INSPECTION AND CREDITORS RELATING TO PROFITS AND ADVANTAGES ETC.

SECTION 1615 APPLICATION OF DIVISION 90 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE

SECTION 1616 APPLICATION OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) PROVISIONS THAT CONFLICT WITH OLD ACT COURT ORDERS - GENERAL RULE

SECTION 1617 OLD ACT CONTINUES TO APPLY IN RELATION TO ONGOING PROCEEDINGS BEFORE A COURT - GENERAL RULE

SECTION 1618 COURT POWERS TO INQUIRE INTO AND MAKE ORDERS

SECTION 1619 REVIEW BY ANOTHER REGISTERED LIQUIDATOR

SECTION 1620 REMOVAL BY CREDITORS

SECTION 1621 ADMINISTRATIVE APPEALS TRIBUNAL OR ADMINISTRATIVE REVIEW TRIBUNAL PROCEEDINGS

SECTION 1622 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY OR ON CASTING VOTE - COURT POWERS

SECTION 1623 RETURNS AND ACCOUNTS BY CONTROLLERS

SECTION 1624 TRANSFER OF BOOKS BY A CONTROLLER TO A NEW CONTROLLER OR ASIC

SECTION 1625 OFFICERS REPORTING TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS

SECTION 1626 LODGING NOTICE OF EXECUTION OF A DEED OF COMPANY ARRANGEMENT

SECTION 1627 OFFICE OF LIQUIDATOR APPOINTED BY THE COURT

SECTION 1628 REPORT AS TO COMPANY ' S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR

SECTION 1629 ORDERS FOR RELEASE OR DEREGISTRATION

SECTION 1630 MEETING RELATING TO THE VOLUNTARY WINDING UP OF A COMPANY

SECTION 1631 POOLING DETERMINATIONS

SECTION 1632 ELECTRONIC METHODS OF GIVING OR SENDING CERTAIN NOTICES

SECTION 1633 DEREGISTRATION FOLLOWING WINDING UP

SECTION 1634 REGULATIONS

SECTION 1635 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 3 TO THE INSOLVENCY LAW REFORM ACT 2016

SECTION 1636A
to
SECTION 1637

SECTION 1636A APPLICATION OF SUBSECTIONS 981D(2) AND 984B(3)

SECTION 1637 APPLICATION OF SUBPARAGRAPH 1274(2)(a)(iva) AND SUBSECTIONS 1274(2AA) AND (2AB)

SECTION 1639
to
SECTION 1642

SECTION 1639 DEFINITIONS

SECTION 1640 APPLICATION - OBLIGATION TO COMPLY WITH RULES ABOUT FINANCIAL BENCHMARKS

SECTION 1641 APPLICATION - OFFENCES RELATING TO MANIPULATION OF FINANCIAL BENCHMARKS

SECTION 1642 APPLICATION - EXTENDED MEANING OF FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS FOR PART 7.10

SECTION 1643 APPLICATION OF AMENDMENTS

SECTION 1644
to
SECTION 1644A

SECTION 1644 APPLICATION OF AMENDMENTS

SECTION 1644A APPLICATION OF AMENDMENTS RELATING TO PENALTIES

SECTION 1645
to
SECTION 1646

SECTION 1645 SAVING DELEGATIONS

SECTION 1646 DECISIONS TO GIVE, WITHDRAW OR NOT WITHDRAW A NOTICE UNDER SUBSECTION 1313(1)

SECTION 1647
to
SECTION 1649

SECTION 1647 APPLICATION - PROTECTION OF EMPLOYEE ENTITLEMENTS

SECTION 1648 APPLICATION - CONTRIBUTION ORDERS

SECTION 1649 APPLICATION - DIRECTOR DISQUALIFICATION

SECTION 1650
to
SECTION 1650D

SECTION 1650 DEFINITIONS

SECTION 1650A VALIDATION OF ACTS OR THINGS DONE DURING INTERIM PERIOD

SECTION 1650B APPLICATION OF AMENDMENTS

SECTION 1650C THINGS STARTED BUT NOT FINISHED BY ASIC

SECTION 1650D REGISTER OF LIQUIDATORS

SECTION 1653 DIRECTOR IDENTIFICATION NUMBERS

SECTION 1655
to
SECTION 1660

SECTION 1655 DEFINITIONS

SECTION 1656 APPLICATION - OFFENCES

SECTION 1657 APPLICATION - CIVIL PENALTY PROVISIONS

SECTION 1658 APPLICATION - OFFENCE PROVISIONS REPEALED AND SUBSTITUTED WITH CONDUCT RULES WITH MULTIPLE CONSEQUENCES

SECTION 1659 APPLICATION - INFRINGEMENT NOTICES

SECTION 1660 APPLICATION - DEFINITION OF DISHONESTY

SECTION 1661 APPLICATION OF AMENDMENTS

SECTION 1662 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (MUTUAL REFORMS) ACT 2019

SECTION 1663
to
SECTION 1665

SECTION 1663 DEFINITIONS

SECTION 1664 APPLICATION - EXISTING FINANCIAL SERVICES LICENSEE

SECTION 1665 APPLICATION - APPLICATIONS MADE BEFORE COMMENCEMENT

SECTION 1666
to
SECTION 1667

SECTION 1666 APPLICATION - CONDUCT ETC. RELEVANT TO NEW BANNING AND DISQUALIFICATION ORDERS

SECTION 1667 TRANSITIONAL - EXISTING BANNING AND DISQUALIFICATION ORDERS

SECTION 1668 TRANSITIONAL - DELEGATIONS

SECTION 1669 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 12 TO THE CORONAVIRUS ECONOMIC RESPONSE PACKAGE OMNIBUS ACT 2020

SECTION 1670 APPLICATION OF REFERENCE CHECKING AND INFORMATION SHARING PROTOCOL

SECTION 1671
to
SECTION 1671E

SECTION 1671 DEFINITIONS

SECTION 1671A CONTINUED APPLICATION OF PARAGRAPH 601FC(1)(l) AND SECTION 912D

SECTION 1671B APPLICATION OF SECTIONS 912DAA AND 912DAB

SECTION 1671C APPLICATION OF SECTION 912DAC

SECTION 1671D APPLICATION OF ASIC ' S OBLIGATIONS TO PUBLISH INFORMATION UNDER SECTION 912DAD

SECTION 1671E APPLICATION OF PROVISIONS DEALING WITH NOTIFYING AND COMPENSATING A PERSON AFFECTED BY A REPORTABLE SITUATION

SECTION 1672 TRANSITIONAL - BANKING CODE OF PRACTICE

SECTION 1673
to
SECTION 1673G

SECTION 1673 DEFINITIONS

SECTION 1673A APPLICATION PROVISION FOR NEW ONGOING FEE ARRANGEMENTS

SECTION 1673B APPLICATION OF THIS DIVISION

SECTION 1673C APPLICATION - ANNUAL REQUIREMENT TO GIVE FEE DISCLOSURE STATEMENT

SECTION 1673D TRANSITIONAL - EXISTING OBLIGATION TO GIVE A FEE DISCLOSURE STATEMENT UNDER SECTION 962G

SECTION 1673E TRANSITIONAL - EXISTING OBLIGATION TO GIVE A RENEWAL NOTICE AND FEE DISCLOSURE STATEMENT UNDER SECTION 962K

SECTION 1673F APPLICATION - CONSENT REQUIREMENTS FOR DEDUCTIONS OF ONGOING FEES

SECTION 1673G APPLICATION - COMPLIANCE RECORDS

SECTION 1674
to
SECTION 1674A

SECTION 1674 APPLICATION OF DISCLOSURE OF LACK OF INDEPENDENCE REFORMS

SECTION 1674A OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE

SECTION 1675
to
SECTION 1675C

SECTION 1675 DEFINITIONS

SECTION 1675A APPLICATION OF CLAIMS HANDLING AND SETTLING SERVICES REFORMS

SECTION 1675B TRANSITION PERIODS

SECTION 1675C APPLICATION DURING TRANSITION PERIOD

SECTION 1676
to
SECTION 1676D

SECTION 1676 DEFINITIONS

SECTION 1676A AUTOMATIC EXTENSION OF LICENCE CONDITIONS ON THE COMMENCEMENT DAY - LICENSEES WHO ARE AUTHORISED TO DEAL

SECTION 1676B AUTOMATIC EXTENSION OF LICENCE CONDITIONS - LICENCE APPLICATIONS PENDING JUST BEFORE COMMENCEMENT DAY

SECTION 1676C AUTOMATIC EXTENSION OF LICENCE CONDITIONS - VARIATION APPLICATIONS PENDING JUST BEFORE COMMENCEMENT DAY

SECTION 1676D AUTOMATIC LICENCE CONDITIONS MAY BE VARIED ETC.

SECTION 1678
to
SECTION 1678F

SECTION 1678 DEFINITIONS

SECTION 1678A REGISTRATION OF NORFOLK ISLAND COMPANIES - GENERAL

SECTION 1678B REGISTRATION OF NORFOLK ISLAND COMPANIES - REGISTRATION PROCESS AND OTHER MATTERS

SECTION 1678C REGISTRATION OF NORFOLK ISLAND COMPANIES - PROVISION OF INFORMATION

SECTION 1678D TRANSITIONAL RULES

SECTION 1678E SAVING OF RULES IN RELATION TO PARTICULAR CORPORATIONS

SECTION 1678F DIRECTOR IDENTIFICATION NUMBERS - NORFOLK ISLAND COMPANY DIRECTORS

SECTION 1679
to
SECTION 1679F

SECTION 1679 DEFINITIONS

SECTION 1679A APPLICATION - VIRTUAL MEETINGS AND ELECTRONIC COMMUNICATIONS

SECTION 1679C APPLICATION - RECORDING AND KEEPING OF MINUTE BOOKS

SECTION 1679D APPLICATION - EXECUTION OF DOCUMENTS

SECTION 1679E APPLICATION OF COVID-19 INSTRUMENT

SECTION 1679F AMENDMENTS MADE BY PART 1 DO NOT APPLY ON AND AFTER 1 APRIL 2022

SECTION 1680
to
SECTION 1680B

SECTION 1680 DEFINITIONS

SECTION 1680A APPLICATION OF COVID-19 INSTRUMENT

SECTION 1680B VALIDATION OF THINGS DONE UNDER COVID-19 INSTRUMENTS

SECTION 1681 APPLICATION OF AMENDMENTS RELATING TO THE SIMPLIFIED LIQUIDATION PROCESS

SECTION 1682 APPLICATION OF AMENDMENT RELATING TO PORTFOLIO HOLDINGS DISCLOSURE

SECTION 1683
to
SECTION 1683C

SECTION 1683 DEFINITIONS

SECTION 1683A APPLICATION

SECTION 1683B REVIEW OF OPERATION OF LAWS

SECTION 1683C AMENDMENTS MADE BY SCHEDULE 2 TO THE AMENDING ACT CEASE TO HAVE EFFECT IF REVIEW OF OPERATION OF LAWS IS NOT CONDUCTED

SECTION 1684
to
SECTION 1684VC

SECTION 1684 DEFINITIONS

SECTION 1684AA EXPERIENCED PROVIDER PATHWAY

SECTION 1684A APPLICATION - QUALIFICATIONS FOR EXISTING PROVIDERS

SECTION 1684B APPLICATION - EXAM FOR EXISTING PROVIDERS

SECTION 1684C APPLICATION - EXISTING PROVIDERS WHO MEET CERTAIN EDUCATION AND TRAINING STANDARDS EXEMPT FROM WORK AND TRAINING REQUIREMENT

SECTION 1684D APPLICATION - LIMITATION ON AUTHORISATION OF EXISTING PROVIDERS TO PROVIDE PERSONAL ADVICE

SECTION 1684E TRANSITIONAL - MINISTER MAY DETERMINE COURSES FOR CERTAIN PURPOSES

SECTION 1684F TRANSITIONAL - EXAMS

SECTION 1684G APPLICATION - CONTINUING PROFESSIONAL DEVELOPMENT

SECTION 1684H APPLICATION - ACTION AGAINST RELEVANT PROVIDERS

SECTION 1684J APPLICATION - RECOMMENDATIONS TO ASIC IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS

SECTION 1684K APPLICATION - WARNINGS AND REPRIMANDS

SECTION 1684L APPLICATION - REQUIREMENT FOR RELEVANT PROVIDERS TO BE REGISTERED

SECTION 1684M SAVING - DETERMINATIONS MADE FOR EDUCATION AND TRAINING STANDARDS

SECTION 1684N SAVING - WORD OR EXPRESSION TO REFER TO A PROVISIONAL RELEVANT PROVIDER

SECTION 1684P SAVING - CODE OF ETHICS

SECTION 1684Q TRANSITIONAL - APPROVALS OF FOREIGN QUALIFICATIONS

SECTION 1684R SAVING - APPROVALS OF FOREIGN QUALIFICATIONS THAT ARE IN FORCE

SECTION 1684S TRANSITIONAL - APPROVALS OF FOREIGN QUALIFICATIONS THAT ARE NOT YET IN FORCE

SECTION 1684T TRANSITIONAL - ORDERS UNDER SECTION 30-20 OF THE OLD TAX AGENT SERVICES ACT

SECTION 1684U TRANSITIONAL - DEEMED REGISTRATION OF CERTAIN RELEVANT PROVIDERS

SECTION 1684V TRANSITIONAL - TRANSFER OF DOCUMENTS

SECTION 1684VA APPLICATION OF AMENDMENT - APPROVAL OF DOMESTIC QUALIFICATIONS

SECTION 1684VB TRANSITIONAL - DETERMINATION APPROVING DEGREES AND QUALIFICATIONS

SECTION 1684VC CERTAIN REQUIREMENTS FOR REGISTERED TAX AGENTS

SECTION 1685 FINANCIAL REPORTING AND AUDITING REQUIREMENTS FOR REGISTRABLE SUPERANNUATION ENTITIES

SECTION 1686
to
SECTION 1686E

SECTION 1686 DEFINITIONS

SECTION 1686A QUALIFIED PRIVILEGE FOR RESTRUCTURING PRACTITIONERS

SECTION 1686B PROTECTION OF PERSONS DEALING WITH RESTRUCTURING PRACTITIONER

SECTION 1686C ELIGIBILITY CRITERIA FOR SIMPLIFIED LIQUIDATION

SECTION 1686D POWERS AND DUTIES OF LIQUIDATOR

SECTION 1686E WITHDRAWAL OF MARKET BIDS

SECTION 1687
to
SECTION 1687K

SECTION 1687 DEFINITIONS

SECTION 1687A APPLICATION - SIGNING AND EXECUTION OF DOCUMENTS

SECTION 1687B APPLICATION - MEETINGS

SECTION 1687C APPLICATION - SENDING DOCUMENTS

SECTION 1687D TRANSITIONAL - ELECTIONS TO BE SENT DOCUMENTS IN HARD COPY MADE UNDER SECTION 253RB OR 253RC

SECTION 1687E TRANSITIONAL - ELECTIONS TO RECEIVE ANNUAL REPORTS IN PARTICULAR FORM

SECTION 1687F TRANSITIONAL - ELECTIONS NOT TO BE SENT ANNUAL REPORTS

SECTION 1687G TRANSITIONAL - REQUESTS FOR FULL REPORTS

SECTION 1687H TRANSITIONAL - OTHER ELECTIONS TO BE SENT DOCUMENTS IN PARTICULAR FORM

SECTION 1687J REVIEW OF OPERATION OF LAWS

SECTION 1687K PROVISIONS RELATING TO HOLDING VIRTUAL-ONLY MEETINGS CEASE TO HAVE EFFECT IF REPORT OF REVIEW OF OPERATION OF LAWS IS NOT TABLED WITHIN CERTAIN PERIOD

SECTION 1689
to
SECTION 1692

SECTION 1689 DEFINITIONS

SECTION 1690 APPLICATION OF PARAGRAPH 912D(3)(e)

SECTION 1691 APPLICATION OF SUBSECTION 912D(6)

SECTION 1692 SAVING OF REGULATION 7.6.04A OF THE CORPORATIONS REGULATIONS 2001

SECTION 1693
to
SECTION 1693B

SECTION 1693 DEFINITIONS

SECTION 1693A APPLICATION PROVISION

SECTION 1693B INSTRUMENTS THAT PROVIDE RELIEF FROM REQUIREMENTS OF THIS ACT - LODGEMENT OF ANNUAL REPORTS BY LARGE PROPRIETARY COMPANIES

SECTION 1694
to
SECTION 1694J

SECTION 1694 DEFINITIONS

SECTION 1694A APPLICATION - SIGNING DOCUMENTS

SECTION 1694B APPLICATION - SENDING DOCUMENTS

SECTION 1694C APPLICATION - UNCONTACTABLE MEMBERS

SECTION 1694D APPLICATION - DIRECTORS ' MEETINGS

SECTION 1694E TRANSITIONAL - ELECTIONS BY AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS TO RECEIVE ANNUAL REPORTS IN PARTICULAR FORM ETC.

SECTION 1694F TRANSITIONAL - ELECTIONS BY MEMBERS OF COMPANIES LIMITED BY GUARANTEE TO RECEIVE REPORTS ETC.

SECTION 1694G APPLICATION OF AMENDMENTS MADE BY DIVISION 2 OF PART 1 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023

SECTION 1694H APPLICATION OF AMENDMENTS MADE BY DIVISION 16 OF PART 1 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023

SECTION 1694J TRANSITIONAL - REFERENCE CHECKING AND INFORMATION SHARING PROTOCOL

SECTION 1696 EMPLOYEE SHARE SCHEMES - RECOGNISED FOREIGN MARKETS

SECTION 1697 APPLICATION OF AMENDMENT TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE

SECTION 1698
to
SECTION 1698L

SECTION 1698 DEFINITIONS

SECTION 1698A TRANSLATION OF REFERENCES IN INSTRUMENTS

SECTION 1698B DEFINITIONS

SECTION 1698C TRANSLATION OF REFERENCES IN INSTRUMENTS

SECTION 1698D CALCULATION OF TIME

SECTION 1698E SAVING OF PART 5D.6 AUTHORISATIONS

SECTION 1698F SAVING OF EXISTING PRESCRIBED FORMS

SECTION 1689G SAVING OF EXISTING REGULATIONS THAT ARE NOT TO BE REMADE

SECTION 1698H SAVING OF DECLARATIONS THAT A SPECIFIED FACILITY ETC. IS NOT A FINANCIAL PRODUCT

SECTION 1698J SAVING OF APPOINTMENTS AND DELEGATIONS UNDER PART 7.5

SECTION 1698K AMENDMENTS OF DIVISION 5 OF PART 7.8A DO NOT AFFECT THE CONTINUITY OF INSTRUMENTS MADE UNDER SECTION 994L

SECTION 1698L AMENDMENTS OF PART 9.12 DO NOT AFFECT THE CONTINUITY OF THE REGULATIONS

SECTION 1699
to
SECTION 1699H

SECTION 1699 DEFINITIONS

SECTION 1699A TRANSITIONAL - REGISTRATION OF RELEVANT PROVIDERS

SECTION 1699B TRANSITIONAL - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES APPLYING TO BE REGISTERED

SECTION 1699C TRANSITIONAL - FINANCIAL SERVICES LICENSEES APPLYING TO REGISTER RELEVANT PROVIDERS

SECTION 1699D TRANSITIONAL - REGISTRATION SUSPENSION ORDERS

SECTION 1699E TRANSITIONAL - REGISTRATION PROHIBITION ORDERS

SECTION 1699F TRANSITIONAL - ACTION BY FINANCIAL SERVICES AND CREDIT PANELS AGAINST RELEVANT PROVIDERS

SECTION 1699G APPLICATION OF AMENDMENT - REQUIREMENT FOR RELEVANT PROVIDERS TO BE REGISTERED

SECTION 1699H APPLICATION OF AMENDMENT - DEEMED REGISTRATION OF CERTAIN RELEVANT PROVIDERS

SECTION 1700 EXEMPTIONS FROM REQUIREMENT TO GIVE FINANCIAL SERVICES GUIDE

SECTION 1701 SCHEMES FOR AVOIDING CERTAIN PRODUCT INTERVENTION ORDERS

SECTION 1702 APPLICATION OF AMENDMENTS

SECTION 1703 APPLICATION PROVISION

SECTION 1704 APPLICATION OF AMENDMENTS - NOTICE OF RESIGNATION OF DIRECTORS

SECTION 1705
to
SECTION 1705S

SECTION 1705 DEFINITIONS

SECTION 1705A APPLICATION OF AMENDMENTS - APPLICATIONS FOR AUSTRALIAN CS FACILITY LICENCES

SECTION 1705B TRANSITIONAL - AUSTRALIAN CS FACILITY LICENCES IN FORCE BEFORE THE COMMENCEMENT TIME

SECTION 1705C TRANSITIONAL - AUSTRALIAN CS FACILITY LICENCES IN FORCE BEFORE THE COMMENCEMENT TIME FOR OPERATING OVERSEAS CLEARING AND SETTLEMENT FACILITIES

SECTION 1705D TRANSITIONAL - APPLICATIONS FOR AN AUSTRALIAN CS FACILITY LICENCE UNDECIDED BEFORE THE COMMENCEMENT TIME

SECTION 1705E APPLICATION OF AMENDMENTS - SUSPENSION OR CANCELLATION OF LICENCES

SECTION 1705F TRANSITIONAL - PRESCRIBED FINANCIAL MARKETS TO BE DECLARED FINANCIAL MARKETS

SECTION 1705G TRANSLATION OF REFERENCES TO PRESCRIBED FINANCIAL MARKETS IN INSTRUMENTS

SECTION 1705H TRANSITIONAL - WIDELY HELD MARKET BODIES

SECTION 1705J APPLICATION OF AMENDMENTS - PRESERVATION OF VOTING POWER

SECTION 1705K TRANSITIONAL - PRE-COMMENCEMENT APPROVALS GRANTED FOR PRESERVATION OF VOTING POWER

SECTION 1705L TRANSITIONAL - PRESERVATION OF VOTING POWER IN CONTROLLED AUSTRALIAN FINANCIAL BODIES

SECTION 1705M APPLICATION OF AMENDMENTS - MARKET LICENSEES AND CS FACILITY LICENSEES

SECTION 1705N TRANSITIONAL - EXEMPTIONS (PART 7.2)

SECTION 1705P TRANSITIONAL - EXEMPTIONS (PART 7.3)

SECTION 1705Q APPLICATION OF AMENDMENTS

SECTION 1705R APPLICATION OF AMENDMENTS

SECTION 1705S TRANSITIONAL - DIRECTIONS POWER TO REDUCE SYSTEMIC RISK

SECTION 1706
to
SECTION 1706D

SECTION 1706 DEFINITIONS

SECTION 1706A TRANSITIONAL - MINISTERIAL INSTRUMENTS

SECTION 1706B APPLICATION OF AMENDMENTS - SPECIAL REPORTS AND AUDIT REPORTS

SECTION 1706C TRANSITIONAL - REPORTS IN RELATION TO MARKET LICENSEES

SECTION 1706D TRANSITIONAL - REPORTS IN RELATION TO CS FACILITY LICENSEES

SECTION 1707
to
SECTION 1707G

SECTION 1707 DEFINITIONS

SECTION 1707A APPLICATION OF AMENDMENTS - PLACE WHERE SUSTAINABILITY RECORDS ARE KEPT

SECTION 1707B APPLICATION OF AMENDMENTS - SUSTAINABILITY REPORTING

SECTION 1707C APPLICATION OF AMENDMENTS - DIRECTORS ' DECLARATION

SECTION 1707D LIMITED IMMUNITY FOR STATEMENTS IN NEW SUSTAINABILITY REPORTING

SECTION 1707DA REPORTS NOT REQUIRED UNDER SECTION 292A

SECTION 1707DB DOCUMENTS SPECIFIED BY EXEMPTION ORDERS

SECTION 1707E ACCOUNTING STANDARDS MUST DEAL WITH AUDIT AND REVIEW OF SUSTAINABILITY REPORTS BEFORE 1 JULY 2030

SECTION 1707F REVIEW OF SUSTAINABILITY REPORT BEFORE 1 JULY 2030

SECTION 1707G REVIEW OF OPERATION OF LAWS

SECTION 1708
to
SECTION 1708E

SECTION 1708 DEFINITIONS

SECTION 1708A APPLICATION - NEW ONGOING FEE ARRANGEMENTS

SECTION 1708B APPLICATION - EXISTING ONGOING FEE ARRANGEMENTS

SECTION 1708C BENEFITS GIVEN BY A RETAIL CLIENT

SECTION 1708D BENEFITS FOR EMPLOYEES OF ADIs

SECTION 1708E INFORMED CONSENT FOR CERTAIN INSURANCE COMMISSIONS

SECTION 1709
to
SECTION 1710

SECTION 1709 APPLICATION PROVISION

SECTION 1710 DECLARATION OF RELEVANT RELATIONSHIPS

SECTION 1712 APPLICATION OF AMENDMENTS

SECTION 1-1
to
SECTION 5-30

SECTION 1-1 OBJECT OF THIS SCHEDULE

SECTION 1-5 SIMPLIFIED OUTLINE OF THIS SCHEDULE

SECTION 5-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 5-5 THE DICTIONARY

SECTION 5-10 MEANING OF CURRENT CONDITIONS

SECTION 5-15 MEANING OF EXTERNAL ADMINISTRATION OF A COMPANY

SECTION 5-20 MEANING OF EXTERNAL ADMINISTRATOR OF A COMPANY

SECTION 5-25 REFERENCES TO THE EXTERNAL ADMINISTRATOR OF A COMPANY

SECTION 5-26 PROPERTY OF A COMPANY

SECTION 5-27 MEANING OF POOLED GROUP

SECTION 5-30 PERSONS WITH A FINANCIAL INTEREST IN THE EXTERNAL ADMINISTRATION OF A COMPANY

SECTION 10-1
to
SECTION 50-35

SECTION 10-1 SIMPLIFIED OUTLINE OF THIS PART

SECTION 10-5 WORKING COOPERATIVELY WITH THE INSPECTOR-GENERAL IN BANKRUPTCY

SECTION 15-1 REGISTER OF LIQUIDATORS

SECTION 20-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 20-5 APPLICATION FOR REGISTRATION

SECTION 20-10 ASIC MAY CONVENE A COMMITTEE TO CONSIDER

SECTION 20-15 ASIC MUST REFER APPLICATIONS TO A COMMITTEE

SECTION 20-20 COMMITTEE TO CONSIDER APPLICATIONS

SECTION 20-25 COMMITTEE TO REPORT

SECTION 20-30 REGISTRATION

SECTION 20-35 CONDITIONS IMPOSED ON ALL REGISTERED LIQUIDATORS OR A CLASS OF REGISTERED LIQUIDATORS

SECTION 20-40 APPLICATION TO VARY ETC. CONDITIONS OF REGISTRATION

SECTION 20-45 ASIC MAY CONVENE A COMMITTEE TO CONSIDER APPLICATIONS

SECTION 20-50 ASIC MUST REFER APPLICATIONS TO A COMMITTEE

SECTION 20-55 COMMITTEE TO CONSIDER APPLICATIONS

SECTION 20-60 COMMITTEE TO REPORT

SECTION 20-65 COMMITTEE ' S DECISION GIVEN EFFECT

SECTION 20-70 APPLICATION FOR RENEWAL

SECTION 20-75 RENEWAL

SECTION 20-80 FALSE REPRESENTATION THAT A PERSON IS A REGISTERED LIQUIDATOR

SECTION 25-1 REGISTERED LIQUIDATORS TO MAINTAIN INSURANCE

SECTION 30-1 ANNUAL LIQUIDATOR RETURNS

SECTION 35-1 NOTICE OF SIGNIFICANT EVENTS

SECTION 35-5 NOTICE OF OTHER EVENTS

SECTION 40-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 40-5 REGISTERED LIQUIDATOR TO REMEDY FAILURE TO LODGE DOCUMENTS OR GIVE INFORMATION OR DOCUMENTS

SECTION 40-10 REGISTERED LIQUIDATOR TO CORRECT INACCURACIES ETC.

SECTION 40-15 DIRECTION NOT TO ACCEPT FURTHER APPOINTMENTS

SECTION 40-20 AUTOMATIC CANCELLATION

SECTION 40-25 ASIC MAY SUSPEND REGISTRATION

SECTION 40-30 ASIC MAY CANCEL REGISTRATION

SECTION 40-35 NOTICE OF SUSPENSION OR CANCELLATION

SECTION 40-40 ASIC MAY GIVE A SHOW-CAUSE NOTICE

SECTION 40-45 ASIC MAY CONVENE A COMMITTEE

SECTION 40-50 ASIC MAY REFER MATTERS TO THE COMMITTEE

SECTION 40-55 DECISION OF THE COMMITTEE

SECTION 40-60 COMMITTEE TO REPORT

SECTION 40-65 ASIC MUST GIVE EFFECT TO THE COMMITTEE ' S DECISION

SECTION 40-70 APPLICATION TO LIFT OR SHORTEN SUSPENSION

SECTION 40-75 ASIC MAY CONVENE A COMMITTEE TO CONSIDER APPLICATIONS

SECTION 40-80 ASIC MUST REFER APPLICATIONS TO A COMMITTEE

SECTION 40-85 COMMITTEE TO CONSIDER APPLICATIONS

SECTION 40-90 COMMITTEE TO REPORT

SECTION 40-95 COMMITTEE ' S DECISION GIVEN EFFECT

SECTION 40-100 NOTICE BY INDUSTRY BODIES OF POSSIBLE GROUNDS FOR DISCIPLINARY ACTION

SECTION 40-105 NO LIABILITY FOR NOTICE GIVEN IN GOOD FAITH ETC.

SECTION 40-110 MEANING OF INDUSTRY BODIES

SECTION 40-111 APPOINTMENT OF ANOTHER LIQUIDATOR IF LIQUIDATOR ' S REGISTRATION IS SUSPENDED OR CANCELLED

SECTION 45-1 COURT MAY MAKE ORDERS IN RELATION TO REGISTERED LIQUIDATORS

SECTION 45-5 COURT MAY MAKE ORDERS ABOUT COSTS

SECTION 50-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 50-5 PRESCRIBED BODY APPOINTING A PERSON TO A COMMITTEE

SECTION 50-10 MINISTER APPOINTING A PERSON TO A COMMITTEE

SECTION 50-15 SINGLE COMMITTEE MAY CONSIDER MORE THAN ONE MATTER

SECTION 50-20 ONGOING CONSIDERATION OF MATTERS BY COMMITTEE

SECTION 50-25 PROCEDURE AND OTHER RULES RELATING TO COMMITTEES

SECTION 50-30 REMUNERATION OF COMMITTEE MEMBERS

SECTION 50-35 COMMITTEE MUST ONLY USE INFORMATION ETC. FOR PURPOSES FOR WHICH DISCLOSED

SECTION 55-1
to
SECTION 90-35

SECTION 55-1 SIMPLIFIED OUTLINE OF THIS PART

SECTION 60-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 60-2 APPLICATION OF THIS SUBDIVISION

SECTION 60-5 EXTERNAL ADMINISTRATOR ' S REMUNERATION

SECTION 60-10 REMUNERATION DETERMINATIONS

SECTION 60-11 REVIEW OF REMUNERATION DETERMINATIONS

SECTION 60-12 MATTERS TO WHICH THE COURT MUST HAVE REGARD

SECTION 60-15 MAXIMUM DEFAULT AMOUNT

SECTION 60-16 REMUNERATION OF PROVISIONAL LIQUIDATORS

SECTION 60-17 REMUNERATION OF LIQUIDATORS IN WINDING UP BY ASIC

SECTION 60-18 INSOLVENCY PRACTICE RULES

SECTION 60-20 EXTERNAL ADMINISTRATOR MUST NOT DERIVE PROFIT OR ADVANTAGE FROM THE ADMINISTRATION OF THE COMPANY

SECTION 65-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 65-5 EXTERNAL ADMINISTRATOR MUST PAY ALL MONEY INTO AN ADMINISTRATION ACCOUNT

SECTION 65-10 ADMINISTRATION ACCOUNTS

SECTION 65-15 EXTERNAL ADMINISTRATOR MUST NOT PAY OTHER MONEY INTO THE ADMINISTRATION ACCOUNT

SECTION 65-20 CONSEQUENCES FOR FAILURE TO PAY MONEY INTO ADMINISTRATION ACCOUNT

SECTION 65-25 PAYING MONEY OUT OF ADMINISTRATION ACCOUNT

SECTION 65-40 HANDLING SECURITIES

SECTION 65-45 HANDLING OF MONEY AND SECURITIES - COURT DIRECTIONS

SECTION 65-50 RULES IN RELATION TO CONSEQUENCES FOR FAILURE TO COMPLY WITH THIS DIVISION

SECTION 70-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 70-5 ANNUAL ADMINISTRATION RETURN

SECTION 70-6 END OF ADMINISTRATION RETURN

SECTION 70-10 ADMINISTRATION BOOKS

SECTION 70-15 AUDIT OF ADMINISTRATION BOOKS - ASIC

SECTION 70-20 AUDIT OF ADMINISTRATION BOOKS - ON ORDER OF THE COURT

SECTION 70-25 EXTERNAL ADMINISTRATOR TO COMPLY WITH AUDITOR REQUIREMENTS

SECTION 70-30 TRANSFER OF BOOKS TO NEW ADMINISTRATOR

SECTION 70-31 TRANSFER OF BOOKS TO ASIC ETC.

SECTION 70-35 RETENTION AND DESTRUCTION OF BOOKS

SECTION 70-36 BOOKS OF COMPANY IN EXTERNAL ADMINISTRATION - EVIDENCE

SECTION 70-40 RIGHT OF CREDITORS TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR

SECTION 70-45 RIGHT OF INDIVIDUAL CREDITOR TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR

SECTION 70-46 RIGHT OF MEMBERS TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR IN A MEMBERS ' VOLUNTARY WINDING UP

SECTION 70-47 RIGHT OF INDIVIDUAL MEMBER TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR IN A MEMBERS ' VOLUNTARY WINDING UP

SECTION 70-50 REPORTING TO CREDITORS AND MEMBERS

SECTION 70-55 COMMONWEALTH MAY REQUEST INFORMATION ETC.

SECTION 70-60 INSOLVENCY PRACTICE RULES MAY PROVIDE FOR REPORTING TO ASIC

SECTION 70-65 APPLICATION OF THIS SUBDIVISION

SECTION 70-70 ASIC MAY DIRECT EXTERNAL ADMINISTRATOR TO COMPLY WITH THE REQUEST FOR RELEVANT MATERIAL

SECTION 70-75 ASIC MUST NOTIFY EXTERNAL ADMINISTRATOR BEFORE GIVING A DIRECTION UNDER SECTION 70-70

SECTION 70-80 ASIC MUST NOT DIRECT EXTERNAL ADMINISTRATOR TO GIVE THE RELEVANT MATERIAL IF EXTERNAL ADMINISTRATOR ENTITLED NOT TO COMPLY WITH THE REQUEST

SECTION 70-85 ASIC MAY IMPOSE CONDITIONS ON USE OF THE RELEVANT MATERIAL

SECTION 70-90 COURT MAY ORDER RELEVANT MATERIAL TO BE GIVEN

SECTION 75-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 75-5 OTHER OBLIGATIONS TO CONVENE MEETINGS NOT AFFECTED

SECTION 75-10 EXTERNAL ADMINISTRATOR MAY CONVENE MEETINGS

SECTION 75-15 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IN CERTAIN CIRCUMSTANCES

SECTION 75-20 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IF REQUIRED BY ASIC

SECTION 75-21 RESTRUCTURING AND RESTRUCTURING PLANS

SECTION 75-25 EXTERNAL ADMINISTRATOR ' S REPRESENTATIVE AT MEETINGS

SECTION 75-30 ASIC MAY ATTEND MEETINGS

SECTION 75-35 COMMONWEALTH MAY ATTEND CERTAIN MEETINGS ETC.

SECTION 75-40 PROPOSALS TO CREDITORS OR CONTRIBUTORIES WITHOUT MEETING

SECTION 75-41 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS

SECTION 75-42 CREDITORS ' RESOLUTION PASSED BECAUSE OF CASTING VOTE - COURT REVIEW

SECTION 75-43 PROPOSED CREDITORS ' RESOLUTION NOT PASSED BECAUSE OF CASTING VOTE - COURT ' S POWERS

SECTION 75-44 INTERIM ORDER ON APPLICATION UNDER SECTION 75-41, 75-42 OR 75-43

SECTION 75-45 ORDER UNDER SECTION 75-41 OR 75-42 DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION

SECTION 75-50 RULES RELATING TO MEETINGS

SECTION 80-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 80-5 APPLICATION

SECTION 80-10 COMMITTEE OF INSPECTION - COMPANY NOT A MEMBER OF A POOLED GROUP

SECTION 80-15 APPOINTMENT AND REMOVAL OF MEMBERS OF COMMITTEE OF INSPECTION BY CREDITORS GENERALLY

SECTION 80-20 APPOINTMENT OF COMMITTEE MEMBER BY LARGE CREDITOR

SECTION 80-25 APPOINTMENT OF COMMITTEE MEMBER BY EMPLOYEES

SECTION 80-26 COMMITTEE OF INSPECTION - POOLED GROUPS

SECTION 80-27 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IN CERTAIN CIRCUMSTANCES

SECTION 80-30 COMMITTEES OF INSPECTION - PROCEDURES ETC.

SECTION 80-35 FUNCTIONS OF COMMITTEE OF INSPECTION

SECTION 80-40 COMMITTEE OF INSPECTION MAY REQUEST INFORMATION ETC.

SECTION 80-45 REPORTING TO COMMITTEE OF INSPECTION

SECTION 80-50 COMMITTEE OF INSPECTION MAY OBTAIN SPECIALIST ADVICE OR ASSISTANCE

SECTION 80-55 OBLIGATIONS OF MEMBERS OF COMMITTEE OF INSPECTION

SECTION 80-60 OBLIGATIONS OF CREDITOR APPOINTING A MEMBER OF COMMITTEE OF INSPECTION

SECTION 80-65 ASIC MAY ATTEND COMMITTEE MEETINGS

SECTION 80-70 THE COURT MAY INQUIRE INTO CONDUCT OF THE COMMITTEE

SECTION 85-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 85-5 EXTERNAL ADMINISTRATOR TO HAVE REGARD TO DIRECTIONS GIVEN BY CREDITORS

SECTION 90-1 SIMPLIFIED OUTLINE OF THIS DIVISION

SECTION 90-5 COURT MAY INQUIRE ON OWN INITIATIVE

SECTION 90-10 COURT MAY INQUIRE ON APPLICATION OF CREDITORS ETC.

SECTION 90-15 COURT MAY MAKE ORDERS IN RELATION TO EXTERNAL ADMINISTRATION

SECTION 90-20 APPLICATION FOR COURT ORDER

SECTION 90-21 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES

SECTION 90-22 APPLICATION OF THIS SUBDIVISION

SECTION 90-23 APPOINTMENT OF REVIEWING LIQUIDATOR BY ASIC OR THE COURT

SECTION 90-24 APPOINTMENT OF REVIEWING LIQUIDATOR BY CREDITORS ETC.

SECTION 90-25 REVIEWING LIQUIDATOR MUST CONSENT TO APPOINTMENT

SECTION 90-26 REVIEW

SECTION 90-27 WHO PAYS FOR A REVIEW ?

SECTION 90-28 COURT ORDERS IN RELATION TO REVIEW

SECTION 90-29 RULES ABOUT REVIEWS

SECTION 90-30 APPLICATION OF THIS SUBDIVISION

SECTION 90-35 REMOVAL BY CREDITORS

SECTION 95-1
to
SCHEDULE 3 - PENALTIES

SECTION 95-1 SIMPLIFIED OUTLINE OF THIS PART

SECTION 100-5 EXTERNAL ADMINISTRATOR MAY ASSIGN RIGHT TO SUE UNDER THIS ACT

SECTION 100-6 APPROVED FORMS

SECTION 105-1 THE INSOLVENCY PRACTICE RULES

SCHEDULE 3 - PENALTIES

CLAUSE 1 - DEFINITIONS

CLAUSE 3
to
CLAUSE 20

CLAUSE 3 - BACKGROUND (REGISTRATION OF TRANSFERRING FINANCIAL INSTITUTION AS COMPANY)

CLAUSE 4 - RULES APPLIED TO TRANSFERRING INSTITUTION THAT WAS REGISTERED AS A COMPANY UNDER THE TRANSFER PROVISIONS

CLAUSE 11 - TRANSFERRING FINANCIAL INSTITUTION UNDER EXTERNAL ADMINISTRATION

CLAUSE 12 - INSTITUTION THAT BECAME A COMPANY LIMITED BY SHARES

CLAUSE 13 - INSTITUTION THAT BECAME A COMPANY LIMITED BY GUARANTEE

CLAUSE 14 - INSTITUTION BECOMING A COMPANY LIMITED BY SHARES AND GUARANTEE

CLAUSE 15 - REDEEMABLE PREFERENCE SHARES THAT WERE WITHDRAWABLE SHARES

CLAUSE 16 - LIABILITY OF MEMBERS ON WINDING UP

CLAUSE 17 - SHARE CAPITAL

CLAUSE 18 - APPLICATION OF NO PAR VALUE RULE

CLAUSE 19 - CALLS ON PARTLY-PAID SHARES

CLAUSE 20 - REFERENCES IN CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE

CLAUSE 25
to
CLAUSE 27

CLAUSE 25 - ASIC MAY DIRECT DIRECTORS OF A COMPANY TO MODIFY ITS CONSTITUTION

CLAUSE 27 - WHEN CERTAIN MODIFICATIONS OF A COMPANY ' S CONSTITUTION UNDER AN EXEMPTION OR DECLARATION TAKE EFFECT

CLAUSE 29
to
CLAUSE 35

CLAUSE 29 - DISCLOSURE FOR PROPOSED DEMUTUALISATION

CLAUSE 30 - ASIC ' S EXEMPTION POWER

CLAUSE 31 - COVERAGE OF DISCLOSURE STATEMENT

CLAUSE 32 - REGISTRATION OF DISCLOSURE STATEMENT

CLAUSE 33 - EXPERT ' S REPORT

CLAUSE 34 - UNCONSCIONABLE CONDUCT IN RELATION TO DEMUTUALISATIONS

CLAUSE 35 - ORDERS THE COURT MAY MAKE

CLAUSE 36 - FRIENDLY SOCIETIES CODE TO APPLY TO OFFERS OF INTERESTS IN BENEFIT FUNDS

CLAUSE 37
to
CLAUSE 39

CLAUSE 37 - UNCLAIMED MONEY

CLAUSE 38 - MODIFICATION BY REGULATIONS

CLAUSE 39 - REGULATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS

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We acknowledge the Traditional Owners and Custodians of Country throughout Australia and their continuing connection to land, waters and community. We pay our respects to them, their cultures, and Elders past and present.