CCH Note:
Part 13 of the
Corporations Act 1989, inserted
by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as
follows:
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW
82
The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 3 - Representatives
SECTION 811
LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER
811(1)
[Definition of ``register'']
In this section:
``register''
, in relation to a licensee, means a register that the licensee keeps
for the purposes of section
810.
History
S 811(1) substituted by No 110 of 1990, Sch 1 (effective 18 December
1990).
811(2)
[Lodgment of notice of location of register]
Within 14 days after establishing a register, the licensee must lodge written notice of where the register is kept.
History
S 811(2) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
811(3)
[Notice of change of location]
As soon as practicable after changing the place where a register is kept, the licensee must lodge written notice of the new place where the register is kept.
History
S 811(3) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
811(4)
[Details of proper authority]
Within 2 business days after the day on which a person begins to hold a particular proper authority from a licensee, the licensee must, whether or not the person has previously held a proper authority from the licensee, lodge:
(a)
a copy of the first-mentioned proper authority; and
(b)
a written notice stating that the person began to hold that proper authority on that day.
History
S 811(4) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
811(5)
[Notice of information on register]
The licensee must lodge a written notice, within the period provided by subsection
(6):
(a)
setting out the information that the register is required to contain by paragraph
810(3)(b), (c), (d) or (e); and
(b)
stating that the information has been, or is to be, entered in the register.
History
S 811(5) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
811(6)
[Time limit for sec 811(5) notice]
A notice under subsection
(5) must be lodged within the period within which subsection
810(5) requires the information to be entered in the register.
History
S 811(6) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).
811(7)
[Notice of ceasing to hold proper authority]
Within 2 business days after a person ceases to hold a proper authority from a licensee, the licensee must, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.
History
S 811(7) substituted by No 110 of 1990, Sch 1 (effective 18 December 1990).