CHAPTER 10
-
TRANSITIONAL PROVISIONS
PART 10.23A
-
TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017
History
Pt 10.23A inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
Division 1
-
Definitions
History
Div 1 inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546A
1546A
DEFINITIONS
In this Part:
amending Act
means the
Corporations Amendment (Professional Standards of Financial Advisers) Act 2017
.
commencement
means the start of the day Part 1 of Schedule 1 to the amending Act commences.
education and training standards
has the meaning given by section
921B
.
existing provider
means:
(a)
a person who:
(i)
is a relevant provider at any time between 1 January 2016 and 1 January 2019; and
(ii)
is not banned or disqualified under Division
8
of Part
7.6
on 1 January 2019; and
(iii)
is not, on that day, subject to an enforceable undertaking under section
93AA
of the ASIC Act to not provide financial product advice or a financial service; or
(b)
a person who:
(i)
at any time between 1 January 2016 and 1 January 2019, provides personal advice in a foreign country to retail clients in relation to relevant financial products; and
(ii)
is not prohibited under the law of the foreign country from providing such advice on 1 January 2019.
History
Definition of
existing provider
amended by No 115 of 2021, s 3, Sch 1[91] (effective 1 January 2022).
Definition of
existing provider
substituted by No 49 of 2019, s 3, Sch 4[114] (effective 1 January 2019).
foreign country
includes a region, where:
(a)
the region is a colony, territory or protectorate of a foreign country; or
(b)
the region is part of a foreign country; or
(c)
the region is under the protection of a foreign country; or
(d)
a foreign country exercises jurisdiction or control over the region; or
(e)
a foreign country is responsible for the region
'
s international relations.
relevant financial products
has the meaning given by section
910A
.
relevant provider
has the meaning given by section
910A
.
[
CCH Note 1:
S 1546A will be amended by No 69 of 2020, s 3, Sch 1[1295], by inserting
"
(1)
"
before
"
In
"
(effective 1 July 2026 or a day or days to be fixed by Proclamation).]
[
CCH Note 2:
S 1546A(2) will be inserted by No 69 of 2020, s 3, Sch 1[1296] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546A(2) will read:
1546A(2)
A reference in this Part to a provision of this Act as inserted by the amending Act includes a reference to that provision as amended.]
History
S 1546A inserted by No 7 of 2017, s 3, Sch 1[27].
Division 2
-
Application and transitional provisions
History
Div 2 inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546B
1546B
EXISTING PROVIDERS TO MEET CERTAIN EDUCATION AND TRAINING STANDARDS
(Repealed by No 115 of 2021, s 3, Sch 1[92] (effective 1 January 2022).)
SECTION 1546C
APPLICATION OF LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE AND OFFENCE
Limitation on authorisation to provide personal advice
1546C(1)
Section
921C
, as inserted by the amending Act, applies in relation to:
(a)
any Australian financial services licence granted on or after 1 January 2019 to a person who is not an existing provider; and
(b)
any authorisation given on or after that day to a person who is not an existing provider.
Note: Section
921C
provides that a person cannot be granted a licence, or be authorised, to provide certain financial advice unless the person meets certain conditions.
History
S 1546C(1) amended by No 49 of 2019, s 3, Sch 4[115] (effective 1 January 2019).
1546C(2)
-
(4)
(Repealed by No 115 of 2021, s 3, Sch 1[93] (effective 1 January 2022).)
Restriction on use of terms
"
financial adviser
"
and
"
financial planner
"
1546C(5)
The following provisions, as inserted by the amending Act, apply on and after 1 January 2019:
(a)
section
923C
;
(b)
items 269AAA and 269AAB of the table in Schedule
3
.
Note: Those provisions relate to offences for using the terms
"
financial adviser
"
and
"
financial planner
"
.
History
S 1546C inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546D
1546D
APPLICATION OF REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS
Section
921F
, as inserted by the amending Act, applies in relation to any authorisation given on or after 1 January 2019 to a person who is not an existing provider.
Note: Section
921F
sets out the requirements in relation to a person who is a provisional relevant provider.
History
S 1546D amended by No 49 of 2019, s 3, Sch 4[116] (effective 1 January 2019).
S 1546D inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546E
APPLICATION OF CONTINUING PROFESSIONAL DEVELOPMENT STANDARD FOR RELEVANT PROVIDERS
1546E(1)
Sections
921D
and
922HA
, as inserted by the amending Act, apply on and after 1 January 2019.
Note: Section
921D
provides that certain relevant providers must meet the continuing professional development standard. Section
922HA
requires ASIC to be notified of the day on which a financial services licensee
'
s CPD year is to begin.
1546E(2)
Sections
922HB
and
922HC
, as inserted by the amending Act, apply in relation to any CPD year of a financial services licensee that begins on or after 1 January 2019.
Note: Section
922HB
requires ASIC to be notified if relevant providers do not comply with the continuing professional development standard. Section
922HC
requires a financial services licensee to retain evidence of the continuing professional development of relevant providers.
1546E(3)
Section
922N
, as inserted by the amending Act, applies in relation to a request made of a person on or after 1 January 2019 for the purposes of subparagraph
922N(1)(c)(iii)
.
Note: Among other things, section
922N
allows a financial services licensee to ask a person to provide information relating to whether the licensee must lodge a notice under section
922HB
.
1546E(4)
Subsection
(5)
applies if:
(a)
the first CPD year of a financial services licensee commences after 1 January 2019; and
(b)
before the start of the licensee
'
s first CPD year:
(i)
the licensee is a relevant provider; or
(ii)
a relevant provider is authorised to provide personal advice to retail clients, on behalf of the licensee, in relation to relevant financial products.
1546E(5)
Sections
922HB
,
922HC
and
922Q
, as inserted by the amending Act, apply as if a reference in those sections to a financial services licensee
'
s CPD year included a reference to the period:
(a)
beginning on the later of 1 January 2019 and:
(i)
if subparagraph
(4)(b)(i)
applies
-
the day the licensee is granted an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products; and
(ii)
if subparagraph
(4)(b)(ii)
applies
-
the first day the relevant provider is authorised to provide personal advice to retail clients, on behalf of the licensee, in relation to relevant financial products; and
(b)
ending on the day before the licensee
'
s first CPD year.
Note: Among other things, section
922Q
requires failures of relevant providers to comply with the continuing education standard to be entered on the Register.
[
CCH Note:
S 1546E(5) will be amended by No 69 of 2020, s 3, Sch 1[1298], by inserting
"
, or in any provisions of the data standards that relate to section 922Q,
"
after
"
those sections
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546E(5) amended by No 115 of 2021, s 3, Sch 1[94] and
[
95] (effective 1 January 2022).
History
S 1546E inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546F
1546F
APPLICATION OF CODE OF ETHICS TO RELEVANT PROVIDERS
Sections
921E
and
922HD
, as inserted by the amending Act, apply on and after 1 January 2020.
Note: Section
921E
requires a relevant provider to comply with the Code of Ethics. Section
922HD
requires ASIC to be notified of failures to comply with the Code of Ethics.
History
S 1546F inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546G
APPLICATION OF OBLIGATIONS IN RELATION TO COMPLIANCE SCHEMES
1546G(1)
Section
921H
, as inserted by the amending Act, applies on and after 15 November 2019:
(a)
in relation to a person who becomes a financial services licensee on or after that day; and
(b)
for a person who becomes a financial services licensee before that day:
(i)
in relation to a person who becomes a relevant provider on or after that day; and
(ii)
in relation to a person who becomes a relevant provider before that day as if subsection
921H(2)
required the scheme to cover the relevant provider by 1 January 2020.
Note: Section
921H
requires a financial services licensee to ensure that a compliance scheme covers each of its relevant providers.
1546G(2)
Section
921J
, as inserted by the amending Act, applies on and after 15 November 2019.
Note: Section
921J
sets out when a compliance scheme covers a relevant provider.
1546G(3)
Sections
921K
,
921Q
,
921R
and
921T
, as inserted by the amending Act, apply on and after the day this section commences.
Note: Section
921K
provides that a monitoring body for a compliance scheme may apply to ASIC for approval of the scheme. Section
921Q
provides that ASIC may request information about a compliance scheme from the monitoring body for the scheme. Section
921R
provides that a monitoring body may propose to modify a scheme in certain circumstances. Section
921T
requires a monitoring body to notify ASIC of certain reductions in the body
'
s resources or expertise.
1546G(4)
Sections
921L
,
921M
,
921N
,
921P
and
921S
, as inserted by the amending Act, apply on and after 1 January 2020.
Note: Sections
921L
to
921N
include provisions about investigations by monitoring bodies. Section
921P
provides for compliance schemes to be made publicly available. Section
921S
provides for the review of compliance schemes.
1546G(5)
Paragraphs
922E(1)(i)
and
922F(1)(n)
, as inserted by the amending Act, apply on and after 15 November 2019 in relation to notices lodged under section
922D
on or after that day.
Note: Paragraphs
922E(1)(i)
and
922F(1)(n)
require notices lodged under section
922D
in relation to a relevant provider to include the name of the compliance scheme that is to cover the relevant provider.
[
CCH Note:
S 1546G(5) (including the note) will be repealed by No 69 of 2020, s 3, Sch 1[1299] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546G inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546H
APPLICATION OF OBLIGATION FOR STANDARDS BODY TO PUBLISH ANNUAL REPORT
1546H(1)
Section
921ZC
, as inserted by the amending Act, applies on and after 1 July 2017.
1546H(2)
If the declaration of a body corporate to be the standards body under section
921X
takes effect at a time during a financial year, the first annual report published by the standards body must cover the period beginning at that time and ending at the end of the next financial year as if that period were a financial year.
History
S 1546H inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546J
1546J
APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER
Sections
922D
,
922E
and
922F
, as inserted by the amending Act, apply (subject to subsection
1546G(5)
and sections
1546K
to
1546N
) in relation to a person who becomes a relevant provider if:
(a)
the person becomes a relevant provider after commencement; or
(b)
both of the following apply:
(i)
the person becomes a relevant provider before commencement;
(ii)
immediately before commencement, a notice has not been lodged in accordance with section
922D
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
.
Note: Section
922D
requires ASIC to be notified if a person becomes a relevant provider.
[
CCH Note:
S 1546J will be repealed by No 69 of 2020, s 3, Sch 1[1300] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546J inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546K
1546K
APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT RELEVANT PROVIDER
'
S PRINCIPAL PLACE OF BUSINESS
Paragraphs
922E(1)(b)
and
922F(1)(b)
, as inserted by the amending Act, apply on and after 15 November 2019 in relation to notices lodged under section
922D
on or after that day.
Note: Paragraphs
922E(1)(b)
and
922F(1)(b)
require notices lodged under section
922D
in relation to a relevant provider to include the address of the relevant provider
'
s principal place of business.
[
CCH Note:
S 1546K will be repealed by No 69 of 2020, s 3, Sch 1[1300] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546K inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546L
1546L
APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS LICENSEE
Section
922E
, as inserted by the amending Act, applies until the start of 15 November 2019 as if paragraph
922E(1)(h)
were replaced with the following:
(h)
information about both of the following:
(i)
the educational qualifications of, and any training courses completed by, the relevant provider;
(ii)
the relevant provider
'
s membership (if any) of professional bodies;
to the extent that the qualifications, training courses or memberships are relevant to the provision of financial services (and if the relevant provider has more than 5 memberships, the 5 memberships that the person lodging the notice believes, on reasonable grounds, are most relevant to the provision of financial services);
[
CCH Note:
S 1546L will be repealed by No 69 of 2020, s 3, Sch 1[1300] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546L inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546M
1546M
APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS NOT LICENSEE
Section
922F
, as inserted by the amending Act, applies until the start of 15 November 2019 as if paragraph
922F(1)(m)
were replaced with the following:
(m)
information about both of the following:
(i)
the educational qualifications of, and any training courses completed by, the relevant provider;
(ii)
the relevant provider
'
s membership (if any) of professional bodies;
to the extent that the qualifications, training courses or memberships are relevant to the provision of financial services (and if the relevant provider has more than 5 memberships, the 5 memberships that the person lodging the notice believes, on reasonable grounds, are most relevant to the provision of financial services);
[
CCH Note:
S 1546M will be repealed by No 69 of 2020, s 3, Sch 1[1300] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546M inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546N
1546N
APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT PROVISIONAL RELEVANT PROVIDER
'
S WORK AND TRAINING
Paragraphs
922F(1)(f)
and (g), as inserted by the amending Act, apply in relation to notices lodged under section
922D
on or after 1 January 2019.
Note: Paragraphs
922F(1)(f)
and (g) require notices lodged under section
922D
to include information in relation to provisional relevant providers and their work and training.
[
CCH Note:
S 1546N will be repealed by No 69 of 2020, s 3, Sch 1[1300] (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
History
S 1546N inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546P
1546P
APPLICATION OF ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER
[
CCH Note:
S 1546P heading will be amended by No 69 of 2020, s 3, Sch 1[1301], by substituting
"
THE REGISTRAR
"
for
"
ASIC
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
Paragraph
922H(1)(a)
, as inserted by the amending Act, applies in relation to a change in a matter if:
(a)
the change occurs after commencement; or
(b)
both of the following apply:
(i)
the change occurs before commencement;
(ii)
immediately before commencement, a notice has not been lodged in accordance with section
922H
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
.
History
S 1546P inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546Q
1546Q
APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
[
CCH Note:
S 1546Q heading will be amended by No 69 of 2020, s 3, Sch 1[1301], by substituting
"
THE REGISTRAR
"
for
"
ASIC
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
Section
922J
, as inserted by the amending Act, applies in relation to a person who starts to have control of a body corporate licensee if:
(a)
the person starts to have control of the licensee after commencement; or
(b)
both of the following apply:
(i)
the person starts to have control of the licensee before commencement;
(ii)
immediately before commencement, a notice has not been lodged in accordance with section
922J
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
.
History
S 1546Q inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546R
1546R
APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
[
CCH Note:
S 1546R heading will be amended by No 69 of 2020, s 3, Sch 1[1301], by substituting
"
THE REGISTRAR
"
for
"
ASIC
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
Section
922K
, as inserted by the amending Act, applies in relation to a personwho ceases to have control of a body corporate licensee if:
(a)
the person ceases to have control of the licensee after commencement; or
(b)
both of the following apply:
(i)
the person ceases to have control of the licensee before commencement;
(ii)
immediately before commencement, a notice has not been lodged in accordance with section
922K
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
.
History
S 1546R inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546S
1546S
APPLICATION OF OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES
Section
922N
, as inserted by the amending Act, applies in relation to a request made of a person if:
(a)
both of the following apply:
(i)
the request is made of the person for the purposes of subparagraph
922N(1)(c)(i)
or (ii);
(ii)
the request is made after commencement (whether the person becomes a relevant provider before or after commencement); or
(b)
both of the following apply:
(i)
the request (as mentioned in paragraph
922N(1)(c)
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
) is made before commencement;
(ii)
immediately before commencement, the person has not provided the information requested.
History
S 1546S inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546T
APPLICATION OF REQUIREMENTS RELATING TO REGISTER OF RELEVANT PROVIDERS
1546T(1)
Paragraphs
922Q(2)(b)
, (r), and (v), as inserted by the amending Act, apply on and after 1 January 2020.
1546T(2)
Subparagraph
922Q(2)(j)(ii)
and paragraph
922Q(2)(m)
, as inserted by the amending Act, apply on and after 1 January 2019.
1546T(3)
Section
922Q
, as inserted by the amending Act, applies until the start of 1 January 2020 as if subparagraph
922Q(2)(u)(ii)
were replaced with the following:
(ii)
the relevant provider
'
s membership (if any) of professional associations, to the extent that the memberships are relevant to the provision of financial services;
1546T(4)
Otherwise, sections
922Q
and
922S
, as inserted by the amending Act, apply on and after commencement.
History
S 1546T inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546U
1546U
RELEVANT PROVIDER NUMBERS GIVEN BEFORE COMMENCEMENT
For the purposes of this Act, a number given by ASIC to a person in accordance with regulation
7.6.06A
of the
Corporations Regulations 2001
is taken to have been given in accordance with section
922R
of this Act, as inserted by the amending Act.
History
S 1546U inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546V
1546V
CONTINUATION OF REGISTER OF RELEVANT PROVIDERS
The repeal of regulation
7.6.06B
of the
Corporations Regulations 2001
by the
Corporations Amendment (Professional Standards of Financial Advisers) Regulations 2017
does not affect the continuity of the register of relevant providers established under that regulation.
History
S 1546V inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
Division 3
-
Transitional notices
History
Div 3 inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
SECTION 1546W
OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION
[
CCH Note:
S 1546W heading will be amended by No 69 of 2020, s 3, Sch 1[1301], by substituting
"
THE REGISTRAR
"
for
"
ASIC
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546W(1)
A notice must be lodged under this section, in the prescribed form, if, before 15 November 2019, a notice was lodged in relation to a relevant provider under:
(a)
section
922D
, as inserted by the amending Act; or
(b)
section
922D
, as notionally inserted into this Act by Schedule
8D
to the
Corporations Regulations 2001
.
[
CCH Note:
S 1546W(1) will be amended by No 69 of 2020, s 3, Sch 1[1302] and
[
1303], by substituting
"
with the Registrar under this section
"
for
"
under this section, in the prescribed form,
"
and inserting
"
with ASIC or the Registrar
"
after
"
was lodged
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546W(2)
The notice must include:
(a)
the address of the relevant provider
'
s principal place of business; and
(b)
the name of the compliance scheme that is to cover the relevant provider.
[
CCH Note:
S 1546W(2) will be substituted by No 69 of 2020, s 3, Sch 1[1304] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546W(2) will read:
1546W(2)
The notice must meet any requirements of the data standards.]
1546W(3)
The notice must be lodged before 1 January 2020 by:
(a)
if the relevant provider is a financial services licensee
-
the licensee; or
(b)
otherwise
-
the financial services licensee on whose behalf the relevant provider is authorised to provide personal advice to retail clients in relation to relevant financial products.
1546W(4)
Subsection
921J(2)
applies, subject to this section, as if the reference in that subsection to section
922D
included a reference to this section.
History
S 1546W inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546X
OBLIGATION TO NOTIFY ASIC OF CPD YEAR
[
CCH Note:
S 1546X heading will be amended by No 69 of 2020, s 3, Sch 1[1305], by substituting
"
THE REGISTRAR
"
for
"
ASIC
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546X(1)
A notice must be lodged under this section, in the prescribed form, if, before 1 January 2019, ASIC granted an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products.
[
CCH Note:
S 1546X(1) will be amended by No 69 of 2020, s 3, Sch 1[1306], by substituting
"
with the Registrar under this section
"
for
"
under this section, in the prescribed form,
"
, (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546X(2)
The notice must include the day of the year on which the relevant financial services licensee
'
s CPD year begins.
[
CCH Note:
S 1546X(2) will be substituted by No 69 of 2020, s 3, Sch 1[1307] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546X(2) will read:
1546X(2)
The notice must meet any requirements of the data standards.]
1546X(3)
The notice must be lodged by the licensee before 1 January 2019.
1546X(4)
Subsection
922HA(3)
applies as if a reference in that subsection to subsection
922HA(1)
or
(3)
included a reference to this section.
History
S 1546X inserted by No 7 of 2017, s 3, Sch 1[27].
SECTION 1546Y
1546Y
OBLIGATION TO NOTIFY THE REGISTRAR WHEN EXAMS PASSED
(Repealed by No 115 of 2021, s 3, Sch 1[96] (effective 1 January 2022).)
SECTION 1546Z
1546Z
OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION AFTER BANNING ORDER
(Repealed by No 49 of 2019, s 3, Sch 4[117] (effective 1 January 2019).)
SECTION 1546ZA
1546ZA
OFFENCE FOR FAILING TO LODGE TRANSITIONAL NOTICES
Section
922M
applies as if a reference in that section to a notice provision included a reference to a notice given under this Division.
Note: Section
922M
provides that a person commits an offence if a person does not lodge certain notices.
History
S 1546ZA inserted by No 7 of 2017, s 3, Sch 1[27] (effective 15 March 2017).
Division 4
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Review
History
Div 4 repealed by No 115 of 2021, s 3, Sch 1[97] (effective 1 January 2022).